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Constitutional and Administrative Law Proceedings2009

LO HOM CHAU v. DIRECTOR OF MARINE

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70919-EN-2010-05-07

LO HOM CHAU v. DIRECTOR OF MARINE

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HCAL 59/2009

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF FIRST INSTANCE

CONSTITUTIONAL AND ADMINISTRATIVE LAW LIST

NO 59 OF 2009

____________

BETWEEN

 LO HOM CHAUApplicant
 and
 DIRECTOR OF MARINERespondent

____________

Before: Hon Andrew Cheung J in Court

Date of hearing: 24 March 2010

Dates of further submissions: 19 & 23 April 2010

Date of judgment: 7 May 2010

_______________

J U D G M E N T

_______________

 

Facts

1.  The applicant is a member of the Diaoyutai Islands Action Group, a registered society under the Society Ordinance (Cap 151). The applicant has joined other members of the group in previous voyages to the waters off the islands “to stage peaceful demonstrations symbolising Chinese sovereignty over the Diaoyutai Islands”.

2.  In 1996, a Hong Kong protester was drowned whilst carrying out demonstration activities in the waters off the islands.

3.  In 1998, one of the protest vessels used was seriously damaged and later sunk after it collided with Japanese military warships in the waters off the islands.

4.  In October 2006, another protest vessel (Kai Fung No 1) was approaching the waters off the Diaoyutai Islands when Japanese warships encircled and rammed the vessel. They also hit it with water cannons. The vessel sustained damage and had to return to Hong Kong immediately.

5.  In 2008, a Taiwanese fishing vessel was hit by a Japanese warship in the waters off the islands and sank; persons on board were rescued from the sea afterwards. According to the applicant, the Taiwanese fishing vessel was carrying out “purely” fishing activities in the waters off the islands when it was hit by the Japanese warship.

6.  In April 2009, the group planned another voyage to the Diaoyutai Islands to stage demonstration there; the applicant was to be the leader. The protesters were to sail to the islands on board the fishing vessel, “Kai Fung No 2” (“the Vessel”), belonging to the applicant. They planned to depart Hong Kong on 2 May 2009.

7.  The proposed voyage was widely reported in the media. According to one newspaper (Hong Kong Daily News, 25 April 2009):

“Chan Miu Tak, Chairman of Action Committee for Defending the Diaoyutai Islands reported yesterday that the Bao Diao Hao (transliteration) [ie Kai Fung No 2], with its 11 members on board, is going to hold a press conference in Tsimshatsui at 12 noon on the 2nd day of next month before they set sail to Diaoyutai. The whole expedition is expected to take 10 days. The Action Committee will set up a communication centre in Tsimshatsui to stay in touch with members on board the Bao Diao Hao until they embark on the return journey. Another 10 members of the Action Committee, including Tsang Kin Shing, Leung Kwok Hung and Chan Miu Tak will set sail to Diaoyutai on another vessel from Taiwan. The two vessels will join at a location some 40 nautical miles from Diaoyutai.

Au Pak Kuen, Vice Chairman of the Action Committee, pointed out that among the 21 members of the expedition, 17 are from Hong Kong, 2 are from Macau, and 2 are from America/Canada. He said quite a few young people join the expedition this time, the youngest being only 25 years old.

Vessels set sail from Hong Kong and Taiwan respectively

Tsang Kin Shing estimated that the vessels of the Japan Maritime Self-Defense Force will approach Bao Diao Hao when it enters 30 nautical miles from the Diaoyutai Islands. When Bao Diao Hao is about 20 nautical miles from the Diaoyutai Islands, the Japanese will put up banners and broadcast in Putonghua to state that the waters are within Japanese territory and tell them to go back. He said that the former Prime Minister of Japan Aso Taro had said that if any ‘Bao Diao’ [1] vessel should enter 20 nautical miles of Diaoyutai, the Japan Maritime Self-Defense Force would deploy a 4000-ton warship to expel the Bao Diao vessel by collision. He was worried that it would cause problems to the engine of Bao Diao Hao.

Tsang Kin Shing pointed out that if the crew successfully landed on the Islands, they would put up two marble tablets engraved with the words of “China Diaoyutai” and “Mr. David Yuk Cheung, Pioneer in Defending the Diaoyutai Islands” to assert sovereignty and to commemorate the death of David Chan Yuk Cheung, a member of the 1996 expedition who died in his defense of the Diaoyutai Islands. Should they fail to land on the Islands, they would throw about 100 flags with the words “Diaoyutai – China’s territory” into the sea so that they would float to Diaoyutai Islands, and then Bao Diao Hao will go round the Diaoyutai Islands before it leaves.” (Court translation)

8.  Similar reports were carried in many other Chinese newspapers for many days.

9.  By a letter dated 1 May 2009, the Director of Marine gave a direction to the applicant, refusing permission for the Vessel to leave the waters of Hong Kong. The direction was given pursuant to section 64(1)(a) of the Merchant Shipping (Local Vessels) Ordinance, Cap 548 (“the Ordinance”). The letter reads:

“Dear Mr Lo,

KAI FUNG NO 2 (A local vessel with license number CM90006V)

According to our record, KAI FUNG NO 2 has been issued a full license as a Class III vessel pursuant to Merchant Shipping (Local Vessels) (Certification and Licensing) Regulation (Cap 548D). In accordance with section 5(2) and (3) of the said Regulation, KAI FUNG NO 2 shall not carry any passenger, and shall be used exclusively for fishing and related purposes. If a Class III vessel is used in contravention of aforementioned section 5(3) without reasonable excuse, the owner, his agent and the coxswain each commits an offence.

From the recent newspaper reports (since 27th April), the Marine Department has come to know that KAI FUNG NO 2 will set sail from Hongkong to Diaoyutai Islands to assert sovereignty over the Islands on the 2nd May this year and it will not be used exclusively for fishing and related purposes. Our Department therefore has reason to believe that you, as the owner of KAI FUNG NO 2, would contravene the stipulations under section 5(3). The newspaper reports also mention that on its expedition to Diaoyutai Islands, KAI FUNG NO2 will run the risk of being rammed by warships that seek to expel it. Therefore our Department is concerned that KAI FUNG NO 2 will not only contravene the requirement under section 5(3), the expedition will also endanger the vessel as well as the safety of the passengers and crew on board.

In our letter sent to you on 24th April 2009, it is stated that a Class III Vessel (fishing vessel) shall not carry more than 15 crewmen and that the current laws forbid it to carry any passenger. It is mandatory for the fishing vessel to subscribe third party policies and to subscribe employee insurance for the crew. You are reminded that you, as the owner of the vessel, must comply with the above regulations at all times.

It is widely reported in the newspapers dated 28th April 2009 that about ten odd defenders of Diaoyutai Islands will board KAI FUNG NO 2 and set off on the journey. Our Department has reasons to believe that they are not the crew of KAI FUNG NO 2, but the passengers of the vessel, and thereby contravening the stipulations under section 5(2). Meanwhile, that may even put the safety of the vessel and the passengers and crew on board at risk. Moreover as KAI FUNG NO 2 illegally carries passengers on board, the passengers are not covered by any insurance policy. Under the above circumstances, our Department is concerned that the third party policy may be invalid, thereby affecting the rights and protection of other people and sea users.

In view of the above consideration, I am satisfied that there is reason to give a direction to you that permission for the above vessel to leave the waters of Hong Kong is hereby refused in accordance with section 64(1)(a) of the Merchant Shipping (Local Vessels) Ordinance, Cap 548, a power delegated to me by the Director of the Marine Department under section 72 of the same Ordinance. If you intend to make any representation regarding the above decision or to provide any information to inform me that the above situation has been changed and thus the above direction should be dismissed or varied, please make your representation to the Patrol Section of the Marine Department.

Should you have any query on the above matter, please dial [telephone number] to contact the Duty Inspector of Patrol Section of our Department.

Regards,

(Signature)

Chan Cheuk Sang (transliteration)

(Senior Marine Officer/ Harbour Patrol Section)

Dated 1st May 2009”  (Court translation)

10.  The protesters ignored the direction and the Vessel attempted to leave the waters of Hong Kong on 2 May 2009. The Vessel was intercepted. Members of the group were found on board the Vessel. The staff of the Marine Department who boarded the Vessel also found that the Vessel was not fitted with some necessary equipment, in breach of the conditions of the license of the Vessel. No competent engine operator was found on board the Vessel either.

11.  For those reasons, by a further letter dated 5 May 2009, the Director decided to continue its direction to refuse permission for the Vessel to leave the waters of Hong Kong.

12.  The applicant duly rectified the technical matters spotted by the staff of the Marine Department. In the ensuing exchange of correspondence with the Director, the applicant gave the undertakings that all safety and license requirements would be complied with; the Vessel would not be carrying any passengers on board at any time; and the peaceful demonstration which would be held by the crew on board the Vessel after arrival in the waters off the islands would take the form of fishing only. In other words, the act of demonstration would be fishing – as an act of assertion of Chinese territorial claims to the islands and the waters off the islands.

13.  Nonetheless, the Director maintained his previous direction.

Application for judicial review

14.  In this application for judicial review, the applicant challenges the Director’s direction given on 1 May 2009. Five grounds of challenge were raised but only two are allowed to be run: see thejudgment of this Court given on 14 August 2009 when granting leave to apply for judicial review on a limited basis. Shortly before the substantive hearing, a putative interested party applied to be heard at the substantive hearing to argue three new grounds in support of the challenge. The belated application was refused: see the decision handed down by this Court on 17 March 2010.

15.  The two outstanding grounds of challenge are that:

(1)  The Director has misdirected himself on law when he took the view that the Vessel would not be “used exclusively for fishing and related purposes” in its intended voyage, thereby erroneously concluding that the intended voyage would be in breach of section 5(3) of the Merchant Shipping (Local Vessels) (Certification and Licensing) Regulation (Cap 548D) (“the Regulation”).  The Director has confused the “motive” for carrying out the intended fishing activities in the waters off the islands with the “purpose” for which the Vessel was intended to be used.  The Director has therefore taken an irrelevant consideration into account when deciding to issue the direction.

(2)  The Director has misdirected himself on the proper construction of section 64(1)(a) of the Ordinance and has erroneously taken into account the safety of the Vessel in waters outside Hong Kong due to extraneous factors (that have nothing to do with the seaworthiness of the Vessel or the competence of its crew).  He has therefore taken into account an irrelevant consideration when deciding to issue the direction.

Statutory framework

16.  The Ordinance was enacted in 1999. According to its preamble, it is an Ordinance “to provide for the regulation and control of local vessels in Hong Kong or in the waters of Hong Kong and for other matters affecting local vessels, including their navigation and safety at sea (whether within or beyond the waters of Hong Kong)”. The Ordinance is divided into 15 Parts and deals with various matters. Part XIII gives the Director of Marine various powers. Amongst other things, section 64 provides:

“ (1)  Notwithstanding any other provisions in this Ordinance, the Director may, if he is satisfied that there is reason for doing so, give directions-

(a)  refusing permission for a local vessel or class, type or description of local vessel to enter or leave the waters of Hong Kong; or

(b)  requiring the removal of a local vessel or class, type or description of local vessel from the waters of Hong Kong.

……

(8)  If a local vessel which is refused permission under subsection (1)(a) to leave the waters of Hong Kong so leaves without reasonable excuse, the owner of the vessel, his agent and the coxswain of the vessel each commits an offence and is liable on conviction to a fine of $250000 and to imprisonment for 2 years.

……”

17.  Section 89 of the Ordinance gives the Secretary for Transport and Housing the power to make regulations in respect of local vessels in relation to numerous matters. Amongst other things, regulations may be made for the regulation, control, use and speed of vessels (section 89(1)(a)); the certification of vessels (section 89(1)(b)); the licensing of vessels and the renewal of licence (section 89(1)(c)); the classification of vessels (section 89(1)(k)); and regulating the hiring of vessels and the carriage of passengers and the plying limits (section 89(1)(u)).

18.  The Regulation, made pursuant to section 89, provides in sections 4 and 5 thereof as follows:

“4.  Class and type of local vessels

(1)  A local vessel, where certificated under this Regulation, shall be so certificated for Class I, II, III or IV and for a type specified opposite the relevant class in Schedule 1.

(2)  Where a local vessel is certificated for a particular class and type, a full licence, a temporary licence, or permission for a laid-up vessel that is issued, renewed, granted or endorsed under section 15, 17, 19, 23 or 26 of this Regulation (including, in the case of section 23, that section as applied by section 29) or section 66 of the Ordinance in respect of the vessel shall be so issued, renewed, granted or endorsed in respect of the vessel as a local vessel of that class and type.

5.  Restrictions on vessels of Classes II and III

(1)  No full licence or temporary licence for a Class II vessel shall permit the vessel to carry more than 12 passengers.

(2)  No full licence or temporary licence for a Class III vessel shall permit the vessel to carry any passenger.

(3)  A Class III vessel shall be used exclusively for fishing and related purposes.

(4)  If a Class III vessel is used in contravention of subsection (3) without reasonable excuse, the owner, his agent and the coxswain each commits an offence and is liable on conviction to a fine at level 3.”

19.  For Class IV vessels, section 6(1)(a) of the Regulation similarly provides that such a vessel shall not be used otherwise than by the owner “exclusively for pleasure purposes”.

20.  There is no similar restriction on the use of a Class I or Class II vessel.

21.  Schedule 1 to the Regulation sets out the various classes and types of local vessels:

“Class I  (a) ferry vessel

(b) floating restaurant

(c) launch

(d) multi-purposes vessel

(e) primitive vessel

(f) stationary vessel

Class II  (a) crane barge

(b) dangerous goods carrier

(c) dredger

(d) dry cargo vessel

(e) dumb lighter

(f) edible oil carrier

(g) flat-top work barge

(h) floating dock

(i) floating workshop

(j) hopper barge

(k) landing platform

(l) landing pontoon

(m) noxious liquid substance carrier

(n) oil carrier

(o) pilot boat

(p) special purpose vessel

(q) stationary vessel

(r) transportation boat

(s) transportation sampan

(t) tug

(u) water boat

(v) work boat

Class III  (a) fish carrier

(b) fishing sampan

(c) fishing vessel

(d) outboard open sampan

Class IV  (a) auxiliary powered yacht

(b) cruiser

(c) open cruiser”

(1)  Vessel to be “used exclusively for fishing and related purposes”?

22.  As has been mentioned, the Vessel is a Class III fishing vessel. It has been certificated and licensed as such.

23.  The first ground of challenge relates to the Director’s view that in the intended voyage to the waters off the islands, the Vessel would not be “used exclusively for fishing and related purposes”, in breach of section 5(3) of the Regulation.

24.  It is not disputed that if the Director’s conclusion in this regard was correct, he was quite entitled to take it into account and issue a direction under section 64(1)(a) to refuse permission for the Vessel to leave the waters of Hong Kong.

25.  It should also be noted that according to the Form 86, the decision under challenge is the direction given by the Director by letter dated 1 May 2009. No other decision is challenged.

26.  In those circumstances, one must consider the facts and materials available to the Director prior to his giving the direction of 1 May 2009 in order to decide whether he has correctly understood or taken into account section 5(3) of the Regulation.

27.  In my view, it is plain from the evidence before the Court, including the various newspaper clippings, that originally, the applicant intended to sail on 2 May 2009 with a number of protesters on board the Vessel as non-crew members, that is to say, passengers. According to the newspaper reports, which the applicant does not deny, after reaching the waters off the islands, the protesters would try to land on one of the islands and erect some memorial stones there. And if they were to fail to land on the islands, they would drop protest banners from the Vessel into the sea as an act of demonstration. The newspaper reports did not mention any plan to carry out fishing activities in the disputed waters as an act of demonstration. In those circumstances, I am quite satisfied that the Director was entitled to take the view that in the intended voyage, the Vessel would carry passengers, in breach of section 5(2) of the Regulation. Furthermore, the Vessel would not be used “exclusively for fishing and related purposes”, in breach of section 5(3) thereof.

28.  In other words, it is plain that the direction of 1 May 2009 can be supported by reference to section 5(2) and (3) of the Regulation.

29.  Strictly speaking, that disposes completely of this first ground of challenge.

30.  However, it is also quite apparent, not only from the Form 86, but also from the oral hearing of the leave application, that the applicant’s case is also based on his subsequent undertakings given to the Director in the correspondence following the direction of 1 May 2009. In the correspondence, the applicant attempted to persuade the Director to withdraw the direction, so that the applicant and his fellow protesters could sail the Vessel to the islands subject to those undertakings. It should be remembered that amongst other things, the applicant undertook that the Vesselwould not carry any non-crew members on board; more importantly, the only act of demonstration would be fishing in the waters off the islands.

31.  In those circumstances, I am prepared to further consider in these proceedings whether the Director was right to refuse to withdraw the direction in the light of those undertakings, even though the refusals have not been formally specified in the Form 86 as decisions also under challenge.

32.  In light of the undertakings, section 5(2) of the Regulation, prohibiting the carrying of passengers on board a Class III vessel, need not be considered any further.

33.  The only outstanding provision here is section 5(3) of the Regulation. The crucial question is whether the Vessel, if allowed to sail to the islands in accordance with the undertakings, would be “used exclusively for fishing and related purposes”.

34.  In this regard, Mr Philip Dykes SC (Mr Jeffrey Tam with him) for the applicant, argues that one must not confuse a “purpose” with a “motive”. The avowed “motive” of the protesters was to stage a protest demonstration in the waters off the islands. However, that is not something which section 5(3) is concerned with, counsel contends. The only activity that would be carried out in the disputed waters would be fishing. That was the intended purpose for which the Vessel was to be used. In those circumstances, senior counsel submits, section 5(3) would not be breached and the Director has misdirected himself.

35.  Counsel also mentions some miscellaneous examples covering vessels, airplanes and vehicles to illustrate the suggested distinction between motive and purpose.

36.  I have no difficulty with the distinction itself. My difficulty with the applicant’s argument lies in whether the admitted intention to hold a demonstration in the waters off the islands was merely a “motive” for the voyage, and whether fishing was the exclusive “purpose” for which the Vessel would be used in the intended voyage.

37.  In my view, the intention to hold a demonstration by means of carrying out fishing activities in the waters off the islands was much more than a motive for sailing to the islands. In fact, it was the very purpose of the voyage, and the Vessel was to be used for that purpose.

38.  According to the dictionary meaning of “purpose”, it is a thing to be done; an object to be attained; an intention; an aim. It may also mean the reason for which something is done or made, or for which it exists; or the result or effect intended. (Shorter Oxford Dictionary, 6th ed, Vol 2).

39.  As a matter of ordinary English usage, the whole purpose of the intended voyage was to carry out the demonstration, that is to say, to assert Chinese sovereignty over the islands and the territorial waters thereof. To hold a demonstration in the waters to assert the relevant rights or claims was the purpose of the voyage for which the Vessel was to be used. Fishing was merely the form which the intended demonstration was to take. The act of fishing in the disputed waters would bring out or manifest the rights or claims which the protesters intended to demonstrate about.

40.  Looking at the Ordinance and the Regulation as a whole, it is plain that a primary concern of the legislation is the safety of a vesselat sea, and its fitness for its intended use. Sailing in sea can be dangerous. A vessel is only certificated and licensed as a fishing vessel because its design and built is fit for use as a fishing vessel. Furthermore, its crew members will have to be relevantly competent for the intended use.

41.  Viewed in this light, the underlying purpose of section 64(1)(a) of the Ordinance and section 5(3) of the Regulation is not difficult to see. The safety and fitness requirements of a vessel to be used for fishing purpose may well be very different from that of a vessel to be used for other purposes. Since a Class III vessel is only certificated and licensed for used as a fishing vessel, using the vessel for any other purpose could potentially endanger the safety of the vessel and its crew members. A vessel used for protest demonstration in the high seas or in disputed territorial waters may encounter difficulties and dangers not usually faced by a fishing vessel carrying out normal fishing activities at sea. Such a protest vessel would entail quite different safety and fitness considerations and requirements from an ordinary fishing vessel for use in normal fishing activities. This is so even where the demonstration is to take the form of fishing, particularly if the intended message to be conveyed by the act of fishing (ie the subject matter of the demonstration) is generally known, or is known to those hostile to the cause of the protesters. Indeed, the facts of the present case provide one of the best examples. Hostile reactions from Japanese warships have been encountered in similar voyages in the past.

42.  On a purposive approach, therefore, I also take the view that the proposed voyage in which the only act of demonstration would be fishing would contravene section 5(3) of the Regulation.

43.  Thus analysed, I do not agree that the Director has misdirected himself in relation to the application of section 5(3) of the Regulation when dealing with the applicant’s requests for the withdrawal of his earlier direction of 1 May 2009.

44.  For those reasons, even on this more generous approach to the Form 86, the first ground of challenge cannot be sustained.

45.  It is submitted on behalf of the applicant that the content of the demonstration, whether it is of a particular political flavour, would not be relevant to a decision to stop a vessel from leaving Hong Kong. For a decision-maker to be influenced by considerations such as this is to take irrelevancies into account. Counsel relies on R v London Borough of Ealing, ex parte Times Newspaper Ltd [1987] IRLR 129.

46.  I have no difficulty with this submission so far as it goes. However, I consider that it has no application in the present case. It is plain in the above analysis that the Director’s consideration based on section 5(3) of the Regulation did not turn on the political content of the proposed demonstration.

47.  In any event, in so far as it is suggested that the Director’s decision was influenced by ulterior political considerations, that is not a ground set out in the Form 86 and no evidence has been filed by either side in relation to it. It would be wholly unfair and wrong to allow the matter to be raised at the substantive hearing. In so far as it is sought to be raised, it is disallowed.

48.  As for the miscellaneous examples given by counsel, I do not find it necessary to deal with them here. They are fringe examples turning on their own facts, and do not really assist in the proper understanding of section 5(3) of the Regulation and its application to the facts of the present case.

49.  Mr Dykes argues that so long as the intended activity or purpose is not covered under another class of vessels in the Regulation, it is a permissible activity or purpose for a Class III vessel. I reject the argument. This construction flies in the face of the specific wording of section 5(3), which expressly says that a Class III vessel “shall be used exclusively for fishing and related purposes”. It does not say that the Vessel can be used for any purposes not covered by any other classes of vessels in the Regulation.

50.  For the sake of completeness, I simply note that The Hague Convention 1907[2], to which the parties’ attention has been drawn, provides:

“CHAPTER II

THE EXEMPTION FROM CAPTURE OF CERTAIN VESSELS

Art. 3. Vessels used exclusively for fishing, along the coast or small boats employed in local trade are exempt from capture, as well as their appliances, rigging, tackle, and cargo.

They cease to be exempt as soon as they take any part whatever in hostilities.

The Contracting Powers agree not to take advantage of the harmless character of the said vessels in order to use them for military purposes while preserving their peaceful appearance.”

51.  When commenting on the above article, Jack Goldsmith & Eric Posner, A Theory of Customary International Law[3], 54 explains that:

“Many delegates stated that the purpose of the exemption was to protect coastal fishing on the humanitarian grounds that it was a small industry and fishermen were usually poor. But delegates also pointed out that fishing vessels may be used for military purposes, that the fishermen themselves might convey information about naval movement to the enemy, that the enemy might plant spies on the fishing vessels, that the enemy might transport contraband on the fishing vessels, and that the fishing vessels might be used as weapons.  This explainswhy the exemption was limited to vessels “exclusively” used for fishing.”

52.  Apparently, the Convention as such is not applicable to Hong Kong and does not, in any event, have any direct application to the issue under discussion. Nor is there any suggestion that section 5(3) of the Regulation has been drafted with reference to article 3 of the Convention even though the words “used exclusively” appear in both provisions. Nonetheless, article 3 provides an interesting example of the recognition that fishing vessels may be used in real life for many purposes other than fishing, and of the use of the same words (“used exclusively”) to limit the purpose for which a fishing vessel is used to fishing for the purposes of the relevant legal provisions.

(2) “Safety” concerns

53.  I move on to the second ground of challenge. The applicant’s case is that as a matter of proper construction of section 64(1) of the Ordinance, it does not give the Director the power to prohibit a vessel from leaving the waters of Hong Kong on the ground that the vessel would encounter dangers in the sea. Safety as a relevant consideration is only restricted to the seaworthiness of the vessel, competence of the crew, and matters of the same sort.

54.  Mr Dykes argues with force that to hold otherwise would mean that the Director could, in the name of safety, specify any area in the high seas as a “no-go zone”. Counsel points out that section 26 of the Ordinance specifically provides that where the Director reasonably believes that it is necessary in the interests of safety to close any areas of the waters of Hong Kong to any vessels, or to any vessels belonging to any class, type or description of vessel, he may, by notice in the gazette, close that area to such vessels or vessel, as the case may be. Section 26(2) provides, in effect, that such a notice has a maximum validity period of 6 months. Counsel’s point is that on its proper construction, section 64(1) cannot have been intended to confer on the Director, via the backdoor, the sweeping power to close any area in the high seas as a no-go area on the ground of safety.

55.  There is force in this argument.

56.  Mr Johnny Mok SC, Mr Jonathan Chang with him, very wisely, in my view, clarifies with the Court that the Director does not assert, for the purposes of these proceedings, that he is entitled, under section 64(1) of the Ordinance, to consider safety (in the sense used in the present discussion) as a standalone reason for giving a direction. Safety only comes into the picture in the present case, counsel explains, as a concern expressed by the Director in the light of the Vessel’s intended contravention of section 5(2) and (3) of the Regulation. In other words, the Director was concerned about the safety of the Vessel and of those on board, in the light of the fact that the Vessel was going to carry passengers in its intended voyage to the islands and of the fact that demonstration activities were planned to be held after arrival. Mr Mok argues that the wider question posed by the applicant in his second ground of challenge simply does not arise in the present proceedings.

57.  The Court accepts that the safety matters raised by the Director in his letter of 1 May 2009 and in the subsequent correspondence were raised in the context of the Vessel’s threatened contravention of section 5(2) and/or (3) of the Regulation. In my view, they were legitimate concerns to be raised in connection with the threatened contravention. Safety (in the sense used in the present discussion) was never used by the Director in his letters as a standalone ground for giving the direction or for refusing to withdraw it.

58.  Mr Dykes contends that the provisions in question actually interfere with Hong Kong residents’ rights to travel and to leave Hong Kong, guaranteed under article 31 of the Basic Law. He submits that the provisions must be construed in the light of this constitutional background: Gurung Kesh Bahadur v Director of Immigration (2002) 5 HKCFAR 480, 494F-495C.

59.  Mr Mok rightly points out that article 31 of the Basic Law has never been relied on by the applicant in the Form 86 as such. For my part, I am not sure if article 31 is truly engaged here. The applicant and his fellow protesters were and are, at all material times, free to travel and to leave Hong Kong, in accordance with the relevant immigration requirements. Put at the highest, the right to travel or to leave Hong Kong would only be marginally engaged. Rather, I would have thought that article 105 of the Basic Law, concerning, amongst other things, the protection of the right of individuals and legal persons to the use of property, is more in point. However, not only is article 105 not relied on in the Form 86, but it is also quite plain that limitations and restrictions on the use of property can be easily justified on grounds of safety and of public interest. I do not wish to dwell on any of these matters as they have not been raised in the Form 86, nor have they been argued at the hearing.

60.  It is apparent that given the Director’s concession (for the purposes of these proceedings), the wider question of preventing vessels from leaving Hong Kong for the sake of safety (in the sense used in the present discussion) does not arise, and the Court does not need to go into any arguments pertaining to the same.

61.  For those reasons, the second ground of challenge must also fail.

Outcome

62.  The application for judicial review fails. It is dismissed. I make an order nisi that the applicant pay to the Director the costs of these proceedings, including all costs previously reserved, to be taxed if not agreed.

63.  I thank counsel for their assistance.

 (Andrew Cheung)
 Judge of the Court of First Instance
 High Court

Mr Philip Dykes SC and Mr Jeffrey Tam, instructed by Ho, Tse, Wai & Partners, for the applicant

Mr Johnny Mok SC and Mr Jonathan Chang, instructed by the Department of Justice, for the respondent


[1] “Bao Diao” (“保釣”) means, literally, the defence of the Diaoyutai Islands.

[2] Convention (XI) relative to certain Restrictions with regard to the Exercise of the Right of Capture in Naval War. The Hague, 18 October 1907.

[3] The paper is available at http://www.law.uchicago.edu/ Lawecon/workingpapers.html.

 

70212-EN-2010-03-17

LO HOM CHAU v. DIRECTOR OF MARINE AND ANOTHER

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HCAL 59/2009

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF FIRST INSTANCE

CONSTITUTIONAL AND ADMINISTRATIVE LAW LIST

NO 59 OF 2009

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BETWEEN  
 LO HOM CHAU Applicant
 and 
 DIRECTOR OF MARINE   Respondent
 and 
 KOO SZE YIU Putative Interested Party

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Before: Hon Andrew Cheung J

Date of application (with submissions): 9 March 2010

Dates of further submissions: 11 and 12 March 2010

Date of handing down Decision in Court: 17 March 2010

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DECISION

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1.  This is an application, made by Mr Koo Sze Yiu as a (putative) interested party, to be heard at the substantive hearing of the present application for judicial review, to argue certain new points not raised by the applicant.  Pursuant to directions given by the Court, the matter is dealt with on written submissions.

2.  On 25 May 2009, the applicant applied for leave to apply for judicial review.  He sought leave to challenge the decision of the Director of Marine made on 1 May 2009, which had the practical effect of preventing the applicant from sailing his vessel to the Diaoyutai Islands for staging a protest demonstration there.  He relied on constitutional as well as standard administrative law grounds in support of his application.  The application for leave was opposed and it was heard on 14 August 2009.  At the end of the hearing, the Court gave leave to apply for judicial review on some but not all of the grounds.  Essentially, the Court only permitted the applicant to rely on two grounds in support of his application for judicial review.  Those two grounds raised questions of statutory construction and of whether the Director had taken into consideration irrelevant matters.  No constitutional grounds were permitted to be raised.  The reasons for the Court’s decision were fully set out in the ex tempore judgment it gave and they will not be repeated here. 

3.  Following the grant of leave on that limited basis, the substantive hearing was fixed for 24 March 2010, and notices of hearing dated 5 November 2009 were issued accordingly.

4.  By his letter dated 9 March 2010, Mr Koo makes the application described above.  He says that he was hired to be a crew member of the applicant’s vessel in the intended voyage.  He claims that by reason of the Director’s decision, he was prevented from leaving the waters of Hong Kong to sail to the disputed waters off the Diaoyutai Islands for fishing – “as an act of asserting on behalf of the People’s Republic of China, its sovereign rights over the said Islands and challenging Japan’s claim over them”.

5.  He wishes to be heard on three new grounds in support of the challenge:

(1) Unconstitutionality: breach of articles 31 and 39 of the Basic Law and article 8(2) and (3) of the Hong Kong Bill of Rights/article 12(2) and (3) of the International Covenant on Civil and Political Rights (ICCPR) regarding the freedom to travel or leave the Hong Kong Special Administrative Region;

(2) Unconstitutionality: breach of articles 25, 27 and 39 of the Basic Law and article 8(3) of the Hong Kong Bill of Rights/article 12(3) of the ICCPR concerning the freedom to travel or leave the Hong Kong Special Administrative Region, discrimination[1] and the freedom of expression;

(3) A more stringent test than the traditional Wednesbury unreasonableness test should be employed to decide whether the Director has taken into account an irrelevant consideration, namely, the proposed destination of the vessel.

6.  There cannot be any doubt that the Court retains a discretion on whether to hear Mr Koo at the substantive hearing on the new points sought to be raised. 

7.  The Court has taken into account the entire circumstances of the case.  The more important considerations are set out below.

8.  Mr Koo’s application is a very late one.  It was made two weeks before the scheduled hearing of the substantive application.  On the facts supplied by Mr Koo, who, like the applicant, is a known political activist, he must have been aware of the present proceedings for a long time, if not from day one.  After all, according to Mr Koo, he was hired to be a crew member of the applicant’s vessel.  The letter of 9 March 2010 making the application was the first contact by Mr Koo with the Court in relation to these proceedings.  Before that, the Court had had no idea whatsoever of Mr Koo’s interest in the proceedings or of his intention to apply to raise the new points, which came without any prior hint.  There is no assertion that Mr Koo has only come to learn about the present proceedings recently, nor is there any explanation why the application was not made earlier.  The grant of leave was reported in the media.  The judgment of 14 August 2009 is freely available on the internet.  Moreover, even the Form 86 is open to public inspection for a humble fee.

9.  The points sought to be raised are new ones, which have never been relied on by the applicant.  If they are allowed to be raised, the respondent will have very little time to prepare for the same.  Further evidence, such as that on justification and (alleged) discrimination, may have to be filed.  In those circumstances, either the substantive hearing will have to be adjourned, or the parties and the Court will have to deal with the new issues in haste, neither of which is an attractive option.  In any event, the substantive hearing has been fixed for one day only, which will probably be insufficient to hear all the issues raised, and adjourning the hearing part-heard is not an alternative worthy of serious consideration. 

10.  Moreover, the hearing date on 24 March 2010 is, in substance, a milestone date (cf Order 25, rule 1B(8)(a)(iii), the Rules of the High Court, Cap 4A).  It should not be disturbed save in exceptional circumstances, although one does bear in mind that what is involved is not a piece of private law litigation but a public law dispute.  In this regard, the Court must bear in mind the underlying objectives of court procedures set out in Order 1A, rule 1; the application by the Court of those objectives pursuant to rule 2 and the primary aim of the exercise of the Court’s relevant powers set out in rule 2(2); the duty, laid down in rule 3, of the parties to the proceedings to assist the Court to further those objectives; and the Court’s own duty to further the same by active case management as required in rule 4. 

11.  The greater the general importance of the new points (as Mr Koo contends), the less desirable it is to hear them in a hurry, in terms of the proper formulation of issues, filing of evidence, adequate preparation of arguments and thorough debate of all relevant issues at the hearing.

12.  Nor is there any real urgency to have the new points dealt with in the present proceedings. 

13.  Furthermore, if the applicant should succeed on the existing points relied on by him at the substantive hearing, the new points raised by Mr Koo would become entirely academic.

14.  The court’s strict approach to new points belatedly raised by an applicant for judicial review is well established:  Lau Kong Yung v Director of Immigration (1999) 2 HKCFAR 300, 340E-F to G; Wise Union Industries Ltd v Hong Kong Science and Technology Parks Corporation, HCAL 12/2009, 21 September 2009, para. 11; Wong Hing Kong v Urban Renewal Authority, HCAL 34/2009, 14 October 2009, paras. 39-40; Popular Signs Ltd v Radiation Board, HCAL 53/2008, 12 January 2010, para. 100.

15.  On the facts of the present case, if these last-minute new points had been raised by the applicant himself, it is difficult to see how he would have been able to persuade the Court to allow him to run them at the substantive hearing.  Of course, depending on the facts of a particular case, the position of an interested party may or may not be the same as that of an applicant.  However, on the facts of the present case and on the materials put forward by Mr Koo, he simply is not in a much better position than the applicant in this regard. 

16.  To the extent that any arguments contained in Mr Koo’s letter dated 9 March 2010 may be run within the existing framework of the applicant’s case as set out in the Form 86, the applicant is at liberty to run them by himself, without the further involvement of Mr Koo at the substantive hearing together with its attendant costs.

17.  The Court has borne in mind the merits of the new points.

18.  The Court has borne in mind the interest of Mr Koo in the subject matter of the present application for judicial review, and how he has been allegedly affected by the decision under challenge.  In particular, the Court takes into account the fact that the Director’s decision does not in any way restrict Mr Koo’s freedom and right to depart Hong Kong by any other lawful means, or to join any protest demonstration in the disputed waters off the Diaoyutai Islands from any third country or territory, whether on board of any vessel or otherwise.  Although according to Mr Koo, the constitutionality of some statutory provisions are in issue, yet unlike the situation in cases like Leung v Secretary for Justice [2006] 4 HKLRD 211, sailing to the Diaoyutai Islands on board a fishing vessel is not a daily occurrence for anybody, including Mr Koo.   

19.  As said, the Court has taken into account the entire circumstances of the case.  The above matters are simply the more important considerations that the Court has borne in mind.

20.  Having done so, the Court has come to the conclusion that the application of Mr Koo should be refused.  The Court so orders.

21.  The Court has not found it necessary to call upon the Director to make submissions, whilst the applicant has submitted a short letter in support of Mr Koo’s application.  By way of a costs order nisi, I make no order as to costs.  The applicant’s costs and the Director’s costs in relation to Mr Koo’s application shall simply form part of their respective costs of these proceedings.

22.  The Court also directs that the automatic stay resulting from the filing (on 12 March 2010) of a memorandum of notification of an application for legal aid (by Mr Koo) dated 10 March 2010 be lifted generally, so that the substantive hearing shall proceed as scheduled.

 

  (Andrew Cheung)
  Judge of the Court of First Instance
  High Court

Ho, Tse, Wai & Partners, for the applicant

The Department of Justice, for the respondent

JCC Cheung & Co, for Mr Koo Sze Yiu


[1]  In gist, Mr Koo complains that the Director has exercised his power in a discriminatory fashion, targeting only those who wish to sail to the islands to stage protest demonstration.

67172-EN-2009-08-14

LO HOM CHAU v. DIRECTOR OF MARINE

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