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Constitutional and Administrative Law Proceedings2009

GURUNG DEU KUMARI v. DIRECTOR OF IMMIGRATION

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GURUNG DEU KUMARI AND ANOTHER v. DIRECTOR OF IMMIGRATION

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HCAL 76/2009

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF FIRST INSTANCE

CONSTITUTIONAL AND ADMINISTRATIVE LAW LIST

NO 76 OF 2009

____________

BETWEEN

 GURUNG DEU KUMARI1st Applicant
 GURUNG JAYANTA2nd Applicant
and
 DIRECTOR OF IMMIGRATIONRespondent
____________

Before: Hon Andrew Cheung J in Court

Date of Hearing: 31 August 2010

Date of Judgment: 14 September 2010

_______________

J U D G M E N T

_______________

 

Introduction

1.  This application for judicial review raises the question of the extent to which family rights constitutionally guaranteed in Hong Kong may be resorted to in immigration matters.

2.  The 1st applicant was born in 1952 in Nepal.  She is almost 58 now.

3.  In 1971, the 1st applicant married in Nepal.  Her husband was then a serving Gurkha stationed in Hong Kong.  The couple’s first daughter was born in Nepal in 1973.  From 1974 until 1977, the 1st applicant resided with her husband in Hong Kong, and in Hong Kong she gave birth to a son, who is the 2nd applicant in these proceedings, and a second daughter, in 1975 and 1976 respectively.  In 1977, the applicant returned to live in Nepal.

4.  In 1983, the couple had their third daughter born in Nepal.

5.  In 1985, the husband retired from the Army and returned to live in Nepal.  In 1988, the couple separated and the husband took a second wife.  The 1st applicant and her four children were, according to the information supplied by the applicants, deserted by the husband.  The 1st applicant had the sole custody and care of the four children and was responsible for raising them up.

6.  In 1996, the 2nd applicant, who was then aged 21, came to reside in Hong Kong on a permanent basis.  He has since taken up different jobs in Hong Kong, and is now working as a security guard earning over $10,000 per month.  As will be explained, the 1st applicant stayed behind in Nepal until 2008, and the 2nd applicant used to remit a monthly sum of $1,000 to Nepal to maintain her.

7.  In 1997, the second daughter got married in Nepal.  Being a Hong Kong permanent resident by birth, the second daughter came to reside in Hong Kong after marriage.  She gave birth to a daughter but the marriage ended in failure.  In 2003, the second daughter left Hong Kong for England to study after having a divorce.  She has since returned to reside in Hong Kong for good.  She has re-married and is working as a senior waitress, earning $8,500 per month.

8.  Both the eldest and the youngest daughters have also got married in Nepal and they have been residing there with their families.

9.  As for the 1st applicant, she has, over the years, visited her son (and daughter) in Hong Kong from time to time as a visitor.  On 1 October 2008, she came to visit the 2nd applicant again as a visitor.  She was permitted to remain in Hong Kong for 90 days.  During her stay, the son noticed that the 1st applicant’s health conditions had deteriorated as she was suffering from hypertension and dyslipidemia.  She was on medication regularly.  Indeed according to a private medical practitioner in Hong Kong, the 1st applicant has been suffering from mood disorder and “she needs to have someone to accompany her both psychologically and physically”.

10.  The 2nd applicant is more than prepared to take care of and maintain his mother in Hong Kong.  It is also their case that the 1st applicant has no one to turn to in Nepal.  In gist, they contend that according to Nepalese tradition and custom, married daughters are not allowed to be attached to their maiden family.  In any event, the 1st applicant’s parents have passed away long ago, and his brothers are farmers with limited means.  They have their own families to maintain and are not in a position to take care of their married sister. Likewise, the eldest and youngest daughters are both married in Nepal and they have their own families to attend to.  On the other hand, it is the right and duty of the son (the 2nd applicant) to take care of his aging parent.

11.  In those circumstances, the 1st applicant applied to the Director of Immigration to change her immigration status to that of a dependant of her son.  In her application, it was emphasised that the 1st applicant would be left all alone in Nepal; her husband had married a second wife and had deserted her; she was suffering from hypertension and ill health and required treatment in Hong Kong; the 2nd applicant was her only son who had the responsibility and was willing and able to take care of her; and she was of no security threat to Hong Kong.

12.  However, the Director found that the 1st applicant’s case fell outside his established policy in granting dependant visas, in that she had not yet reached the age of 60.  The Director also took the view that there was no reason or justification that would warrant treating the 1st applicant’s application as an exception to the existing immigration policy.

Application for judicial review

13.  In those circumstances, the 1st applicant’s application for change of immigration status failed.  Dissatisfied with the Director’s decision, the two applicants seek to challenge it by way of judicial review.

14.  Altogether, the applicants through counsel rely on five grounds of challenge.  First, the Director has fettered his discretion by shutting his mind to the possibility of departing from his established policy.  Secondly, the Director has failed to take into account relevant considerations, such as the facts that there was no security objection to the 1st applicant’s application and that the 2nd applicant was able to support the 1st applicant’s living at a standard well above subsistence level and to provide her with suitable accommodation in Hong Kong.  Thirdly, the Director has failed to consider all the evidence, such as the evidence provided by the 2nd applicant regarding his financial means.  Fourthly, the Director has failed to take into account the family rights of the applicants and their family members guaranteed under article 37 of the Basic Law and article 14 of the Hong Kong Bill of Rights (ie article 17 of the International Covenant on Civil and Political Rights (ICCPR)).  Fifthly, if, contrary to the preceding contention, the Director had taken into account those family rights, his decision was nonetheless unlawful because it interfered disproportionately with the family rights of the applicants and their family members.

Dependent policy

15.  It is noteworthy that there is no challenge against the constitutionality or lawfulness of the Director’s dependent policy, under which foreigners may be allowed to join relatives in Hong Kong as their dependants in appropriate cases.  Under the existing dependent policy, for a sponsor who is a Hong Kong permanent resident or a resident who is not subject to a limit of stay, the following dependants may apply to join the sponsor for residence in Hong Kong:

(a)            his/her spouse;

(b)           his/her unmarried dependent children under the age of 18; and

(c)            his/her parent aged 60 or above.

16.  The policy is well established and published.  According to the evidence, as dependency is an essential element of the policy, and since it is considered that the categories described are necessary to enable an administratively workable policy consistent with Hong Kong’s general immigration policy, an exception to the policy’s requirements may only be made where there are exceptional humanitarian or compassionate grounds.  Thus exceptionally, an under-aged parent may be allowed to stay in Hong Kong as a dependant of his or her sponsoring child, or an over-aged child may be allowed to stay in Hong Kong as a dependant of his or her sponsoring parent, if there are strong compassionate or humanitarian reasons or other special extenuating circumstances to justify a departure from the established policy.

17.  The policy works in the following way in practice.  Where the applicant falls within one of the categories described, the application for entry to take up residence as a dependant may be favourably considered if there is reasonable proof of a genuine relationship between the applicant and the sponsor; there is no known record to the detriment of the applicant; and the sponsor is able to support the dependant’s living at a standard well above the subsistence level and to provide him/her with suitable accommodation in Hong Kong.

18.  However, for an applicant who does not fall within one of the described categories, the Director’s foremost consideration would be on whether any compassionate, humanitarian or extenuating elements exist, and whether such elements form a sufficient justification for a departure from the policy.  It is only where these elements indicate that the applicant’s case is an exceptional one that the other eligibility requirements (such as the intended sponsor’s financial standing, the maintenance and accommodation to be provided to the applicant) would be considered.  Otherwise, fulfilment of these other eligibility requirements would not override the applicant’s failure to fall within the described categories in the first place, and under the policy, the application would be rejected.

Approach of the courts

19.  In the light of Hong Kong’s small geographical size, huge population, substantial daily intake of immigrants from the Mainland, relatively high per capita income and living standards, and local living and job market conditions, it is not at all surprising that the Director has consistently devised and implemented a restrictive immigration policy in general and a restrictive dependent policy in particular.  As mentioned, those policies are not the subject matter of challenge in these proceedings.

20.  As has been pointed out in many cases concerning challenges against immigration decisions of the Director of Immigration (and his officers), the legislature has chosen to entrust the high responsibility for and discretions on immigration matters to the Director of Immigration.  It is an important responsibility, given Hong Kong’s unique circumstances, and the discretions conferred are wide.  As is expected from any good decision-maker who is vested with wide discretions, the Director has formulated many policies and guidelines regarding the exercise of his discretions.  The courts have therefore said repeatedly that they will not lightly interfere with the Director’s policies or exercise of discretion.  It represents not only a specific application of the general principle of public law that a court in its public law jurisdiction only exercises a supervisory jurisdiction, and does not sit as an appellate court from the decision of the decision-maker.  But it also represents an acknowledgment on the part of the courts that the legislature, in its wisdom, has entrusted the Director with the unenviable task of manning Hong Kong’s immigration controls.  See, for instance, Aita Bahadur Limbu v Director of Immigration HCAL 133/1999, 10 December 1999, Stock J; Bhupendra Pun v Director of Immigration HCAL 1541/2001, 22 January 2002, Hartmann J; Durga Maya Gurung v Director of Immigration CACV 1077/2001, 19 April 2002; Re Singh Sukhmander HCAL 89/2008, 18 September 2008, Andrew Cheung J.

21.  More generally speaking, the courts’ consistent approach also demonstrates their recognition that under the Basic Law, it is the executive which has been given the right and responsibility to administer the affairs in Hong Kong generally.  Indeed, article 154(2) of the Basic Law specifically authorises the Government to apply immigration controls on entry into, stay in and departure from the Region by persons from foreign states and regions.  The role to be played by the courts is essentially supervisory in nature.

22.  That being the case, the courts do not lightly interfere with the Director’s policy in granting dependant visas or with his exercise of discretion in granting those visas in individual cases.

First three grounds of challenge

23.  This thus sets the scene for examining the applicant’s first three grounds of challenge.  In my view, they can be taken together and disposed of rather quickly.

24.  First, in my view, there is no unlawful fettering of the Director’s discretion by his adherence to the established dependent policy.  The 1st applicant’s case clearly falls outside the established categories.  The need to draw a line (in this case the age of 60) cannot be challenged.  Some line has to be drawn, and any anomalous results are justified by the need for certainty and a workable rule: R (Carson) v Secretary of State for Work and Pensions [2006] 1 AC 173, para 41; Fok Chun Wa v Hospital Authority CACV 30/2009, 10 May 2010, para 96.

25.  According to the policy, which is not challenged, if an applicant does not fall within any of the categories described, the Director would move on to consider whether there are compassionate, humanitarian or extenuating circumstances to justify treating the case as an exceptional one.  Again, that approach, forming part of the policy, is not challenged.

26.  It is plain from the materials that the Director has examined the 1st applicant’s case and has come to the conclusion that no such exceptional circumstances exist in the present case.

27.  Judging from the facts and viewing the matter from the perspective of public law, the Director’s conclusion is not one that can be challenged by way of judicial review.

28.  This is particularly so when in fact, as a matter of law, the Director is not even obliged to take into account humanitarian considerations: Lau Kong Yung v Director of Immigration (1999) 2 HKCFAR 300, 332F/G-H.

29.  Secondly, as regards the second and third grounds, it is quite plain from the evidence filed that the Director has taken into account the materials put forward by the applicants at the time of application.  Given the nature of the challenge, the Court is generally not concerned with materials or contentions that were not before the Director at the material times.  Thus, for instance, assertions regarding “Nepalese tradition and custom” and the difficult social position the 1st applicant is likely to be placed in should she have to resettle in Nepal were never before the Director at the time of the application.

30.  Thirdly, it has to be firmly borne in mind that the dependent policy as such is not challenged.  I have already described how the policy works in practice.  In other words, it is only where an applicant falls within one of the categories described that the Director would move on to consider whether there is reasonable proof of a genuine relationship between the applicant and the sponsor; whether there is no known record to the detriment of the applicant; and whether the sponsor is able to support the applicant’s living and to provide the applicant with suitable accommodation in Hong Kong.  These matters do not, however, come into the picture if the applicant does not fall within any of the established categories.  In that latter event, the Director would only be concerned with whether the applicant’s case is an exceptional one in terms of compassionate, humanitarian or extenuating circumstances, which would justify a departure from the established policy.  It is only if the Director should come to an affirmative conclusion that he would proceed to consider the other eligibility requirements (such as the sponsor’s financial standing, questions of maintenance and accommodation).

31.  For these reasons, the argument run on behalf of the applicants that the Director has failed to consider the 2nd applicant’s financial standing and ability to maintain his mother’s living and to provide her with suitable accommodation in Hong Kong is wholly misplaced.  Likewise, the complaint that the Director has failed to bear in mind that the 1st applicant has no known record to her detriment in Hong Kong is quite beside the point. 

32.  The short answer is that none of these considerations ever come into the picture given that the 1st applicant does not fall within any of the established categories in the first place and that her application is not considered to be an exceptional one.  Nor is there anything to suggest that the Director should depart from his established modus operandi in the present case.

33.  Bearing in mind that one is essentially concerned with grounds based on Wednesbury unreasonableness, which is by no means a stringent standard of review, it is plain that the applicants have failed to make out a case.

34.  For these reasons, I reject the first three grounds of challenge.

4th and 5th grounds of challenge: family rights

35.  That leaves the fourth and fifth grounds of challenge which are based on the supposed family rights of the two applicants and other family members.

36.  It is helpful to set out the relevant provisions first.  The Basic Law provides:

“Article 37

The freedom of marriage of Hong Kong residents and their right to raise a family freely shall be protected by law.

…

Article 39

The provisions of the International Covenant on Civil and Political Rights, the International Covenant on Economic, Social and Cultural Rights, and international labour conventions as applied to Hong Kong shall remain in force and shall be implemented through the laws of the Hong Kong Special Administrative Region.

The rights and freedoms enjoyed by Hong Kong residents shall not be restricted unless as prescribed by law. Such restrictions shall not contravene the provisions of the preceding paragraph of this Article.

…

Article 41

         Persons in the Hong Kong Special Administrative Region other than Hong Kong residents shall, in accordance with law, enjoy the rights and freedoms of Hong Kong residents prescribed in this Chapter.”

37.  Article 14 of the Hong Kong Bill of Rights which is based on article 17 of the ICCPR reads:

“ Protection of privacy, family, home,

correspondence, honour and reputation

(1) No one shall be subjected to arbitrary or unlawful interference with his privacy, family, home or correspondence, nor to unlawful attacks on his honour and reputation.

(2)   Everyone has the right to the protection of the law against such interference or attacks.”

38.  Although not specifically referred to, article 19 of the Hong Kong Bill of Rights (which is based on article 23 of the ICCPR) is also relevant:

“ Rights in respect of marriage and family

(1) The family is the natural and fundamental group unit of society and is entitled to protection by society and the State.

(2) The right of men and women of marriageable age to marry and to found a family shall be recognized.

… ”

39.  Section 11 of the Hong Kong Bill of Rights Ordinance (Cap 383), which enacts the Hong Kong Bill of Rights (section 8), provides:

“ As regards persons not having the right to enter and remain in Hong Kong, this Ordinance does not affect any immigration legislation governing entry into, stay in and departure from Hong Kong, or the application of any such legislation.”

Non-application of the Hong Kong Bill of Rights

40.  I would start with the Hong Kong Bill of Rights. For the purposes of this judgment, I am prepared to accept that there are comments made by the United Nation Human Rights Committee and jurisprudence relating to article 8 of the European Convention for the Protection of Human Rights and Fundamental Freedoms 1950 (right to respect for private and family life) which suggest that “family”, in the present context, could go beyond one’s immediate family (spouse and children) and cover one’s “extended family”, such as a parent and an adult child, or a grandparent and a grandchild: Human Rights Committee, General Comment No 16: The right to respect of privacy, family, home and correspondence, and protection of honour and reputation (Art 17) UN Doc A/43/40 (1988); Human Rights Committee, General Comment No 19: Protection of the family, the right to marriage and equality of the spouses (Art 23) UN Doc A/45/40 (Vol 1) (Supp) (1990); Berrehab v The Netherlands (1989) 11 EHRR 322; Pawandeep Singh v Entry Clearance Officer, New Delhi [2005] QB 608; Huang v Secretary of State for the Home Department [2007] 2 AC 167; Beoku-Betts v Secretary of State for the Home Department [2009] 1 AC 115.

41.  However, the 1st and 2nd applicants’ reliance on article 14 or 19 of the Hong Kong Bill of Rights is problematic for a simple reason.  According to the Court of Appeal in In re Hai Ho-tak and Cheng Chun-heung [1994] 2 HKLR 202, the Hong Kong Bill of Rights enacted by the Hong Kong Bill of Rights Ordinance cannot be invoked in relation to immigration matters covered by immigration legislation.  It cannot be invoked by a person not having the right to enter and remain in Hong Kong; nor may it be invoked by the family members of such a person who are residing in Hong Kong.  The position has been clearly explained by Godfrey JA (as he then was) in the following terms (at pp 209-210):

“ Now the family is the natural and fundamental unit of society; it is entitled to the protection of the Hong Kong Government and those who act on its behalf: see Article 16 of the Hong Kong Bill of Rights (set out in Part II of the Ordinance), and it must not be subjected to arbitrary or unlawful interference: see Article 14.

However, as regards persons not having the right to enter and remain in Hong Kong, the Ordinance does not affect any immigration legislation governing entry into, stay in and departure from Hong Kong, or the application of any such legislation: see Section 11 (contained in Part III of the Ordinance, which is expressed to set out exceptions and savings).

In my opinion, the effect of s. 11, on its true construction, is this.

1. The Ordinance may not be invoked so as to affect, as regards any person not having the right to enter and remain in Hong Kong, any immigration legislation governing his entry into, stay in or departure from Hong Kong, or the application of any such legislation.

2. This is so no matter who it is that invokes the Ordinance or on what ground he invokes it.

3.   In particular (of course) the Ordinance may not be invoked by the person not having the right to enter and remain in Hong Kong. That being so, it would be the height of absurdity if it could be invoked by someone else, e.g., another member of his family.  If the person not having the right to enter and remain in Hong Kong could not himself invoke the provisions of the Ordinance relating to his rights as a member of the family, it cannot make sense to allow other members of the family the right to invoke those provisions in relation to their rights as members of the same family.  And s. 11 should not be construed so as to attribute a non-sensical intention to the legislature.”

42.  The judgment is binding on this Court.

43.  This must therefore be the end of the applicants’ argument insofar as it relies on the Hong Kong Bill of Rights.

Scope of the Basic Law right

44.  That leaves article 37 of the Basic Law.  Again, the question of whether article 37 is engaged at all is at the forefront of the argument.

45.  By that, I do not mean the 1st applicant, as a foreigner, may not resort to article 37, at least indirectly.  I am prepared to proceed on the basis that as an overstayer who was previously permitted to enter and remain in Hong Kong for a period of time lawfully, is somebody who is covered by article 41 of the Basic Law, and may therefore, “in accordance with law”, indirectly invoke the right guaranteed under article 37.  In this regard, I am prepared to accept that the 1st applicant is different from someone who has just physically arrived at the airport and has not been successful in seeking immigration clearance, in terms of whether the individual is “in” the Hong Kong Special Administrative Region so as to attract the protection of article 41: see Chu Woan Chyi v Director of Immigration (2007) 12 HKPLR 213.

46.  What I have in mind, however, is the scope of the relevant right guaranteed under article 37.

47.  In Santosh Thewe v Director of Immigration [2000] 1 HKLRD 717, a Hong Kong permanent resident sponsored an application by her husband for permission to reside in Hong Kong as her dependant.  They challenged the refusal of the Director of Immigration of the application on a number of grounds including grounds based on articles 25, 36, 37 and 39 of the Basic Law.  Stock J (as he then was), when considering the argument based on article 37, took the view that the article does not stand on its own, and cannot be looked at in a vacuum.  The Judge went on to read article 37 together with article 39 of the Basic Law which gives constitutional entrenchment to the ICCPR as applied to Hong Kong.  The Judge noted that the ICCPR, as applied to Hong Kong at the material times, was always subject to reservations made by the Government of the United Kingdom regarding immigration matters, and that found expression in section 11 of the Hong Kong Bill of Rights Ordinance when it was enacted in 1991 to give the ICCPR (as it applied to Hong Kong) domestic effect.  The Judge therefore concluded that reading articles 37 and 39 of the Basic Law together, what cannot be done by means of the ICCPR (as applied to Hong Kong) and the Hong Kong Bill of Rights Ordinance, cannot be done with the help of article 37 of the Basic Law either.  See pp 721D to 722H.

48.  In other words, his Lordship effectively construed article 37 of the Basic Law as being subject to the same exclusion as the Hong Kong Bill of Rights/ICCPR (as applied to Hong Kong) relating to immigration matters.

49.  If this represents the correct view on the scope of application of article 37, that must be the end of the applicants’ case insofar as it relies on article 37.

50.  Strictly speaking, the judgment of Stock J is not binding on this Court.  However, it is not necessary for this Court to express any view on the decision, save to say that the decision has apparently proceeded on the footing that if article 37 had been read alone (in a vacuum), it could have applied to a case such as the one faced by the Court in Santosh Thewe (a husband and wife case), or, by the same reasoning, a case like the present one (a mother and adult son case).

51.  I do not accept that this is the case.  It is noteworthy that in Santosh Thewe, there was no discussion on the Chinese version of article 37.  Article 37, in Chinese, reads:

“香港居民的婚姻自由和自願生育的權利受法律保護。”

52.  The crucial term used is “自願生育的權利” in Chinese, or the “right to raise a family freely” in English.  The same terms were used in the Joint Declaration, Annex I, JD ref 150 to 151.

53.  As a matter of Chinese usage, the term “自願生育的權利” clearly refers to the right to procreate and to foster children voluntarily.  It has nothing to do with taking care of or maintaining one’s parents (or, for that matter, one’s spouse). According to the dictionary 辭源(1987 ed) cited by Mr Hectar Pun appearing on behalf of the applicants, “生育” means “生長,養育” (p 1136).  In my view, none of them apply to the maintenance by an adult child of his or her parent as a matter of Chinese usage.

54.  More importantly, it has been pointed out that “自願生育的權利” in article 37 is specifically guaranteed under the Basic Law in order to exempt residents of Hong Kong from the one child policy practised on the Mainland.  In this regard, one should note that article 49 of the Constitution of the People’s Republic of China reads in Chinese (and in English translation) as follows:

“第四十九條 婚姻、家庭、母親和兒童受國家的保護。

夫妻雙方有實行計劃生育的義務。

父母有撫養教育未成年子女的義務,成年子女有贍養扶助父母的義務。

禁止破壞婚姻自由,禁止虐待老人、婦女和兒童。

[English translation]

Article 49 Marriage,the family, and mother and child are protected by the state.

Both husband and wife have the duty to practise family planning.

Parents have the duty to rear and educate their children who are minors, and children who have come of age have the duty to support and assist their parents.

Violation of the freedom of marriage is prohibited. Maltreatment of old people, women and children is prohibited.”

55.  Article 49(2) stipulates that a couple have “the duty to practise family planning” or “有實行計劃生育的義務” in the Chinese original.  The term “計劃生育” in article 49(2) of the Constitution of the People’s Republic of China provides the clearest contrast to the term “自願生育” used in article 37 of the Basic Law.  See Introduction to the Basic Law of the Hong Kong Special Administrative Region (2nd ed), 310 to 311[1]. See also 王振民[2],中央與特別行政區關係:一種法治結構的解釋(2002 ed), 91 to 92.

56.  Furthermore, when it comes to adult children taking care of their parents, article 49(3) of the Constitution, in accordance with ordinary Chinese usage, uses the term “贍養扶助” (“to support and assist”).

57.  Incidentally, it is interesting to note that article 38 in Chapter III (Fundamental Rights and Duties of the Residents) of the Basic Law of the Macau Special Administrative Region provides:

“澳門居民的婚姻自由、成立家庭和自願生育的權利受法律保護。”

A clear distinction is drawn between “成立家庭” and “自願生育”, which again is in full accord with ordinary Chinese usage.

58.  In my view, the English version of article 37 of the Basic Law is consistent with the Chinese meaning.  The “right to raise a family freely” sits comfortably well with the interpretation, based on the Chinese version, that it is a right to procreate and to foster children, and has nothing to do with the maintenance or taking care of a parent by an adult child, or the formation or maintenance of a family comprising such a parent and adult child.  In particular, “to raise” means, in the context, to “[r]ear, bring up, (a person or animal)”, according to the Shorter Oxford English Dictionary (6th ed), 2454.

59.  That said, two observations must be made.  First, the above interpretation does not mean that there is no constitutional guarantee in Hong Kong regarding family rights.  Those rights are found in the ICCPR as applied to Hong Kong by means of the Hong Kong Bill of Rights. 

60.  Secondly, the above interpretation of the English version does not mean that if read on its own, the English wording could not have been given a more generous or wider interpretation, along the lines of the European jurisprudence on the European Convention.  However, to the extent possible, both the English and Chinese versions must be read in harmony with each other in order to arrive at a uniform interpretation.  And that can be achieved by giving the English wording its ordinary and natural meaning.  Nonetheless, the bottom line is that if there should be any discrepancy between the two texts, the Chinese text shall prevail: Decision of the Standing Committee of the National People’s Congress on the English text of the Basic Law of the Hong Kong Special Administrative Region of the People’s Republic of China (adopted on 28 June 1990); see also HKSAR v Ma Wai Kwan,David [1997] HKLRD 761, 773A-C; Yash Ghai, Hong Kong’s New Constitutional Order: The Resumption of Chinese Sovereignty and the Basic Law (2nd ed) 229-230.

61.  For these reasons, I take the view that article 37 of the Basic Law is simply not engaged in situations of the present type.  In other words, the last two grounds of challenge relied on by the applicants in these proceedings fall at this preliminary hurdle.  For the sake of completeness, I would simply indicate that if I had been of a different view, I would have nonetheless concluded that the interference with the alleged family rights of the applicants was proportional and could be justified by the overall immigration picture in Hong Kong.

Outcome

62.  In the circumstances, the application for judicial review is dismissed.  I also make an order nisi that the applicants pay to the respondent the costs of these proceedings, including all costs previously reserved, to be taxed if not agreed.  I further order that there be legal aid taxation of the applicants’ own costs.

63.  Before parting with this case, I note that the 1st applicant is almost 58 now.  It would not be long before she would reach the age of 60 and thus be within the dependent policy of the Director, in which event she could re-apply to come to Hong Kong to join her son.  In the meantime, I have been given to understand by Mr Abraham Chan, acting for the Director, that she may apply to visit her son and daughter (and granddaughter) in Hong Kong as a visitor and that her application would not be unduly affected by the fact that she has overstayed on the present occasion.

64.  I thank counsel for their assistance.

(Andrew Cheung)
Judge of the Court of First Instance
High Court

Mr Hectar Pun, instructed by Joseph C T Lee & Co, for the applicants

Mr Abraham Chan, instructed by the Department of Justice, for the respondent


[1]   This is a book published under the sponsorship by the Task Group on Promotional Messages of the Basic Law under the Basic Law Promotion Steering Committee, a government committee established since 1998 to provide the necessary steer on the overall programme and strategy for promoting the Basic Law.

[2]   Professor Wang Zhen-min, Dean of School of Law, Tsinghua University.

71209-EN-2010-05-27

GURUNG DEU KUMARI v. DIRECTOR OF IMMIGRATION

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HCAL 76/2009

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF FIRST INSTANCE

CONSTITUTIONAL AND ADMINISTRATIVE LAW LIST

NO. 76 OF 2009

____________

BETWEEN

 GURUNG DEU KUMARIApplicant
 and 
 DIRECTOR OF IMMIGRATIONRespondent

____________

Before: Hon Saunders J in Court

Date of Hearing:  26 May 2010

Date of Decision:  26 May 2010

Date of Reasons for Decision: 27 May 2010

________________________

REASONS FOR DECISION

________________________

 

1.  Mdm Gurung, a visitor to Hong Kong, has applied to the Director to change her immigration status to permit her to take up residence in Hong Kong as a dependent of her son, Gurung Jayanta, a Hong Kong permanent resident. On 6 February 2009, the Director refused that application. On 14 July 2009, Mdm Gurung was granted leave to apply for judicial review against that decision.

2.  Now, Mr Gurung seeks leave to join in the proceedings pursuant to O 15 r 6, RHC, as a party to the application for judicial review, in his own right. Mr Pun accepted that the proper test to be applied in this particular case is to examine whether or not leave should be granted to Mr Gurung to bring judicial review proceedings against the decision of the Director of 6 February 2009. If it was a proper case for leave, then Mr Chan accepted that the matter fell within the ambit of O 15 r 6, and there should be an order for joinder.

3.  Strictly, the application for leave for Mr Gurung to bring judicial review proceedings was not before me, but the proposed amended application had been drafted and was on the file, and the parties were sensibly content to treat the hearing as an application for leave to bring judicial review proceedings by Mr Gurung, and the matter was argued accordingly.

4.  In that amended application, Mr Gurung challenges the decision of the Director as being in breach of his family rights under article 37 of the Basic Law. That article provides:

“The freedom of marriage of Hong Kong residents and their right to raise a family freely shall be protected by law.”

5.  At the conclusion of the argument I ordered that leave be given for Mr Gurung to bring judicial review proceedings against the decision of 6 February 2009, and that Mr Gurung should be joined in the proceedings pursuant to O 15 r 6 RHC. I now give my reasons for that decision.

6.  The jurisdiction to join Mr Gurung pursuant to O 15 r 6, if leave to bring judicial review proceedings was granted, was not in doubt.

7.  On 23 September 2009, subsequent to the grant of leave to bring the judicial review proceedings by Mdm Gurung, I handed down a judgment in Gurung Ganga Devi v Director of Immigration, HCAL 131/2008. In that case the applicant, not a Hong Kong resident, sought to pursue an argument based on article 37. The Director argued that the rights enshrined in that article were not available to the applicant because she was not a Hong Kong resident.

8.  But the argument was available to the applicant’s youngest daughter who was a Hong Kong resident. Leave was given to the daughter to join in the proceedings to support her mother’s application. However, in that case no leave was given to the daughter to bring her own application for judicial review. Consequently, the application failed, and the daughter’s support was to no avail.

9.  Now, recognising that the same circumstances arise in the present case, Mr Pun seeks to join Mr Gurung into the proceedings brought by his mother, not merely to support those proceedings, but as an applicant for judicial review in his own right, arguing that his rights under article 37 have been breached by the decision of the Director.

10.  Mr Chan said that it was not reasonably arguable on the part of Mr Gurung that his rights under article 37 had been breached. He drew my attention to the decision of Hartmann J (as he then was) in Marilyn G Aringo & Anor v Director of Immigration, unreported, HCAL 96/2004, 5 September 2005, in which both a husband and a wife were applicants for judicial review, against a decision of the Director, refusing the husband a dependency visa. The applicants relied, in part, on article 37. In particular, Mr Chan referred me to paragraph 43 of that judgment:

“In the present case, the husband is a person who does not have the right to enter and remain in Hong Kong, save by permission of the Director of Immigration.  In the circumstances, if the husband has no call upon the Bill of Rights or the provision concerning marriage in the Basic Law - and the matter essentially goes to him; it is, after all, his application for a dependency visa - then these provisions cannot be made applicable to him via the back door by looking to the wife’s rights.”

11.  On the same basis, in the present case, Mr Chan argued, any rights that Mr Gurung may have cannot assist his mother’s application for a dependency visa.

12.  If the matter simply stood there, I am satisfied that Mr Chan would be right. But subsequent to the decision in Marilyn G Aringo, the House of Lords delivered its decision in Huang v Secretary to the Home Department [2007] AC 167. That decision demonstrated that it is arguable that the concept of a “family” is not a restricted concept which is embraced only by the relationship of parents and child. The judgment of Lord Bingham, with which the other judges agreed, contains the following passage at p 186G:


“But the main importance of the case law is in illuminating the core value which article 8 exists to protect.  This is not, perhaps, hard to recognise.  Human beings are social animals.  They depend on others.  Their family, or extended family, is the group on which many people most heavily depend, socially, emotionally and often financially.  There comes a point at which, for some, prolonged and unavoidable separation from this group seriously inhibits their ability to live full and fulfilling lives.”

13.  Mr Pun says that had that extended concept of family been available to Hartmann J it was reasonably arguable that the conclusion reached, and set out at paragraph 9 above, would have been different.

14.  I am satisfied that the different circumstances of this case, where the son seeks to be joined as an applicant to judicial review himself, not merely supporting his mother, but arguing a breach of his own rights, casts a different light on the matter. Mr Gurung is able to argue that his family rights include a right to have the social and emotional support of his mother, and to care for his mother as part of his extended family, in circumstances where she is unable to care for herself. The decision in Marilyn G Aringo will found a basis to say that the argument sought to be made by Mr Pun ought to fail. But the existence of that decision does not render the argument so bereft of merit that I can say that the propositions sought to be advanced are not reasonably arguable.

15.  Mr Chan reminds me that Mr Gurung’s application does not merely involve a technical joinder for the purpose of completeness or the effective determination of the application for judicial review. Instead it involves a substantive and substantial widening of the legal challenge to the decision.

16.  I accept Mr Chan’s submission that in this post-CJR era applications which have the effect of widening the scope of judicial review proceedings after those proceedings are underway have a formidable threshold to pass. In this respect I am in complete agreement with the comments of Andrew Cheung J in Wise Union Industries Ltd v Hong Kong Science and Technology Parks Corporation, unreported, HCAL 12/2009, 21 September 2009.

17.  Ultimately, prejudice was the basis upon which leave was refused in Wise Union. Prejudice was also the basis upon which leave to amend was refused in the other two authorities cited by Mr Chan, Wong Hing Kong v Urban Renewal Authority, unreported, HCAL 34/2009, and Popular Signs Ltd v Radiation Board, unreported, HCAL 53/2008. Further, in all three cases the application to amend arose during the course of the substantive hearing. That is a long way from the present situation, where there is no trial date.

18.  Mr Chan argues faintly that there is prejudice to the Director in the widening of the scope of the application for judicial review. But he was unable to identify precisely any particular prejudice. With no date for trial, the Director and those advising him have ample time within which to file any further evidence that the Director considers upon advice might be necessary, formulate the arguments, and generally prepare for trial. There is no prejudice to the Director.

19.  There is an issue of delay.

20.  The decision of the Director that is under challenge was made on 6 February 2009, and leave was granted to the applicant to bring the challenge on 14 July 2009. The decision in Gurung Ganga Devi was handed down on 23 September 2009. By summons dated 19 February 2010, the application for joinder was made. Normally, an application for judicial review must be brought within three months of the date of the decision under challenge: see O53 r 4 RHC.

21.  Strictly, the right of Mr Gurung to challenge the decision, in the way he now seeks, arose as long ago as 6 February 2009, and the application ought to have been brought by 6 May 2009. But the development of the law in relation to the application of the Basic Law to government policies such as immigration policy is an evolving matter. Although the policy as it now stands is a policy that was formulated after 1997, in principle it is a long-standing policy. Establishing the precise interface between immigration policies and the rights enshrined in the Basic Law is a difficult and delicate matter, usually having considerable impact on the lives of the individuals involved. This is especially so when it is not always apparent precisely where rights might arise that might impact upon a particular decision.

22.  In the circumstances of the case I am prepared to treat 23 September 2009, as being the date upon which those advising Mr Gurung might have become aware of rights that might be available to him. So the application for joinder was made nearly 6 months after the decision in Gurung Ganga Devi. Notwithstanding the delay, Mr Chan did not, properly in my view in the circumstances, press the matter of delay as a basis upon which leave should be refused.

23.  In the absence of prejudice to the Director, and having regard to the nature of the proceedings, raising as they do important constitutional issues of the rights of families resident in Hong Kong to live together as an extended family unit, I am satisfied that the delay is not such that I should refuse leave to amend the application of the judicial review and for joinder.

24.  There will accordingly be an order granting leave to amend the application for judicial review in terms of the draft filed, and an order in terms of paragraph 1 of the summons dated 19 February 2010 and joining Mr Gurung as an applicant party to the proceedings.

25.  I give the following directions for the future conduct of the proceedings:

(1)

Mdm Gurung and Mr Gurung must file any further affidavits they wish to file in support of the amended application for judicial review by 17 June 2010.

(2)

The Director must file any affidavits he wishes to file in response by 14 July 2010.

(3)

Mdm Gurung and Mr Gurung may file further affidavits if so advised, those affidavits being confined to matters in reply, by 28 July 2010.

(4)

The application shall thereafter be set down to hearing before a judge in the Constitutional and Administrative Law List on the first available date, one day allocated, in consultation with counsels diaries.

(5)

Leave is reserved to apply.

26.  Both Mdm Gurung and Mr Gurung are on legal aid. There will be an order nisi that the cost of the summons will be in the cause, and both applicants’ own costs will be taxed on Legal Aid Regulations.

 (John Saunders)
 Judge of the Court of First Instance
 High Court

Mr Hectar H Pun, instructed by Messrs Joseph C T Lee & Co, for the Applicant

Mr Abraham Chan, instructed by the Department of Justice, for the Respondent