HK CourtDB
HomeDirectoryMCP
Hong Kong CourtDB
Back to directory
2015

CKKK v. CKB

Related cases with same parties

  • HCAL305/2023CHU KWOK BING v. M/S FRED KAN & CO (SOLICITORS FOR THE PLAINTIFFS)
  • HCAP8/2018CHU KWOK KEE KOOKIE v. CHU KWOK BING AND ANOTHER
  • HCMP704/2015CHU KWOK KEE KOOKIE v. MING CHOR PAO AND ANOTHER
  • HCMP799/2015CKB v. CKKK

Files (3)

107145-EN-2016-12-02

CKKK v. CKB

HTML content

CACV 162/2015

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF APPEAL

CVIAL APPEAL NO. 162 OF 2015

(ON APPEAL FROM HCMH No. 83 OF 2013)

____________

  IN THE MATTER OF Part II of the Mental Health Ordinance, Cap. 136 (‘the Ordinance”)
  and
  IN THE MATTER OF an alleged mentally incapacitated person MCP

____________

BETWEEN
 CKKKApplicant
and
 CKBIntervener

____________

Before: Hon Yuen, Kwan & Chu JJA in Court
Date of Judgment: 2 December 2016

_______________

JUDGMENT

_______________


Hon Chu JA giving the judgment of the Court:

1.  On 30 September 2016, we handed down our judgment dismissing the intervener’s appeal against the order of L Chan J (“the Judge”) made on 15 June 2015, holding that MCP is a person incapable, by reason of mental incapacity, of managing and administering her property and affairs, and appointing the applicant to be the committee of her estate (“Committee”).

2.  By a Notice of Motion filed on 4 October 2016, the intervener applies for leave to appeal against our judgment to the Court of Final Appeal.  By letter dated 9 October 2016, which reached the court on 11 October 2016, the intervener further applies to put in new evidence, namely, a written declaration dated 31 October 2013 made by MCP (“the Written Declaration”). 

3.  On 5 October 2016, the Registrar for Civil Appeals gave directions on the service of the Notice of Motion, and the lodging and service of written submissions.

4.  The intervener lodged his written submission on 11 October 2016.  According to his letter dated 13 November 2016, which was received by the court on 15 November 2016, he had served his written submission on the applicant on 11 October 2016.  The applicant has not lodged any written submission.

5.  Having considered the papers and submission, we are of the view that the intervener’s application may be disposed of on paper without a hearing.  Neither the intervener nor the applicant has requested for an oral hearing of the application.

6.  In order that leave to appeal may be granted, the intervener must show that the question involved in the appeal is one, which by reason of its great general or public importance, or otherwise, ought to be submitted to the Court of Final Appeal: see Section 22(1)(b) of Hong Kong Court of Final Appeal Ordinance Cap. 484.

7.  The Notice of Motion has not set out any question for the determination by the Court of Final Appeal.  It only states the following in support of the intended appeal:

(1) The applicant did not comply with section 7 of Mental Health Ordinance, Cap. 136 in that his application for inquiry was not accompanied by two medicate certificates proving MCP to be mentally incapacitated.  On the other hand, the intervener had produced three medical certificates from approved doctors certifying MCP to be mentally sound and capable between 11 October 2013 and 10 April 2014.

(2) The applicant should not be appointed the Committee.  He is a habitual gambler, not honest and his credibility is doubtful.

(3) The intervener is in possession of MCP’s last will dated 24 October 2013, under which the intervener is the sole beneficiary.

(4) The intervener is in possession of the Written Declaration gifting all of MCP’s properties to the intervener.

(5) MCP had executed a general power of attorney on 28 October 2013 appointing the intervener to be her attorney, and an Enduring Power of Attorney (EPA) on 15 January 2014, appointing the intervener to be her attorney. The Enduring Powers of Attorney Ordinance, Cap. 501, does not prohibit the person appointed as attorney to act as the donor’s interpreter in making the EPA.

(6) The Court should not have rejected the medical certificates produced by the intervener.

(7) The Judge had at an earlier hearing in January 2015 said the intervener had merits in his case, but took a different view at the 15 June 2015 hearing.     

8.  The intervener repeats these points in his written submission.  In addition, the intervener asserts that his intended appeal involves questions of great, general or public importance, or otherwise, ought to be submitted to the Court of Final Appeal for decision in that:

(1) While the government promotes the use of EPA, the Court of First Instance acted to the contrary by revoking MCP’s EPA.

(2) Dr Chen Chia-lu Sylvia is a psychiatric expert on the list of approved doctors for the purpose of section 2(2) of Mental Health Ordinance.  Despite that, the Judge questioned the reliability of her medical certificate and her professional judgment.

(3) The intervener has been treated unfairly as the merits of his case were not taken into account by the Judge.  

9.  The points raised by the intervener in the Notice of Motion are a repetition of the arguments advanced in the appeal before us (see paragraph 35 of the Judgment).  We had considered them and, for reasons set out in paragraphs 40 to 58 of our Judgment, concluded they have no merits.  The other points made in the intervener’s written submission (see paragraph 8 above) also do not amount to questions of great general or public importance.  As our Judgment has pointed out, the Judge was correct in his assessment of the reliability of Dr Chen’s certificate and in concluding that MCP was mentally incapacitated as defined in the Mental Health Ordinance.    

10.  As to the application to introduce and rely on the Written Declaration, the intervener had made an identical application at the hearing of the appeal before us.  For reasons we gave in paragraphs 36 to 39 of our Judgment, we had refused his application.  Both as a matter of procedure and merits, this renewed application must be refused. 

11.  The intervener has failed to demonstrate that his intended appeal to the Court of Final Appeal involves any question of great general or public importance.  The reasons he put forward in support of his leave application are also unarguable.  There is no other ground for submitting his appeal to the Court of Final Appeal for determination. The application therefore fails to meet the required threshold and should be dismissed.

12.  As the applicant has not put in submission to oppose the application, we make no order as to costs.

13.  Accordingly, we order that:

(1) The Notice of Motion is dismissed.

(2) There is no order as to the costs of the Notice of Motion.



(Maria Yuen)
Justice of Appeal
(Susan Kwan)
Justice of Appeal
(Carlye Chu)
Justice of Appeal

Charles Yeung Clement Lam Liu & Yip for the applicant.

The intervener, unrepresented, acted in person.

106117-EN-2016-09-30

CKKK v. CKB

HTML content

CACV 162/2015

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF APPEAL

CVIAL APPEAL NO. 162 OF 2015

(ON APPEAL FROM HCMH No. 83 OF 2013)

____________

  IN THE MATTER OF Part II of the Mental Health Ordinance, Cap. 136 (‘the Ordinance”)
 and
 IN THE MATTER OF an alleged mentally incapacitated person MCP

____________

BETWEEN

 CKKKApplicant

and

 CKBIntervener

____________

Before: Hon Yuen, Kwan & Chu JJA in Court
Date of Hearing: 22 September 2016
Date of Decision: 30 September 2016

_______________

JUDGMENT

_______________

Hon Yuen JA:

1. I agree with the judgment of Chu JA and the order at paragraph 62 below.

Hon Kwan JA:

2. I agree with the judgment of Chu JA

Hon Chu JA:

3. This is the appeal of the intervener against the decision of L Chan J (“the Judge”) made on 15 June 2015, holding that MCP is a person incapable, by reason of mental incapacity, of managing and administering her property and affairs, and his order appointing the applicant to be the committee of the estate of MCP (“Committee”). The intervener seeks to set aside the Judge’s order and to have the applicant’s originating summons dismissed.

The facts

4. MCP was born on 11 May 1920.  She is now 96 years of age.  Her husband (“Father”) passed away on 12 February 2013.  MCP is a Shanghainese.  She has minimal command of Cantonese and English, and understands very little Mandarin.  She can read Chinese, but very minimal English.

5. The applicant, the intervener and Madam CKM (“Mui”) are the children of MCP and Father.  Until February 2013, the intervener had for a long time been living in Shanghai. Mui, on the other hand, has emigrated to Canada.  The applicant, who lives in Hong Kong, was the main person responsible for taking care of MCP and Father.

6. MCP and Father used to reside in a property in Mei Foo Sun Chuen (“Mei Foo Property”).  It was held by them as co-owners in joint tenancy.  Upon Father’s death, the property became solely owned by MCP.  Apart from the Mei Foo Property, MCP has another landed property in Shanghai, some cash in bank and some listed shares. 

7. In October 2012, MCP had a fall and was admitted to Princess Margaret Hospital.  Shortly afterwards, Father was also hospitalized.  Upon their discharge, the applicant arranged for the two of them to move into an elderly care home (“Yan Yan”).  In April 2013, the intervener moved MCP from the elderly care home back to Mei Foo Property.  Between 4 and 9 May 2013, MCP was again hospitalized in Princess Margaret Hospital.  It is the applicant’s case that since her discharge from hospital, he has encountered difficulties in contacting or accessing MCP.  The intervener’s case, on the other hand, is that MCP did not want to see the applicant.  Subsequently, the intervener arranged for MCP to stay in a nursing home, the address of which was not disclosed to the applicant. 

8. Earlier on 26 February 2013, which was two weeks after Father’s death, Mui commenced an action against the applicant (“HCA361/2013”) for misappropriation of their parents’ properties.  She also made a complaint against the applicant to the police.  On 31 August 2013, the claim was ordered to be struck out and the action was dismissed with costs to the applicant against Mui. 

9. On 10 December 2013, the applicant came to learn that the Mei Foo Property was put up for sale in the market.  This led him to issue the proceedings below (“HCMH 83/2013”).

10. Previously on 22 November 2010, MCP and Father had respectively executed a will in Chinese in the presence of a solicitor.  The applicant is the executor under both wills. All the three children are beneficiaries under MCP’s will. 

11. Subsequent to the commencement of HCMH 83/2013, the intervener disclosed that MCP had made two other wills.  The first was dated 20 March 2013 (“2nd Will”), which is in English and the content is said to have been interpreted to her in Cantonese.  It revokes the 2010 will.  Only the intervener and Mui are beneficiaries under it. The other will made by MCP is in Chinese and dated 24 October 2013 (“3rd Will”).  Under this will, the intervener is the executor and sole beneficiary of MCP’s estate. 

12. The intervener also disclosed that MCP had applied for, and on 1 November 2013 was granted, Letters of Administration in respect of Father’s estate.

13. It was further disclosed by the intervener that MCP had executed two powers of attorney.  The first is an English general power of attorney dated 28 October 2013 (“POA”) appointing the intervener as her attorney to deal with all her properties.  The interpretation clause on the POA did not indicate in what dialect was the content interpreted to MCP.  The second is an English enduring power of attorney dated 15 January 2014 (“EPA”) authorizing the intervener to deal with only the Mei Foo Property and one bank account.  It did not contain an interpretation clause.  

14. On the strength of the powers of attorney, the intervener signed, on MCP’s behalf, a provisional sale and purchase agreement dated 14 March 2015, and a formal sale and purchase agreement dated 27 March 2015 to sell the Mei Foo Property, with completion set for 28 May 2015.  The applicant has registered the originating summons in HCMH 83/2013, and the 15 June 2015 order of the Judge in the Lands Office against the Mei Foo Property.  The sale of the Mei Foo Property has not been completed. 

15. The applicant questions MCP’s mental capacity to make the 2nd Will and 3rd Will, the POA and the EPA and also the validity of these documents.  He also challenges the validity and legality of the Letters of Administration granted to MCP in respect of Father’s estate as well as the validity of the agreements to sell the Mei Foo Property.

HCMH 83/2013

16. HCMH 83/2013 was commenced on 31 December 2013 by way of ex parte originating summons, in which the applicant applied for: (1) an inquiry into the mental capacity of MCP to manage and administer her properties and affairs, pursuant to section 7 of the Mental Health Ordinance, Cap. 136 (“MHO”); (2) the appointment of a Committee; and (3) an order appointing him as the Committee.

17. On 29 May 2014, the intervener applied by summons to join in the proceedings, and for an order dismissing the applicant’s originating summons.  Alternatively, he applied to be appointed as the Committee, in the event that MCP was held to be a person who, by reason of mental incapacity, is incapable of managing and administering her property and affairs.

18. At the hearing on 10 June 2014, Deputy High Court Judge Leung ordered that MCP be examined by two registered medical practitioners (to be agreed between the applicant and the intervener) in accordance with Part II of the MHO, and that each of them was to provide to the court a medical report on the mental capacity of MCP in line with Annex C of Practice Direction 30.1.

19. Subsequently, Dr Wong Yi Him John and Dr Wong Chung Kwong were appointed to conduct the medical examination of MCP.  Both doctors are experts in psychiatry and are on the list of approved doctors for the purpose of section 2(2) of the MHO.  They produced their reports on 21 and 28 July 2014 respectively.

20. On 18 May 2015, having considered their medical reports, the Judge ordered that an inquiry be held on 26 May 2015, and that notice of the inquiry hearing together with all relevant papers be served on MCP by substituted service on the superintendent of Yan Yan where she was residing, and also on the intervener and Mui.

21. At the inquiry hearing on 26 May 2015, the intervener, who was previously legally represented, appeared in person.  The Judge granted his application to be added as a party to the proceedings.  The Judge further adjourned the applicant’s application and the rest of the intervener’s application to 15 June 2015 for argument.  

22. The main issues in HCMH 83/2103 are: (1) whether MCP is a person incapable, by reason of mental incapacity as defined in the MHO, of managing and administering her property and affairs; and (2) if so, who should be appointed as the Committee.

23. The intervener’s case was that MCP was mentally sound and mentally capable.  He relied on two medical certificates.  The first was issued on 15 January 2014 by Dr Shirley PS Ip, a specialist in geriatric medicine.  It reads:

“[MCP] has had hypertension, fracture hip with operation done one year in 2012. She has been requiring constant supervision since then.

On careful examination at my clinic, she scored 18 out of 30 of the Mini Mental State Examination (MMSE).  It was under-estimated because of language barrier.  She has been following up at the public specialists’ clinic and is having long term drug treatment.  Dr CF Lo of Princess Margaret Hospital had certified her to be mentally fit for making a statement on 11th October, 2013.”  

24. The certification that Dr Ip referred to was contained in a pro forma memo from Princess Margaret Hospital in reply to a request from the Social Welfare Department to assess whether MCP was fit to make a statement for her application to the Social Welfare Department for disability allowance.  The memo was signed by a medical officer of the department of medicine and geriatrics in Princess Margaret Hospital.[1] The intervener also relied on this document to contend that MCP was mentally sound and capable.

25. The second medical certificate that the intervener relies upon was issued by Dr Chen Chia Lu Sylvia on 10 April 2014.  Dr Chen is a specialist in psychiatry.  Her certificate only contained a short statement saying:

“I examined the above named [MCP] at my clinic today. Her son [CKB] was present as an interpreter.

I was satisfied that [MCP] was mentally sound and mentally capable.”

26. The applicant, on the other hand, referred to the medical reports of Dr John Wong and Dr CK Wong. Both doctors have concluded that MCP is incapable, by reason of mental incapacity as defined in the MHO, of managing and administering her property and affairs. 

27. In his report, Dr John Wong reported that MCP scored 7 out of 30 in the MMSE, noting that a score of below 20 (depending on the individual’s education level) is often cited as cut-off for suspected dementia.  He is of the opinion that MCP displays clinical features of dementia, and that she is unable to communicate, has Expressive Dysphasia (which is the loss of ability to produce language) and is disoriented in time, date and place.  On the question of the history of MCP’s mental incapacity, Dr Wong said:

“Without reference to her clinical case notes and collateral information from caregivers, it is not possible to estimate with certainty the duration of her present mental incapacity. Based on information from the 4 documents I perused, it is apparent that MCP suffers a rapid declining course, as she was certified as having mental capacity by a Specialist in Geriatrics on 15th January 2014 (albeit with MMSE score of 18 and requiring constant supervision, which is compatible with early dementia) and by a Specialist in Psychiatry on 10th April 2014, but is found to be mentally incapacitated now.

…

It seems that her present mental incapacity started anytime in the recent 3 months.  This course of illness is not common for dementia, which usually have a downhill decline over a number of years.”

28. Dr CK Wong in his report reported that MCP scored 8 out of 30 in MMSE, which indicates she has severe dementia.  He is of the opinion that MCP’s long term memory function is severely impaired and she suffers from aphasia.  In view of her severe state of dementia, he considered MCP’s mental incapacity should have a history of at least five years, probably even longer.

29. Pursuant to the Judge’s direction given on 15 April 2015, the Official Solicitor had provided a report to the court on 18 May 2015.  Among other matters, the Official Solicitor is of the view that:

(1)   An inquiry under section 7 of MHO is justified.

(2)   If the court were to accept the opinions of Dr John Wong and Dr CK Wong, MCP very likely did not have the mental capacity to sign the EPA, and the sale of the Mei Foo Property ought to be set aside.

(3)   Having considered the available information, if a Committee is to be appointed, the applicant is the most appropriate person to be appointed because: (i) no concrete evidence has been placed by the intervener on his allegation that the applicant had misappropriated MCP’s properties; and (ii) all along the applicant has been taking care of MCP and is well familiar with her needs and financial affairs, and that once appointed, he can take prompt action to protect her interests.

The Judge’s decision

30. At the adjourned hearing on 15 June 2015, the intervener appeared in person.  Being satisfied that MCP is a person who, by reason of her mental incapacity, is incapable of managing and administering her property and affairs, the Judge made an order appointing the applicant as the Committee.  He dismissed the intervener’s application to dismiss the originating summons and, alternatively, to have him appointed as the Committee.  The Judge also made an order nisi that the costs of the proceedings be paid out of MCP’s estate, save and except those costs caused by the intervener’s intervention shall be paid by the intervener to the applicant.  On 18 June 2015, the Judge made further directions on the powers and authorities of the Committee.

31. Principally, the Judge considered that[2], in light of the 2nd and 3rd Wills, the POA and the EPA, the intervener was in a position of conflict of interest and it was inappropriate for him to act as the interpreter when MCP was examined by Dr Ip and Dr Chen.  The fact that he was the interpreter affected the reliability of the two doctors’ medical certificates.  The Judge was further of the view that their medical certificates could not colour the conclusions of Dr John Wong and Dr CK Wong who examined MCP on a later date.  The Judge accepted Dr John Wong’s and Dr CK Wong’s reports, and found that MCP is incapable, by reason of mental incapacity, of managing and administering her property and affairs.  The Judge pointed out that this finding has the effect of revoking the POA.[3]

32. Having regard to the assets owned by MCP, the Judge was further of the view that it is necessary to appoint a Committee to take care of her estate and to manage her expenses.  He did not accept the intervener’s argument that with the EPA, there was no need to appoint a Committee.  He pointed out that, the EPA, even if valid, only covered the Mei Foo Property and one bank account, but not all of MCP’s properties.[4]

33. As to who should be appointed as the Committee, the Judge agreed with the views of the Official Solicitor (see paragraph 29(3) above).[5]

34. The Judge further rejected the intervener’s arguments that there were various irregularities in the proceedings, including there was no consent from MCP to the commencement of the proceedings, the originating summons was not accompanied by any medical certificate, and it was wrong to commence the proceedings by way of ex parte originating summons.  He pointed out that the consent of MCP was not a prerequisite to the commencement of the proceedings and that it was understandable and excusable that no medical certificate was filed together with the originating summons because the applicant did not have MCP’s address and could not have arranged for MCP to be medically examined.[6]  The Judge further noted that as the applicant did not know MCP’s address, he could not have served the originating summons on her, and that subsequently the papers were served on her by substituted service (see paragraph 20 above).  Accordingly, any irregularity that may arise from the use of ex parte originating summons has been cured by the service of the papers on all the relevant parties.[7]

Grounds of appeal

35. In his notice of appeal, the intervener raises the following grounds of appeal:

(1)   The hearing on 15 June 2015 was conducted on short notice and not in the presence of all the family members. 

(2)   It is irregular to commence the proceedings by way of ex parte originating summons, and the application was not accompanied by two medical certificates, contrary to section 7(5) of MHO.  Further, the validity of the originating summons expired after twelve months, and it should have been dismissed after 30 December 2014. 

(3)   The applicant is not a suitable person to handle the financial and personal affairs of MCP.  He is a habitual gambler, not honest, and had misappropriated $3.5 million of worth of MCP’s properties or Father’s estate.

(4)   The intervener is in possession of the EPA.  MCP was certified by Dr Ip and Dr Chen to be mentally sound and mentally capable. During their examinations of MCP, the intervener only interpreted their questions, and MCP gave her answers by hand sign, in writing and orally.  The doctors had taken no issue on the intervener’s suitability to act as the interpreter.

(5)   MCP had made a written declaration dated 31 October 2013, gifting all her present and existing properties to the intervener, to the exclusion of the applicant and Mui.  The appointment of the applicant as the Committee is in conflict with her declaration.

Discussions

36. I will deal with Ground (5) first.  The written declaration referred to was annexed to the notice of appeal as Attachment A.  The intervener accepts that this document has all along been in his possession, and that it was not in evidence before the Judge.  He asks for permission to use the document in this appeal.  Quite apart from the fact that the intervener has not made a proper application by taking out a summons, his application to adduce this document as new evidence in the appeal is bound to fail. 

37. The law on adducing new evidence on appeal is trite.  The applying party must satisfy three conditions, namely, (1) the evidence could not have been obtained with reasonable diligence for use at the trial; (2) the evidence must be such that, if given, it would probably have an important influence on the result of the case, though it need not be decisive; and (3) the evidence must be such as is presumably to be believed, or in other words, it must be apparently credible, though it need not be incontrovertible: Ladd v. Marshall [1954] 1 WLR 1489.

38. The intervener admitted that the written declaration has all along been in his possession, and he chose not to put it in evidence before the Judge.  Clearly, the first condition is not met.  The fact that the written declaration purported to give all of MCP’s properties to the intervener to the exclusion of the applicant and Mui will not prevent the court from appointing a committee to manage and administer MCP’s properties and affairs, and/or appointing the applicant as the Committee.  The written declaration would not have assisted the intervener’s appeal.  The second condition is also not met. Moreover, in the light of the evidence of Dr John Wong and Dr CK Wong on MCP’s mental capacity, which the Judge accepted, the validity and reliability of this declaration is very much in doubt. 

39. For these reasons, the intervener should not be allowed to introduce and rely on the written declaration in this appeal.  In any event, there is no merit in Ground (5).

40. I now turn to the other grounds of appeal.  Under Ground (1), the intervener complained that the hearing of 15 June 2015 took place on short notice.  However, this hearing date was fixed and announced at the hearing on 26 May 2015 in his presence (see paragraph 21 above).  It is also irrelevant that all the family members were not present at the hearing as there is no requirement that the appointment of committee must take place in the presence of all the family members.  Ground (1) therefore fails.

41. Ground (2) is a complaint that the proceedings below were irregular for three reasons.  The first is the use of ex parte originating summons as the originating process.  It is argued that the applicant should have used the form of originating summons prescribed as Form No 8 in Appendix A of the Rules of the High Court, Cap. 4A. 

42. Section 7(4) of MHO provides that an application or an inquiry under section 7 shall be made by an originating summons within the meaning of the Rules of the High Court and the Rules shall apply accordingly.  Under Order 7 rule 2(1) of the Rules of the High Court, originating summons may either be in the form of Form No. 8, Form No. 10 (expedited form) or Form No. 11 (ex parte originating summons) in Appendix A.  Rule 2(1C) further provides that an ex parte originating summons is to be used if there is no party on whom the summons is to be served. The intervener argued that service on MCP is required by section 8(1) of the MHO; hence the use of ex parte originating summons is irregular.   

43. The intervener’s argument has overlooked Practice Direction 30.1 on Applications under Part II of the MHO (“PD 30.1”).  §§2.04 and 2.05 of PD 30.1 provide that at the initial stage of the application for an inquiry, it would be appropriate to apply ex parte for directions, and the application should adopt the format of Annex A, which is an ex parte originating summons.  The ex parte originating summons issued by the applicant has adopted the format in Annex A to the Practice Direction.  There is no irregularity in this regard. 

44. In his oral submission, the intervener insisted that the use of ex parte originating summons was wrong, contending that the present case is different from the case of In Re Madam A (unreported) HCMP 44/2004 referred to in PD 30.1, and that MCP should have been named as a respondent.  I do not accept the argument.  The application of PD 30.1 does not depend on whether a case is factually similar to or different from In Re Madam A.  There is also no good reason why MCP has to be named as a respondent in the proceedings. 

45. The intervener’s second reason for contending there were irregularities in the proceedings is that the originating summons was not accompanied by any medical certificate on MCP’s mental condition and capacity.  He relies on section 7(5) of the MHO, which provides that an application or inquiry shall be accompanied by two medical certificates.

46. In my view, the Judge was correct, when dealing with this argument, to note that because the applicant had difficulties accessing MCP and was not informed of the address of the nursing home of MCP, he would not have been able to arrange medical examination of MCP.  The intervener argued that the applicant knew that MCP was living at the Mei Foo Property.  However, it is clear from the evidence before the Judge that the applicant was prevented by Mui and the intervener from visiting or contacting MCP.  It does not matter whether this was because MCP did not want to see the applicant, as the intervener said, or because of intervention by Mui or the intervener, as the applicant suggested.  Further, the correspondence exchanged between the applicant’s solicitors and the intervener’s former solicitors also shows that the applicant had been asking the intervener for the address of the nursing home where MCP was staying, but to no avail. 

47. Although the requirement in section 7(5) of the MHO has not been observed, this does not render the proceedings a nullity.  It will not lead automatically to the dismissal of the application for inquiry, as the intervener seems to suggest.  The court may, in appropriate cases, waive the non-compliance.  In this instance, the Judge considered the non-compliance to be excusable, having regard to the difficulties the applicant had in arranging medical examination of MCP.  This is a view that the Judge was entitled to take on the evidence before him.  In any event, medical reports on MCP’s mental capacity were subsequently ordered and obtained.  I am not persuaded that the Judge erred in his decision to proceed with an inquiry of MCP’s mental capacity or to appoint the Committee.   

48. The third irregularity that the intervener complained of relates to the validity of the ex parte originating summons.  The intervener argued that the ex parte originating summons only had a duration of 12 months, that it expired on 31 December 2014 and had not been extended or renewed.  Accordingly, he said, the originating summons should have been dismissed.   

49. Order 6 rule 8 of the Rules of the High Court provides that a writ is valid for 12 months, and the court may extend its validity for up to 12 months.  Order 7 rule 6 provides that Order 6 rule 8 shall apply to an originating summons as it applies in relation to a writ.  Order 7 rule 7, however, provides only for the application of Order 7 rules 2(1) and (1C), 3(1), and 5(1) to an ex parte originating summons.  It expressly excludes the application of the other rules of Order 7, which include rule 6, to an ex parte originating summons.  The provision on validity of a writ under Order 6 rule 8 therefore has no application to an ex parte originating summons.  The intervener’s complaint that the validity of the ex parte originating summons in HCMH 83/2013 expired on 31 December 2014 and should be dismissed is misplaced.  

50. In short, Ground (2) fails.    

51. Ground (3) concerns the suitability of the applicant to be appointed as the Committee.  The intervener’s arguments are a mere repetition of the criticisms he made against the applicant in the proceedings below.  They had been looked into by the Official Solicitor, who advised that the intervener had provided no concrete evidence supporting his allegation of misappropriations by the applicant.  The Judge had also considered the intervener’s complaints against the applicant, and came to the same view as the Official Solicitor.  In my view, on the evidence before him, including the Official Solicitor’s report, it is open to the Judge to conclude that the applicant is a suitable person to be appointed as the Committee.  The intervener has failed to demonstrate that the Judge was plainly wrong in his conclusion, which is a high threshold. There is no merit in Ground (3).

52. I turn finally to Ground (4).  Under this ground, the intervener is effectively challenging the Judge’s decision not to rely on the medical certificates of Dr Ip and Dr Chen, and to accept and rely on the opinions of Dr John Wong and Dr CK Wong, and his finding that MCP suffers from mental incapacity.  It is trite that assessment of evidence and making finding of facts is a matter for the trial judge.  The appellate court will not interfere unless it can be demonstrated that the judge is plainly wrong. The intervener therefore faces a high hurdle under this ground of appeal. 

53. The intervener’s primary argument is that Dr Ip and Dr Chen had certified MCP to be mentally sound and capable.  However, it is the Judge’s considered view that the reliability of the medical certificates of Dr Ip and Dr Chen is adversely affected by the fact that the intervener acted as the interpreter when MCP was examined by the two doctors.  This is because the intervener has a conflict of interest by reason of the 2nd and 3rd Will, the POA and the EPA.  This is a view open to the Judge to take on the evidence before him. The intervener asserted that he only interpreted the doctors’ questions and MCP gave her answers by hand signs, in writing or orally, and that the doctors did not object to him acting as the interpreter.  Even if this is the case, it does not show that the Judge erred in his assessment of the reliability of the medical certificates of Dr Ip and Dr Chen, and in not acting on them. 

54. In my view, on the totality of the evidence in the case, the Judge was correct to prefer the opinions of Dr John Wong and Dr CK Wong to those of Dr Ip and Dr Chen.  In the first place, Dr Ip’s certificate is very brief.  Apart from stating MCP’s score in the MMSE, it did not state what other examination or test had been conducted on MCP.  Nor did it set out Dr Ip’s clinical findings and her own opinion on MCP’s mental state.  Instead, it referred to Princess Margaret Hospital’s assessment that MCP was mentally fit to make a statement for her application for disability allowance.  Importantly, too, despite the score of 18/30 in the MMSE, which Dr John Wong pointed out is indicative of the onset of dementia, Dr Ip suggested that it was an underscore because of the language barrier.  As the Judge rightly observed, she has given no basis for that suggestion.  It is also noteworthy that despite the score of 18/30, Dr Ip proceeded to certify in the EPA on the same day that MCP was mentally capable to make the EPA.   

55. As for Dr Chen’s certificate, it is even shorter.  It did not indicate what examination had been carried out, the doctor’s clinical findings and the basis upon which she was satisfied that MCP was mentally sound and capable.    

56. By contrast, the reports of Dr John Wong and Dr CK Wong are detailed.  They explained the doctors’ opinions by reference to examinations carried out and clinical findings. 

57. Furthermore, both Dr John Wong and Dr CK Wong found MCP to be in severe state of dementia.  It is Dr CK Wong’s opinion that MCP suffered from mental incapacity for at least five years.  Dr John Wong also said that in the normal course, dementia took years to develop, and that it is unusual to have the kind of rapid deterioration that seemed to have happened to MCP.  Implicit in his comment is his surprise that MCP was said to have been mentally sound and capable when examined by Dr Ip six months ago, and when examined by Dr Chen three months ago.  These are powerful observations which put in doubt the reliability of the medical certificates of Dr Ip and Dr Chen. 

58. In short, the Judge was not wrong, let alone plainly wrong, in accepting the opinions of Dr John Wong and Dr CK Wong, and in his finding that MCP has been suffering from mental incapacity.  Ground (4) has no merit.

59. For the reasons stated above, I would dismiss the intervener’s appeal.

Costs

60. The usual rule is for costs to follow the event.  The intervener however argued that, even if he fails in the appeal, he should not be ordered to pay the costs because on the basis of the EPA, he was entitled to contest the applicant’s application.  I do not accept the argument.  First, in the light of the Judge’s acceptance of Dr John Wong’s and Dr CK Wong’s medical opinions and his conclusion on MCP’s mental capacity, it is simply not open to the intervener to rely on the EPA as justifying the pursuit of this appeal.  Second, and more importantly, in bringing this appeal, the intervener is obviously seeking to advance his own interest, rather than protecting MCP’s interest.  There is thus no reason to depart from the usual costs order.  I would order the intervener to pay the applicant the costs of this appeal.

61. The applicant’s solicitors have provided a statement of costs for summary assessment.  The total amount of costs claimed is $109,540.  The intervener says that the amount is excessive.  This is not a complex appeal.  The documents and the argument are substantially the same as those in the hearing below.  I am of the view that the time incurred by the solicitor on perusal of documents and counsel brief fee should be adjusted downwards.  Taking a broad brush approach, I would summarily assess the applicant’s costs of this appeal at $85,000.

Disposition

62. For the reasons set out above, I would order that:

(1) The appeal be dismissed; and

(2) The intervener pays the applicant the costs of the appeal, summarily assessed at $85,000.   

(Maria Yuen)
Justice of Appeal
(Susan Kwan)
Justice of Appeal
(Carlye Chu)
Justice of Appeal

  

Miss Yanky Lam, instructed by Charles Yeung Clement Lam Liu & Yip for the applicant.

The intervener, unrepresented, appeared in person.



[1] It would appear from the dates stamped on the document (Appeal Bundle p.151) that the Social Welfare Department’s request for assessment was received by the hospital on 11 December 2013, and the department received the hospital’s reply memo on 16 December 2013. This together with the date of the department’s requesting memo (i.e. 15 November 2013) suggest that the date put down on the hospital’s reply memo (i.e. 11 October 2013, Appeal Bundle p.152) is a mistake. Further, although Dr Ip stated in her certificate that the doctor who signed the memo is Dr CF Lo, it would appear from the document that it should be Dr CF Ko. 

[2] Judgment §31.

[3] Judgment §33.

[4] Judgment §§34 and 35.

[5] Judgment §37.

[6] Judgment §§39 and 40.

[7] Judgment §41.

103848-EN-2016-05-05

CHU KWOK KEE KOOKIE v. CHU KWOK BING

HTML content

CACV 162/2015

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF APPEAL

CVIAL APPEAL NO. 162 OF 2015

(ON APPEAL FROM HCMH No. 83 OF 2013)

____________

  IN THE MATTER OF Part II of the Mental Health Ordinance, Cap. 136 (‘the Ordinance”)
 and
 IN THE MATTER OF an alleged mentally incapacitated person MCP

____________

BETWEEN

 CHU KWOK KEE KOOKIEApplicant

and

 CHU KWOK BINGIntervener
____________
Before: Hon Kwan & Chu JJA in Court
Date of Hearing: 28 April 2016
Date of Decision: 5 May 2016

_______________

DECISION

_______________

Hon Chu JA giving the Decision of the Court:

1. This appeal was brought by Mr Chu Kwok Bing (“the intervener”) against the order of L Chan J made on 15 June 2015 whereby it was ordered, inter alia, that Mr Chu Kwok Kee, Kookie (“the applicant”) be appointed the Committee of the Estate of Madam Ming Chor Pao (" Madam M"), who is the mother of the applicant and the intervener.

2. By summons filed on 31 March 2016, the intervener applies that the applicant be ordered to pay security for costs in the sum of $4 million. The applicant opposes the application. His solicitors had put in a written submission. In the interest of saving costs, we have granted their request to be excused from attending the hearing.

3. In his affirmation in support of the present application, the intervener set out seven reasons for ordering the applicant to provide security for costs, which may be summarized as follows:

A.   The applicant issued an ex parte originating summons and registered it in the Land Registry against Madam M's property in Mei Foo Sun Chuen (“Mei Foo property”), as a result of which the sale of the property could not be completed. The applicant lied in saying he issued the ex parte originating summons because he did not know the whereabouts of Madam M when she was in fact living in Mei Foo.

B.   The applicant is not honest and two actions have been commenced against him for misappropriation.

C.   The applicant's application should have been dismissed for non-compliance with section 7 of Mental Health Ordinance, Cap. 136.

D.   Madam M has given general powers of attorney and an enduring power of attorney (“EPA”) in favour of the intervener. The Enduring Powers of Attorney Ordinance, Cap. 501 has no provision prohibiting an attorney of an EPA from acting as interpreter for the donor. The medical doctors did not object to the intervener acting as Madam M's interpreter when she did the Mini Mental State Examinations.

E.   A geriatric specialist and a psychiatrist had certified Madam M to be mentally sound on 15 January and 10 April 2014 respectively. The medical opinions of Dr John Wong and Dr C K Wong, appointed to examine Madam M pursuant to order of the court, could only prove Madam M was mentally incapacitated on 21 July 2014. Dr C K Wong was wrong to assume Madam M has been continuously mentally incapacitated in the past five years.

F.   The intervener holds a declaration made by Madam M on 31 October 2013 giving all her properties to him, and also Madam M's will dated 24 October 2013, under which he is the sole beneficiary.

G.   The applicant's registration of the originating summons in the Land Registry is an abuse of process to prevent and delay the sale of the Mei Foo property by the intervener acting as Madam M's attorney.

4. We are of the view that the intervener's application for security for costs has no proper basis and that none of the reasons he advances amounts to proper ground for the application.

5. Under Order 59 rule 10(5) of The Rules of the High Court, Cap. 4A, the Court of Appeal may in special circumstances order that such security be given for the costs of an appeal as may be just. Special circumstances include impecuniosity of the appellant, or where the respondent will encounter difficulty, undue delay or expenses in enforcing an order for the costs of the appeal that the Court of Appeal may make against the appellant. The rationale underlying the rule is that the appellant already have the dispute determined in the court below, it is prima facie an injustice to a respondent to allow an appeal to the Court of Appeal to proceed without security for costs being furnished in circumstances where the respondent will be unable to enforce against the appellant any order for costs made by the Court of Appeal: see Hong Kong Civil Procedure 2016 Vol.1 para.59/10/25.

6. Accordingly, and as is plain from the authorities[1], an order to provide security for the costs of an appeal is only directed at the party appealing, and is not to be made against the respondent to an appeal. There is therefore no proper basis for the intervener, who is the appellant, to seek security for costs against the applicant, who is the respondent in this appeal.

7. Secondly, the amount of $4 million that the intervener seeks from the applicant as security for costs is in fact not just an estimate of his costs that have been or are likely to be incurred for this appeal. It appears from the intervener's affirmation and as explained by the intervener at the hearing, the $4 million includes also: (i) compensation he may have to pay for not being able to sell the Mei Foo property[2], (ii) costs of the action below, (iii) costs of other actions involving him, his sister and the applicant, and (iv) costs of actions brought against him and Madam M by the party with whom he had contracted to sell the Mei Foo property. There is simply no legal basis for ordering security for potential liability for compensation. Nor is there proper basis for making an order in this appeal for the costs in other litigations.

8. All that were said by the intervener in his affirmation are essentially his reasons for appealing against the Judge's order. An application for security for costs is not an appropriate occasion to conduct an examination of the arguments and issues in the appeal. It suffices to point out that the matters advanced by the intervener cannot constitute proper basis for ordering the applicant, who is the respondent in this appeal, to give security for the costs of the appeal of the intervener, who brought the appeal.

9. The intervener also complained that he was a victim and that the dispute and appeal process has dragged on for a long time. None of these is relevant to the application, which was brought without proper basis. 

10. For the reasons set out above, the intervener's application has no merits. Accordingly, we dismiss the summons.

11. The applicant asked for his costs of the application to be summarily assessed and paid forthwith by the intervener. His solicitors had lodged a statement of costs. The intervener argued that there should be no order as to costs or costs should be ordered against the applicant because the fault did not lie with him, but with the wrongful determination in the court below. This is hardly a reason for not applying the normal rule of costs follow event, especially when the intervener’s application is wholly unmeritorious. We order the intervener to pay the applicant his costs of this application forthwith.

12. The intervener had no submission on the statement of costs provided by the applicant’s solicitors. We have considered the items and amounts claimed in the applicant’s statement of costs. We are of the view that they are proper and reasonable, and should be allowed in full. We therefore summarily assessed the applicant’s costs of this application at $13,346.

(Susan Kwan)(Carlye Chu)
Justice of AppealJustice of Appeal

Charles Yeung Clement Lam Liu & Yip for the applicant, attendance excused.

The intervener, unrepresented, appeared in person.


[1] See Hong Kong Civil Procedure 2016 Vol.1 paras.59/10/25 to 59/10/27 and the cases referred to in the passages.

[2] See the paragraph under the heading of “Conclusion” on p.5 of the intervener’s affirmation.