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Matrimonial Causes2016

RM (aka RH) v. SRM

Related cases with same parties

  • FCMC8500/2014RM also known as RH v. SRM

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[2024] HKFC 189-EN-2024-10-14

RM (aka RH) v. SRM

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FCMC 7451/2016

[2024] HKFC 189

IN THE DISTRICT COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

MATRIMONIAL CAUSES

NUMBER 7451 OF 2016

----------------------------

BETWEEN

 RM (aka RH)Petitioner
 and 
 SRMRespondent

---------------------------

Coram: His Honour Judge I Wong in Chambers (Not open to Public)
Dates of Hearing: 5, 6, 7 and 12 March 2024
Date of Written Closing Submissions: 9 April 2024
Date of Written Closing Submissions in reply: 23 April 2024
Date of Judgment: 14 October 2024

__________________

JUDGMENT
(Variation of Care and Control and Relocation)

__________________

Introduction

1.  This is a relocation application of the petitioner mother. She is currently living in Japan and her younger son is living in Hong Kong with his father, the respondent in the present proceedings. By her application, she seeks to have this son to be permanently relocated to Japan.

2.  In this judgment, I shall refer to the petitioner and the respondent as “the mother” and “the father”. There are two children of the family, both are boys. I shall refer to the eldest son as “G” and the younger one as “L”, the subject of the present application. G was born in March 2004 and is now 20 years old. L, born in August 2012, is now 12 years.

3.  This application is already the mother’s 3rd application.

4.  Her first application was taken out on 23 January 2015 and was dismissed by Deputy Judge Susan Wong (under FCMC 8500/2014) after a 11-day trial: see Judgment dated 7 September 2016 (“the 1st Relocation Judgment”).

5.  The second application was taken out on 27 October 2017. That application again met with a dismissal after a 7-day trial before this Court. The reasons are contained in my Judgment dated 18 December 2019 (“the 2nd Relocation Judgment”).

6.  The third application now before me was taken out by the mother on 20 September 2022. As we all knew in retrospect, it was a time when the world was approaching the end of the long stricken Covid-19 pandemic.

Parties’ Background

7.  At this juncture, it is necessary to set out the parties’ background and the intervening events leading to this present application.

8.  The mother is Japanese and the father British. They met in Germany in 1999 when the mother was working and the father was on a business trip there. They soon started a relationship. In 2004, the mother moved to join the father in the UK where they were married in March 2004. A week later, G was born.

9.  In 2007, the father was offered a job in Hong Kong and the whole family moved to settle here. Subsequently, L, the younger son, was born in August 2012 in Hong Kong.

10.  Sadly, the marriage did not last long. In the summer of 2013 the mother, taking the boys with her, moved out of the former matrimonial home and stayed at her boy friend’s apartment. I shall refer to the boy friend as “Mr Y”. Mr Y is Japanese and at that time was working in a bank in Hong Kong.

11.  The mother petitioned for divorce on 27 June 2014 (under FCMC 8500/2014) on the ground of the father’s unreasonable behaviour. The father defended and cross-petitioned on the ground of the mother’s adultery.

12.  On 23 January 2015, the mother took out her first application to have the boys relocated to Japan. This led to the 1st Relocation Judgment. At that time, her claimed intention was to re-settle in Japan and she wanted the boys to go with her. She claimed she would live with her parents in the Kisarazu City of Chiba and the grandparents would be available to assist both financially and physically in taking care take of the boys.

13.  As referred to above, this 1st relocation application was refused by Deputy Judge Susan Wong on 7 September 2016 who at the same time granted the joint custody of the boys to the parties with care and control to the father and reasonable access to the mother.

14.  Three weeks later, the mother returned to Japan alone for good. As it turned out, the mother was not joining her parents; she joined her boy friend instead.

15.  In the meantime, the parties came to an agreement that the divorce main suit be started afresh and proceeded on the ground of 2 years’ separation. Consequently, a new petition (under the present case reference) was taken out by the mother on 16 June 2016.

16.  The parties had further been able to come to a settlement over the financial matters which was endorsed by way of a consent order on 31 May 2017. In brief, the parties agreed to have their property in London sold with the sale proceeds to be shared equally. The capital split was $1.75 million each.

17.  Decree nisi was granted on 9 January 2017; it was made absolute on 16 June 2017.

18.  About 4 months later, the mother took out her 2nd relocation application. By then, the mother had already resettled in Japan with Mr Y and the boys remained in Hong Kong under the care of the father.

19.  At the very beginning, the mother’s 2nd relocation application covered both of the boys, as was the case in her 1st relocation application.

20.  At the Children Dispute Resolution Hearing of 25 May 2018, the mother dropped her application in respect of G but continued to pursue her application in respect of L.

21.  By the 2nd Relocation Judgment handed down by this court on 18 December 2019, I refused the mother’s application for relocation and instead granted generous access her, including the mother having 2/3 of the time of the winter break for access and half of the time during the boys’ other long holidays.

22.  When the judgment was handed down in December 2019, no one would have known that in just a few months’ time the world would be turned upside down and come to a standstill for the next 3 years. It is therefore necessary to have the relevant events set out below.

Events Post-2nd Relocation Judgment

23.  Shortly after the 2nd Relocation Judgment, L left for Japan on 8 January 2020 for contact with the mother. That was the time the world was at the verge of outbreak of the Pandemic. As a result, what initially meant to be a short holiday turned out to be a much longer one. Upon the urgent application of the mother – shortly after the outbreak of the Pandemic on 25 February 2020 – I allowed L to stay with the mother until 2 days before the official resumption of class in Hong Kong, which, according to the Education Bureau, should be around Mid of March 2020. At that time, little was known about the virus, except that the virus was of high contagion and mortality rates. When I made the order, I made myself clear that my main concern was if it was safe for L to travel back to Hong Kong on his own.

24.  L eventually returned to Hong Kong on 18 May 2020. It seemed it is not in dispute that thereafter the father and the boys spent much of their time in Thailand, Portugal and the UK. At the relevant time, due to the travel restrictions imposed by both Hong Kong and Japan the mother was prevented from having physical access to L. Fortunately, the mother was able to maintain regular electronic contacts.

25.  Finally, on 31 December 2021, G and L travelled from the UK to Japan for the mother’s holiday access. L stayed there for almost 2 months, until he travelled with G and the father to Phuket for holiday.

26.  In January 2022, the mother remarried with Mr Y.

27.  On 25 March 2022, L returned to Japan to stay with the mother as schools were suspended again in Hong Kong.

28.  L was originally scheduled to travel to Sydney to meet G and the father on 14 April 2022, but he did not end up going. The mother’s case is L wanted to stay with her and refused to go to the airport despite much persuasion from her and Mr Y.

29.  This led to the father travelling to Japan on 30 April 2022 to demand for L’s return. The father had to go to extreme lengths to obtain a special visa and received further vaccination in Australia so as to allow him to enter Japan on urgent grounds and with quarantine exempted.

30.  At about the same time, the mother filed an application on 6 May 2022 to the Japanese court for the change of care and control of L.

31.  On 9 May 2022, the mother enrolled L to an international school, referred to as “the H International School”.

32.  On 20 June 2022, the father commenced a Hague Proceeding (“the Hague Proceedings”) in Japan for L’s return to Hong Kong. The mother’s application for change of care and control was stayed pending the Hague proceedings.

33.  On 5 August 2022, the Tokyo Family Court handed down its judgment (“the Hague Judgment”) on the Hague Proceedings. The Tokyo Family Court ruled in favour of the father.

34.  On 23 August 2022, the mother lodged an appeal against the Hague Judgment, which was refused on 13 December 2022.

35.  Meanwhile, on 20 September 2022, the mother took out this 3rd application for relocation at this court. Her application included a variation of the care and control in her favour.

36.  On 16 January 2023, this court ordered, inter alia, that the mother was to return L to Hong Kong by 13 February 2023.

37.  L eventually returned to Hong Kong on 10 February 2023, re-joined his father and returned to the same international school, being referred to as “the A School” in the 2nd Relocation Judgment. I shall adopt the same abbreviation.

38.  Thus, what was initially planned to be a short trip ended up lasting for almost a year.

The Present Situation of the Parties

39.  The parties’ current situation is largely the same as that in the 2nd Relocation Judgment.

The Father’s Current Situation

40.  The father has moved from Shatin to Lantau. His current home is apparently a much improved one: it is a leased house close by a beach with around 2,300 ft2. Mr Lam, the social investigation officer, described the living condition as “desirable”.

41.  The father continues to live with L, his girlfriend Ms K and G when he returns to Hong Kong for vacation. As I mentioned in the 2nd Relocation Judgment, Ms K is Japanese with whom the father started a relationship in 2015 and was introduced to the boys in the summer of 2016. As Ms K does not have any right to reside in Hong Kong, she has been travelling between Hong Kong and Japan and has been staying with the family on an interval of about 3 months each. Ms K had attended an international school in Japan before she received university education in Seattle and Hawaii. She has a bachelor and a master’s degree and is a qualified nurse practitioner. She used to work for a clinical research company in Tokyo. She plans to seek employment in Hong Kong. The father and Ms K are being assisted by a domestic helper in household chores.

42.  There has not been any change in the father’s employment except that he has been elevated to the position of vice-president. He is able to work from home 3 to 4 days a week. He is required to have overseas business trips occasionally.

43.  As mentioned above, L returned to the A School upon returning to Hong Kong in February 2023, a time when everyone’s life shortly returned to normal after the Pandemic. Same as his elder brother G, L has a keen interest in football. He attends football training after school and has joined a Soccer School.

44.  G is already 20 years old. He is currently attending Year 2 University at the UK, majoring in Sports Business Management. He plans to stay in the UK or Europe for his career. In the meantime, he regularly returns to Hong Kong during school holidays.

The Mother’s Current Situation

45.  The mother’s current situation is the same as before. She married with Mr Y in January 2022 . She and Mr Y continue to live at a house in Yokohama that she purchased in May 2017. The house is a two-storey 4-bedroom house with a total floor area of about 1,000 ft2.

46.  The mother is still working full-time as an assistant manager for a large motors corporation in Tokyo. Her company adopts a work-from-home policy; she is only required to return to the office twice a week at most; she claims this provides her with flexibility in looking after L.

The Mother’s Case

47.  The mother’s main reason for her application is to give effect to L’s strong wishes to live with her: L stated his wish clearly to everyone whether in Japan or in Hong Kong. At trial, the mother testified that if it had not been for L’s strong wishes she would not have made the present application.

48.  I am aware that the mother said in evidence that L had some issues in Hong Kong when being taken care of by the father. She mentioned L once made a private part out of some clay (I take it to be an art-piece) and presented it to a girl in school. The mother admitted that she did not mention this in any of her affirmation nor were there any particulars. In my view, assuming this incident did really take place (it is not my finding), if this really caused a concern on the part of the mother, there is no reason why she did not mention it. In any event, this incident so alleged by her is not part of the reason for her application.

The Father’s Case

49.  The father questions the genuineness of the mother’s application. She repeatedly made unmeritorious applications in the absence of any changes in material circumstances. The father alleges what happened in 2022 was an abduction scheme engineered by the mother. An example raised by the father was the mother had plans to place L into the H International School as early as in January 2022 even before L’s arrival. The mother kept L against his will. From April 2022 to February 2023 was a period marked by legal violations on the part of the mother and emotional stress for L. There was also manipulation or brainwashing by the mother. L was subjected to an “extreme amount of stress” while he was staying with his mother.

Issue to be Determined

50.  While the mother also has an application to vary the care and control, in essence, the single issue to be determined at trial is should L be allowed to join his mother in Japan for good.

Witnesses and Evidence

51.  The court heard evidence from the mother, the father, Mr Y, Ms K, and the social investigation officer Mr Lam.

52.  Apart from the parties’ affirmations, also before this court were the Hague Judgment, an Investigation Report prepared for the Hague Proceedings, the social investigation report dated 27 May 2023 (“the SIR”) prepared by Mr Lam with an International Social Investigation Report of 19 May 2023 (“the ISIR”) annexed.

53.  At this point, I have to mention that Mr Lam did not support the mother’s application. This conclusion was made with the benefit of the ISIR. His main reason was that L had settled well in Hong Kong after his return in February 2023. His school teacher observed that L’s school performance was satisfactory and he had good relationship with both teachers and schoolmates. L had also returned to his daily routine. The father, the primary carer for L since 2016, had been providing proper care to L and they related well. Mr Lam saw L’s needs could be better addressed by maintaining close ties with his birthplace, peers and schooling.

54.  Mr Lam remained firm in his position when being cross-examined by Ms Chong, counsel for the mother.

55.  I am aware that the ISIR was supportive of the mother’s application but the conclusion was reached without any input from the father’s side.

G’s unsworn statement

56.  The father produced an unsworn statement allegedly given by G opposing the mother’s application. One of the points made in the statement was that his relationship had been somewhat distant since 2017, ie the mother’s 1st Relocation Application. As this was an unsworn statement and G was not cross-examined on the veracity of his statement or the facts stated on it, I give no weight on its contents.

Applicable Legal Principles

57.  The applicable legal principles remain unchanged. I repeat the applicable legal principles as follows.

58.  On relocation cases, the Court of Appeal, in SMM v. TWM (Child: Relocation) [2010] 4 HKLRD 37, followed the approach enunciated by Thorpe LJ in the English Court of Appeal case of Payne v Payne [2001] EWCA Civ 166, [2001] 1 FLR 1052. Cheung JA said the following:

“The principles

19. The parties agreed that the applicable principles governing relocation application are based on the Payne v. Payne [2001] Fam 473 line of cases. They are English Court of Appeal cases. There is no House of Lords’ decision on this issue. These principles have been applied in Hong Kong, for example, in M v. B (Removal of children from the Jurisdiction) [2009] HKFLR 349, by Judge Bruno Chan although there has not been any Hong Kong Court of Appeal decision on relocation applications.

20. Payne is based on the earlier decision of Poel v. Poel [1970] 1 WLR 1469. In Re G. (Leave to remove) [2008] 1 FLR 1587 the English Court of Appeal reaffirmed the principles in Payne.

21. The principles in Payne can be summarised as follows :

(a) The distinct features of a relocation application are first, the applicant is invariably the mother and the primary carer; second, generally the motivation for the move arises out of her remarriage or her urge to return home; and third, the father’s opposition is commonly founded on a resultant reduction in contact and influence. (per Thorpe LJ at paragraph 27)

(b) The two propositions that have been consistently applied by the Courts are, first, the welfare of the child is the paramount consideration; and second, refusing the primary carer’s reasonable proposals for the relocation of her family life is likely to impact detrimentally on the welfare of her dependent children. Therefore her application to relocate will be granted unless the Court concludes that it is incompatible with the welfare of the children. (per Thorpe LJ at paragraph 26)

(c) The application should be approached as follows :

(i) Is the mother’s application genuine in the sense that it is not motivated by some selfish desire to exclude the father from the child’s life? Then ask, is the mother’s application realistic, i.e. founded on practical proposals both well researched and investigated? If the application fails either of these tests, refusal will inevitably follow.

(ii) If, however, the application passes these tests then there must be a careful appraisal of the father’s opposition: is it motivated by genuine concern for the future of the child’s welfare or is it driven by some ulterior motive? What would be the extent of the detriment to him and his future relationship with the child were the application granted? To what extent would that be offset by extension of the child’s relationships with the maternal family and homeland?

(iii) What would be the impact on the mother, either as the single parent or as a new wife, of a refusal of her realistic proposal?

(iv) The outcome of the second and third appraisals must then be brought into an overriding review of the child’s welfare as the paramount consideration, directed by the statutory checklist in so far as appropriate. (per Thorpe LJ at paragraph 40)

(d) In short, the relevant factors are :

(i) The welfare of the child is always paramount.

(ii) There is no presumption created by section 13(1)(b) of the English Children Act 1989 in favour of the applicant parent.

(iii) The reasonable proposals of the parent with a residence order wishing to live abroad carry great weight.

(iv) Consequently the proposals have to be scrutinised with care and the Court needs to be satisfied that there is a genuine motivation for the move and not the intention to bring contact between the child and the other parent to an end.

(v) The effect upon the applicant parent and the new family of the child of a refusal of leave is very important.

(vi) The effect upon the child of the denial of contact with the other parent and in some cases his family is very important.

(vii) The opportunity for continuing contact between the child and the parent left behind may be very significant. (per Butler-Sloss P at paragraph 85)

59.  There were some debates in the UK on whether the guidance set out by Thorpe LJ in para 40 of Payne v Payne applies only to cases where the applicant is the primary carer or whether there is a covert presumption in favour of the primary carer. In Re TC and JC (Children: Relocation) [2013] EWHC 292 (Fam), [2013] 2 FLR 484, Mostyn J said the following:

“10. The foundation of the jurisprudence in this field is the well-known case of Poel v Poel [1970] 1 WLR 1469. Although there were many other subsequent decisions of the Court of Appeal the next major milestone was the case of Payne v Payne[2001] EWCA Civ 166, [2001] Fam 473, [2001] 1 FLR 1052, where Thorpe LJ set out his memorable "discipline" in para 40. That decision was controversial, at least in some quarters, for arguably perpetuating a covert presumption in favour of location, at least where the application was made by the child's primary carer. It was reconsidered in 2011 in the case of K v K (Children: Permanent Removal from Jurisdiction)[2011] EWCA Civ 793, [2012] Fam 134, …”

60.  In ZJ v XWN (Leave to Appeal: Child Relocation) [2018] 3 HKLRD 644, [2018] HKCA 436, CAMP 67/2018, the Court of Appeal, after having reviewed K v K (Children: Permanent Removal from Jurisdiction) [2011] EWCA Civ 793, [2012] Fam 134 and Re C (A Child) (Internal Relocation) [2016] Fam 253, confirmed that the only principle of law enunciated in Payne is that the best interests of the child is paramount and the rests is guidance and that Cheung JA’s comments in SMM v TWM should be read in that light: at [18] and [23]. The Payne guidance should not be regarded as a prescriptive blueprint: at [22].

61.  The Court of Appeal endorsed what Vos LJ said in Re C (A Child) (Internal Relocation) at [82] and [83],

82. I add a few words in an attempt to summarise the position that has now been reached. As counsel before us agreed, in cases concerning either external or internal relocation the only test that the court applies is the paramount principle as to the welfare of the child. The application of that test involves a holistic balancing exercise undertaken with the assistance, by analogy, of the welfare checklist, even where it is not statutorily applicable. The exercise is not a linear one. It involves balancing all the relevant factors, which may vary hugely from case to case, weighing one against the other, with the objective of determining which of the available options best meets the requirement to afford paramount consideration to the welfare of the child. It is no part of this exercise to regard a decision in favour or against any particular available option as exceptional.

83. One of the most difficult aspects of this case has been to establish in the light of previous authority what use, if any, should be made in the process we have just described of the 4 “disciplines” identified by Thorpe LJ at paragraph 40 of his judgment in Payne v. Payne ([2001] EWCA Civ 166, [2001] 1 FLR 1052) (the “ Payne factors”). In my judgment, one of the valid concerns about the Payne factors is that they do not adequately reflect the gender-neutral approach to these problems that the court will now adopt in every case. Whilst the Payne factors may still be of some utility in some cases, they are no part of the applicable test or the applicable principles. In some circumstances, the judge may find them useful. In others, the judge may not. If the judge finds them a useful guide to some of the factors that he should consider, he will be doing so only as part of the multi-factorial balancing exercise that is required. (emphasis added)

62.  The Court of Appeal also dealt with the use of the “welfare checklist” in the balancing exercise. The “welfare checklist’ is only an aide-memoire. A judge is not required to mechanically list every factor to demonstrate that he has considered the same.

63.  The Court of Appeal emphasized that the guidance in Payne or SMM v TWM or the welfare checklist are simply tools to assist a Family Judge in making the multifactorial assessment to reach a result which is in the best interest of the child after taking account of the potential impact on the parents: at [30]. See also B, A v B, L (Child Relocation), [2019] 4 HKLRD 23, [2019] HKCA 822.

64.  Therefore, I would have to conduct a holistic balancing exercise and in doing so, I would make use of the Payne approach and the “welfare checklist’ as an aide-memoire tools.

Parties’ Allegations

65.  Both parties are pointing their fingers against each other and try to have the other side’s conducts surrounding the Hague Proceedings to be examined microscopically. These allegations are nothing but clear signs of their acrimony against each other. As I said at [43] of the 2nd Relocation Judgment, it is unnecessary for the court to come to definite findings on each and every of these allegations. What is required is for the court to come to findings on allegations that are relevant to the issues in dispute only but not further. To do otherwise would only add fuel to the already tormented relationship between the parties.

Should permission be given for L to relocate to Japan?

(1)  Is the mother’s application genuine in the sense that it is not motivated by some selfish desire to exclude the father from L’s life?

66.  Mr Lam observed that the mother’s application was out of love and out of what she considered the best interest of L. There was no alienation on the part of the mother as alleged by the father. It was so reported in the SIR and the Hague Proceedings Investigation Report, too. I accept the mother’s application is to give effect to L’s wishes to stay with her. I also accept that the mother’s application is genuine and motivated by her firm belief that it serves the best interests of L.

(2)  Is the mother’s application realistic, ie founded on practical proposals both well researched and investigated?

67.  The mother’s childcare plan is largely similar to the one put forward in her 2nd Relocation Application.

68.  L will continue to reside with the mother and Mr Y at her home in Yokohama. L has his own room; and has stayed at this home many, many times. The mother is able to provide hands-on care for L. Mr Y, who has had a good relationship with L, will continue to take part in the care of L.

69.  Currently, in the post-Covid days, the mother is allowed to work from home 3 days a week and is required to return to the office twice a week. She is not allowed by her employer to work-from-home in Hong Kong when having access to L.

70.  If the mother and Mr Y have to attend to work at the offices, her father (“the grandfather”), who lives 30-40 minutes away, can assist in taking care of L. The grandfather has in fact been doing this since 31 December 2021, and during L’s stay in Japan. The grandfather stayed overnight at the mother’s home once a month in order to spend more time with L at L’s request. The grandmother is also happy to assist in taking care of L.

Schooling and Social Life

71.  The mother plans to have L to re-join the H International School. This school is nearby to the mother’s home and L should be well familiar with it. In L’s own words to Mr Lam, L was able to adjust to schooling during the Hague Proceedings.

72.  When L was in Japan, he had joined an international football academy and attended training sessions 3 to 4 times a week. He made a lot of friends with his classmates, teammates and neighbours. He adjusted well to living in Japan.

Financial Sustainability

73.  The mother said there would not be any financial difficulty or adverse impact on L’s living standard on relocation. She will not have the need to seek any maintenance for L in the event that her application succeeds.

74.  The mother earns a basic monthly salary of JPY 467,000 (approximately HK$27,470) before tax. With her bonus, the mother earns on average around HK$44,553 per month. She is able to cover L’s living expenses.

75.  Her own salary aside, Mr. Y earns around HK$52,250 per month and an extra HK$17,100 – HK$28,500 twice a year from his bonus. He gives the mother around HK$11,400 monthly to cover family expenses.

76.  The father complained about the lack of proper childcare on the part of the mother when L was “stranded” in Japan, specifically, the fact that L was left at home alone and that he had to travel alone.

77.  Mr Y, in response, said it was not illegal in Japan for a child to be left alone at home. He could not recall the exact number of days when these had happened. That said, Mr Y maintained that the grandfather had come to look after L. The mother explained L was just left at home for a while pending her father’s arrival.

78.  Mr Y also accepted that L had travelled all by himself. It was acceptable as Japan was a safe country. It was just a 10-minute ride and L was familiar with the place.

79.  In the post-Covid era, Mr Y has to return to office every day. He is required to seek permission if he wants to work from home. That being the case, he does not work from home often. He also added that it is difficult for him to take a one-week holiday. I gather this is the reason why the mother and Mr Y come to Hong Kong less often as before.

80.  Mr Y admitted he had a change in his parenting style. The father challenged that the change in Mr Y’s parenting style from a typical, strict Japanese approach to a more relaxed, free approach is a kind of manipulation tactic luring L into staying in Japan. Examples given by the father was Mr Y allowed L to pay on-line games for long hours.

81.  Mr Lam took the view that the mother’s plan is feasible and that according to what L said, he adjusted well in Japan. As a matter of fact, there was not any serious challenge from the father on the plan. While I am aware that the grandfather has already reached the advanced age of at least 80 years old, at the same time, L is much older (12 years of age) and should require few routine care and attention now.

82.  In my view, the mother’s ability to take care of L is not an issue. The reason being that when being cross-examined by Ms Chong, the father agreed to have shared care arrangement to be in place if the mother is to relocate to Hong Kong. At the same time, the father said he is happy to make arrangements for L to stay longer with the mother in Japan. If the mother’s ability to take care of L is an issue, there is no reason why the father made such a concession. I believe all these complaints were raised because of the mother’s move to upset the status quo.

83.  In the 2nd Relocation Judgment, I said I was prepared to hold the mother’s plan was a realistic one. For the above reasons, this remains my view and I so hold.

(3)  Is the father’s opposition motivated by genuine concern for the future of the children’s welfare or is it driven by some ulterior motive?

84.  The father’s case is that he has been the primary carer for L since the mother’s departure in 2016. He emphasizes that he has been a constant source of stability, and nurturing care for L which are essential for his emotional and psychological growth. It is therefore important to maintain L’s current environment to bolster his security and well-being. L’s needs could be better addressed by maintaining his close tie with his birthplace and peers and schooling.

85.  Ms Chong did not dispute that the father opposition is motivated by genuine concern for L. I agree.

(4)  What would be the extent of the detriment to the father and his future relationship with L were the application granted?

86.  I am sure the father, being the primary carer of L since September 2016, will be very unhappy if L is to go to Japan. However, the father’s relationship with L could be maintained by generous contacts, and there appears to have no dispute between the parties in this regard. Apart from physical access, there are, among others, Skype, Face Time and texted messages available for keeping the relationship.

87.  Whilst the relationship between the father and L could still be maintained, practically speaking, it would mean the somewhat daunting exercise of commuting between Hong Kong and Yokohama would have to be carried out by L or the father (and probably by G, too) instead of by the mother.

(5)  To what extent would that detriment be offset by extension of the L’s relationships with the maternal family and homeland?

88.  On this, I repeat what I said at [71] of the 2nd Relocation Judgment,

[71] L was born in Hong Kong and has been spending his whole life here. He is a Japanese citizen by descent from his mother and it is to be seen in that context that Japan is regarded as his homeland; meanwhile, it has to be born in mind that the UK is also his homeland. The boys have no extended family from either the paternal or maternal side in Hong Kong. The maternal grandparents live in a city that is about an hour away. The mother’s brother, who is married with a young daughter and lives in Tokyo, is also about an hour away. I accept that if L moves to Japan the extension of L’s relationship with these extended family members may to a small extent compensate for the detriment to the father-children relationship.

89.  This remains my view.

(6)  What would be the impact on the mother of a refusal of her realistic proposal?

90.  The mother fairly accepted that given she has already returned to Japan for a number of years without her boys, if her application fails the impact on her own life plans would not be significant.

Overall, what would be in the best interest of L?

91.  Even when it is found that the mother’s plan is realistic this would not be the end of the matter. The above appraisals must be brought into an overriding review of the L’s best interests as the first and paramount consideration. I consider the following factors are relevant.

L’s Health

92.  The mother said L suffered from Quincke Syndrome while he was with her. After consulting a psychiatrist, L’s source of stress could be from the uncertainty of his future including the returning to Hong Kong which was against his wishes.

93.  On the other hand, Ms K said the night after L returned to Hong Kong on 10 February 2023, he started to develop headaches, a fever and presented with cold-like symptoms. On one of the weeknights when L spoke to the mother in the evening before bed, he experienced insomnia and cried at night. A few days before Mr Lam’s visit, L appeared to be nervous and apprehensive with a stoic, serious look on his face, having previously heard from G meeting social investigation officer was one of his worst experience. Since the beginning of May 2023, L began to experience puffiness and itchiness in his left eye, which occasionally occurred in his right eye as well. That was after when the mother notified L that she would be coming to Hong Kong in June 2023.

94.  In their usual fashion, the parties were pointing their fingers against each other for causing these health issues: on the part of the mother, she attributed these to the pressure exerted on L from the father and L was eager to stay with her; and on the part of the father, he also agreed there was pressure but the source was from the mother. As there is not any conclusive expert evidence before me, there could not be any definitive answer nor is it necessary to come to any finding. It is clear that, L, being the subject of conflicts, was caught in the middle. I have no doubt that he was extremely anxious at the time.

95.  It is fortunate that L’s condition has turned to better, neither parent alleged in evidence that L is still suffering from any of these issues in any significant manner. Mr Lam reported that L had to see a psychiatrist on his anxiety after his return to Hong Kong. He considered L’s health issues in making his recommendation. According to his observation, L adjusted well upon returning to Hong Kong. He considered it is better not to make any change.

Schooling/Education

96.  Mr Y said he involved heavily in L’s daily care and schooling. Every night after dinner, he and the mother spared time to go over L’s assignments. In particular, L would come to him whenever he had any questions in mathematics.

97.  L’s school report card suggested his result was far from ideal.

98.  The report card was issued in January 2023, the overall comment was L was “starting to meet Grade 5”. On this, Mr Y gave the explanation that L was in a different country and in a different system. I gathered what he meant was one cannot compare an apple to an orange and there was nothing to worry.

99.  This point is taken up by Ms Chong who submitted in her closing that different schools have different benchmarks or curricula. Contrary to the report card of the A School which gave general comments only, the H International School report required teachers to state “area of growth” for certain subjects, where L would inevitably receive some “negative” remarks of areas in which he could do better.

100.  I do not agree.

101.  The assessment on L’s mathematics is alarming. He was assessed to be either beginning or developing in the 4 areas in the subject. Mr Y’s evidence in this respect is ambivalent, if not inconsistent. Mr Y admitted he felted disappointed when seeing the report. Nevertheless, he said what is most important is for L to complete his homework without any help; the importance is he was willing to study and being able to learn by himself. However, it is clear that L did not manage to complete his homework and failed to achieve with satisfactory result when Mr Y’s approach was adopted. The logical inference that can be drawn is L was not able to learn by himself when he was staying with the mother.

102.  Back in Hong Kong, L did not lose time. When he returned to Hong Kong, he re-joined the A School at the same Year Level he was supposed to be. Mr Lam reported the following at para 15 of the SIR,

15. L is very sporty and enjoys good health. He is studying Year 5 at the A School. His teacher, Mr TH, commented that L had started well at the A School in 2023 for his English subject. His Mathematics was at the expected level for a Year 5 Student. L had a fantastic job when inquiring into the different planets with our solar system for his Science subject. For his social, L had made a fantastic start to school life at the A School since returning from Japan. He made many connections with his peers. He was a kind, caring and courteous student and well respected by his peers. L had a great group of friends within his homeroom but also across the Year 5 cohort. He was an active member of the extra-curricular activities at the A School and would represent the school as part of the Tag Rugby team. It would be great to see L develop this year and the teacher hoped he set his sights on a possible House Captain Leadership role for the 2024 academic year.

103.  It is also the father’s evidence that since the SIR, L has been elected by his peers to be the House Captain of the school. Mr Lam’s observations were not subject to challenge by the mother. Indeed, the mother also conceded in evidence that L has been doing well at school. She had access to the school website and did not say the father had blocked her access to school information. I accept that L is currently doing very good at school.

L’s Views

104.  The mother relies heavily upon L’s consistent wishes to stay in Japan. This remains to be his wishes now.

105.  Ms Chong also referred to L’s handwritten letter to the father dated 5 February 2022, his messages with the mother in February 2023, his messages with G in February 2023 and messages with the mother in March 2023.

106.  I accept that, on evidence, at the relevant time when L was in Japan during the Hague Proceedings and for a short period of time after his return on 10 February 2023, L expressed strong wishes of staying with his mother in Japan,.

107.  Mr Lam interviewed L twice for the purpose of the mother’s application.

108.  The first time was during a home visit in March 2023. L indicated that he wanted to live in Japan. L shared that he was able to adjust to schooling in Japan, related satisfactorily with his stepfather, had new friends in Japan and enjoyed his stay in Japan. L further stated that “If he could choose, he hoped to live with his mother in Japan as Japan was bigger than Hong Kong. Thus, he had a better chance to be a football player.”

109.  After this interview, Mr Lam was informed by the father that L had a change in mind. Mr Lam then arranged a zoom interview with L in April 2023. The 2nd interview was with L alone in the absence of the father. L told Mr Lam in the interview that he had a change in mind and would like to stay in Hong Kong and this decision was made after he had spoken with his elder brother. L considered that he would be able to see G more if he is to stay in Hong Kong. Mr Lam agreed to Ms Chong’s suggestion that G was instrumental in L’s change of mind.

110.  Ms Chong referred me to the Court of Appeal case in YSYM v LHB[2020] HKCA 586 where the Court of Appeal quoted the following paragraphs in Re R (Residence Order) [2010] 1 FLR 509 at [71] of the Judgment,

“[71] Rix LJ had this to say in Re R (Residence Order) [2010] 1 FLR 509 at §§57 and 58:

“[57] The importance of listening to a child once he or she has reached the age of 10 … has been stressed in the authorities. Thus in Re L (A Child) (Contact: Domestic Violence) [2001] Fam 260, [2001] 2 WLR 339, [2000] 2 FLR 334 at 271-271, 347 and 340 respectively, Dame Elizabeth Butler-Sloss P sitting in this court cited with approval Contact and Domestic Violence – The Experts’ Court Report [2000] Fam Law 615 at 624 on the subject of a child’s wishes:

‘…while this needs to be assessed within the whole context of such wishes, the older the child the more seriously they should be viewed and the more insulting and discrediting to the child to have them ignored. As a rough rule we would see these as needing to be taken account of at any age;above 10 we see these as carrying considerable weight with 6-10 as an intermediate stage and at under 6 as often indistinguishable in many ways from the wishes of the main carer (assuming normal development). In domestic violence, where the child has memories of that violence we would see their wishes as warranting much more weight than in situations where no real reason for the child's resistance appears to exist.’ ” [emphasis added]

111.  YSYM v LHB is a relocation/overseas education case involving two children of 12 and 13 years old. The trial judge rejected the mother’s application to have the children to attend schools in Vancouver despite (1) the unequivocal views to the Social Welfare Officer that they wished to stay with the mother and to attend schools there and (2) the support from the Social Investigation Officer. The Court of Appeal held that the court below erred in discounting the children’s wishes to study overseas, which are entirely rational, made after much thought and planning with the mother, out of the strong desire for change in light of their perceived inadequacies of their local schooling: at [72].

112.  AS v CPW (Inward Return Order) [2020] EWHC 1238 (Fam), [2020] 2 FLR 1000, is an English case involving a boy of about 15-16 years old in which the father sought his son’s return to England from Sierra Leone. The boy was interviewed by an English Cafcass officer who recorded his emphatic, categorical and repeated wish to remain in Sierra Leone until the completion of his GCSEs. Mostyn J considered Gillick v West Norfolk and Wisbeck Area Health Authority and Department of Health and Social Security [1986] 1 FLR 224 and said the wishes of a Gillick-competent child on a particular issue, where they are not objectively foolish or unreasonable, should normally be given effect: at [22].

113.  These authorities clearly point to the requirements that for the court to give proper weight to the views or wishes of a child on a particular issue, apart from his age, the court has to consider if the views are rational, made after much thought and planning or reasonable. These of course normally correlate with the age and level of maturity of the child concerned.

114.  L’s wishes were carefully considered by the Tokyo Family Court in the Hague Proceedings.

115.  The Japanese Investigation Report presented to the Tokyo Family Court for the purpose of the Hague Proceedings reported that L did not want to return to Hong Kong because Hong Kong was “suspicious and China was conquering it”. When he returned to Hong Kong, he would be forced to be vaccinated and if he caught Covid he would be tortured (referring to quarantine and it was China who made the virus).

116.  On the reason why he wanted to live in Japan, L was said to have cited such things as the pleasure of playing with his friends and being able to live with his mother, and the Tokyo Family Court considered that these reasons were based on the feelings in his then present life, and did not go beyond his short-term preferences. In addition, as for his future and career path, L expressed his boyish desire to become a soccer player in the UK and to join a soccer club in Japan for that purpose and stated that he wanted to go to university in the UK just like what G did. The Tokyo Family Court said it cannot be found that L was able to consider his own interest based on a mid-to-long-term perspective.

117.  The Tokyo Family Court found that before L showed his intention to stay in Japan, in January and February 2022, L was introduced to international schools in Japan, and enrolled in a soccer club. On 1 March 2022, the mother sent an email to the father to the effect that she should be permitted to live with L for the period until he has graduated from junior high school or high school. The Tokyo Family Court said “it would be found that preparations were being made by the mother so that L could be moved to Japan”. Further, on 14 April 2022, when L indicated his intention to live with her, the mother did not disagree with L’s intention and, without much consultation with the father who had the care and control of L, she promptly enrolled L to the H International School and applied to the Japanese Family Court for change of the care and control of L. It was held by the Tokyo Family Court that the mother, consciously or unconsciously, likely affected the formation of the intention of L’s refusal to be returned to Hong Kong.

118.  At the time when L first expressed his wishes and being interviewed by the Japanese investigators, he was still below the age of 10. When Mr Lam interviewed him, he was about the age of 11. In some cases, children of this age might be able to give his well thought-out and articulated views. However, it is not the case for L here. The evidence is L’s views swung back and forth, susceptible to change easily upon hearing encouragement or advices from family members. It seems to me clear that L was still immature. Hence, I have come to the same conclusion as the Tokyo Family Court did.

119.  The change of wishes must be seen in light of the circumstances that L was in at the time. For 3 years from 2020 to 2022 the world was under the rampage of Covid 19. Everyone’s memories regarding suspension of school and social activities, closure of borders, social distancing, work from home, vaccinations, and other restrictions are still vivid. Everyone was very much homebound. L’s face-to-face schooling in Hong Kong had been suspended from time to time and traveling was very much restricted. In contrast, he was able to attend school in Japan physically. He was able to attend activities by train on his own as opposed to the presumably more restricted life in Hong Kong. On that view, the life back then was “abnormal”.

120.  I accept it is important to give effect to the wishes of the child concerned, in particular, if the proposal is supported by the recommendation of the Social Investigation Officer. This, however, is not the case here.

121.  In conclusion, for the reasons aforesaid, I give little weight to L’s wishes or views.

Brainwashing

122.  The father accused the mother to have influenced L’s views while he was in Japan. Indeed, the father went so far as to say that the mother brainwashed L. She gave L the false hope of becoming a football player in Japan in order to keep him.

123.  Mr Lam testified that when he interviewed L, he did not particularly notice anything wrong. He did not see any signs of toxic parenting or brainwashing as alleged by the father. There is no evidence of brainwashing on the part of the father.

Sibling Bonding

124.  Ms Chong submitted that one of the reasons why the mother’s 2nd Relocation Application was rejected was the court’s reluctance to affect the close bonding between G and L when they were attending the same school and enjoying the same sport. However, this factor is largely diminished, as G has been studying in university in the UK since 2022.

125.  The mother agreed that the father should have ½ of the long holidays and 2/3 of the winter break for access – the same as what she was granted under the 2nd Relocation Judgment. She said L should be able to effectively maintain his contact and relationship with his elder brother during school holidays if relocation is granted.

126.  It is also emphasised by Ms Chong that since G has no plan of returning to Hong Kong for career upon completion of his university in the summer of 2025, there is no difference in terms of time when L is able to see G if L is relocated to Japan.

127.  I accept that theoretically speaking, in terms of the time slots, this may be the case. However, how the situation in reality turns out to be depends very much on the timetables and whereabouts of the family members. I thus give little weight to this factor.

Racial Prejudice in Japan

128.  The father claimed L was verbally abused as a “fat white pig” and said L had experienced racial prejudice. I would not place much weight on this as, even if it really happened, it was a single incident arising from a one-off argument between children and this could happen anywhere in the world.

What is the Decision?

129.  Mr Lam is a highly experience professional in his field. He has been with the Social Welfare Department for 29 years. Before joining the Children Protection Section more than a year ago, he had served in various posts including Boys’ Home and as a probation officer.

130.  Mr Lam observed the relationship between L and the mother to be natural, close, warm, affectionate and interactive. At the same time, L loved both his parents. It was a difficult decision for L. At the end, Mr Lam concluded that the mother’s relocation application is not support-worthy at the present stage and considered that L should continue to be under the care of the father in Hong Kong.

131.  I accept that L settled well in Japan in 2022; so does he presently. L currently has a well-settled and stable life in Hong Kong. He has been doing well in school.

132.  I also accept the mother was L’s primary carer during L’s sojourn in Japan. This lasted for about 10 months. Before then, the mother was not the primary carer. However, it should not be forgotten that, as I said above, it was a time when life was not normal. Both the mother and Mr Y now have to return to work at the office more often than before.

133.  With L’s life has returned to normal, in my view, the question is what are the benefits to be gained in terms of L’s best interest if he is to relocate to Japan? The mother certainly has not convinced me that there are and I cannot think of any either.

134.  I repeat what I said at [98] of the 2nd Relocation Judgment: generally speaking if the status quo is found to be working satisfactorily the courts will be reluctant to intervene: see also HH Judge Melloy’s judgment in F v L, FCMC 11896/2005, (date of judgment: 7 June 2007) at [34]. It is of course not a statement of principle but surely, there is wisdom in it.

135.  The father is a significant person in L’s life. He impressed me as always having been a loving and caring father. It also remains my view that the father is a more compassionate person who would be more responsive to his sons’ needs and feelings. The father demonstrated himself to be a dedicated father by circumventing all hurtles in getting into Japan for claiming the return of L.

136.  The combination of all the above considerations compellingly point to a conclusion that it is not to L’s benefit if he is to move to a new environment. For the above reasons, the mother’s relocation application has to be refused.

137.  With the conclusion I have come to, it is not necessary to come to any finding on the parties’ other allegations, such as, what happened when L departed from the airport for returning to Hong Kong in April 2023 after the mother’s failure in the Hague Proceedings, whether L wanted to go to the UK for the Life Celebration of his grandmother in July 2022 during the Hague Proceedings and if the mother surreptitiously changed G and L’s surname from the father’s to that of the mother on their Japanese passports when she knew well that the Japanese authorities allowed both surnames to appear on the documents.

Access

138.  The current access arrangement made by this court under the 2nd Relocation Judgment is that the mother is to have access in weekends (from Friday to Sunday) for not more than twice per month during school days. In addition, the mother has half of the time of L’s long holidays for access except that she has 2/3 of the time of the winter break for access. The intention was to give the mother more time than the father to stay with L during school holidays. There was also the understanding that the mother would fly to Hong Kong for the weekend access and for the boys to fly to Japan during school holidays.

139.  It turned out that the mother was not able to make full use of the weekend access even before the Covid.

140.  In the post-Covid era, the mother’s situation has not improved, if it has not become worsen. She has been unable to travel to Hong Kong on a more frequent basis due to work and financial constraints. Mr Y also admitted that due to his work he has been unable to accompany the mother to come to Hong Kong as frequent as before.

141.  The mother in evidence agreed that despite the uncertainties arising from Covid, the father still arranged G and L to fly to Japan for access so that the mother had access to L substantially more than that prescribed under the 2nd Relocation Judgment. The father said he “encouraged” this to happen.

142.  Moving forward, the father said he is happy to see access to continue. He conceded in cross-examination that it is in L’s best interest in going to Japan and immersed himself in Japanese culture. I take his words for it.

143.  There appears to have one incident in which the father changed the access one day after the hearing of 12 June 2023 for the reason that L would like to go to Thailand for a Tottenham football event. As a result, the mother was forced to reschedule her flights and accommodation. In response, the father gave the excuse that it was a lifetime opportunity. I do not think the father has any defence to that. He should have told the court at the hearing of 12 June 2023 but failed to do so. I have to remind the father once again that he is not in a position to “grant” access to the mother.

144.  Apart from this incident, access has largely been running smoothly. Since the close of evidence of this trial, L has been allowed by way of consent orders to see his mother in Japan thrice.

145.  Mr Lam said L knew his father was upset when he made calls or texted his mother. This caused stress to L. He hoped the father should understand that the mother’s role is irreplaceable. He, however, did not consider outside monitoring on access is necessary in this case. I agree. I also agree with Mr Lam that the father should pay attention to L’s emotion.

146.  It is clear that when L was with either one of his parents, he or she behaved in a highly cautious manner when it came to allowing L to have communications with the other side during the Hague Proceedings and these proceedings. When being cross-examined by the other side, both rejected the suggestion that restriction had been imposed on L on making contacts with the other side. I find the truth is, by and large, both did what are alleged. It is fair to say that probably it was because both were on the high alert and had a sense of insecurity, hence they behaved abnormally. The 2-year long revived litigations that began in Japan and spread to Hong Kong smashed what little trust the parties had rebuilt since the 2nd Relocation Judgment. The father was indignant that he had to go through some complicated procedures during the Covid in order to enter Japan and had to stay there for 2 months for “retrieving” L. It is hopeful, with all these disputes come to rest upon the conclusion of the present application, parties start to respect and learn how to co-operate with each other on all aspects touching upon the upbringing of L in the years to come. L, who used to text his mother by “line”, should be able to do so and he should have his phone and I-Pad for communicating with his mother and grandparents. L is turning to be an adolescence. Parties should be aware that L loves both of them. Both should be mindful that their beloved son should not be caught between their conflicts; any unreasonable hindrance or restriction imposed on him by his father or mother may cause him emotional stress and anxiety.

147.  Thus analysed, I see no reason why I should change the access arrangement for school holidays. I will keep the weekend access, too but I reduce it to once a month.

Orders:

148.  For the above reasons, I make the following orders:

(1)  The mother’s application is refused.

(2)  The mother do have access to L in weekends (from Friday to Sunday) for not more than once per month during school days.

(3)  The mother do have half of the time of L’s long holidays for access except that she shall have 2/3 of the time of the winter break for access.

(4)  The dates and the details of access shall be agreed upon by the parties at least 2 weeks before the access.

Costs

149.  As for costs, given that this is a child related matter, I am not convinced that the father should have the costs. I make an order nisi that there be no order as to costs of the summons dated 20 September 2022, including all costs reserved. There shall be a certificate for counsel.

  (I. Wong)
District Judge

Ms Fiona CHONG, instructed by Stevenson, Wong & Co, appeared for the petitioner

Mr SRM, the respondent, in person

[2019] HKFC 324-EN-2019-12-18

RM (aka RH) v. SRM

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FCMC 7451/2016

[2019] HKFC 324

IN THE DISTRICT COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

MATRIMONIAL CAUSES

NUMBER 7451 OF 2016

----------------------------

BETWEEN  
 RM (aka RH)Petitioner

and

 SRMRespondent

---------------------------

Coram: His Honour Judge I Wong in Chambers (Not open to Public)

Dates of Hearing: 9, 10, 15, 16,17, 22 and 23 May 2019

Date of Closing Submission: 14 June 2019

Date of the Petitioner’s Supplementary Note: 20 June 2019

Date of Judgment: 18 December 2019

__________________

JUDGMENT

(Relocation and Schooling)

__________________

Introduction

1.  There are two summonses before me.

2.  The first is an application taken out by the petitioner mother for the relocation of the parties’ younger son to Japan, her home-country.  The second one, taken out by the respondent father, is for leave for the younger son to attend an English international school instead of a Japanese school in Hong Kong.

3.  In this judgment I shall continue to refer to the petitioner and the respondent as “the mother” and “the father”.  I shall refer to the elder boy as “G” and the younger one as “L”.  G was born in March 2004 and is now aged 15 ½.  L is 7 years old.

4.  Prior to these applications, the parties have already had a skirmish when the father sought security for costs of $750,000 to be paid by the mother in respect of her application for relocation.  By a judgment dated 8 April 2019, the father’s application was refused. This is the background against which the trial has taken place.  I shall refer to the judgment of 8 April 2019 as “theSecurity for Costs Judgment”.

5.  It has to be mentioned that the present application for relocation is already the mother’s second application.  Her earlier application, which was under FCMC 8500/2014 and was heard not long ago before Deputy Judge Susan Wong, was rejected after a 11-day trial.  I shall refer to Deputy Judge Susan Wong’s judgment of 7 September 2016 as “the 2016 Relocation Judgment”).

The History

6.  I have already set out the history of this matter at some length in the Security for Costs Judgment; the following background is extracted from that Judgment. 

7.  The mother is Japanese and the father British.  They met in Germany in 1999 when the mother was working and the father was on a business trip there.  They soon started a relationship.  In 2004 the mother moved to join the father in the UK where they were married in March 2004.  A week later, G was born. 

8.  In 2007, the father was offered a job in Hong Kong and the whole family moved to settle here.  Subsequently, L, the younger son, was born in August 2012 in Hong Kong.

9.  Sadly, the marriage did not last long. In the summer of 2013 the mother, taking the boys with her, moved out of the former matrimonial home and stayed at her boy-friend’s apartment.  I shall refer to the boy-friend as “Mr Y”.  Mr Y is Japanese and at that time was working in a bank in Hong Kong. 

10.  The mother petitioned for divorce on 27 June 2014 (under FCMC 8500/2014) on the ground of the father’s unreasonable behaviour.  The father defended and cross-petitioned on the ground of the mother’s adultery. 

11.  On 23 January 2015 the mother took out an application to have the boys relocated to Japan.  This was her first relocation application that led to the 2016 Relocation Judgment. At that time, her claimed intention was to re-settle in Japan and she wanted the boys to go with her.  She claimed she would live with her parents in the Kisarazu City of Chiba and the grandparents would be available to assist both financially and physically in taking care take of the boys. 

12.  As referred to above, this first relocation application went through a 11-day trial and was refused by Deputy Judge Susan Wong on 7 September 2016 who at the same time granted the joint custody of the boys to the parties with care and control to the father and reasonable access to the mother.

13.  The parties subsequently came to an agreement that the divorce main suit be started afresh and proceeded on the ground of 2 years’ separation.  Consequently, a new petition (under the present case reference) was taken out by the mother on 16 June 2016. 

14.  The parties had further been able to come to a settlement over the financial matters which was endorsed by way of a consent order on 31 May 2017.  In brief, the parties agreed to have their property in London sold with the sale proceeds to be shared equally.  The capital split was $1.75 million each.

15.  Decree nisi was granted on 9 January 2017 and it was made absolute on 16 June 2017.  About 4 months later, the mother took out the present relocation application.

16.  At the very beginning, the mother’s application covered both of the boys, as was the case in her 1st relocation application.  The Social Investigation Report (“the SIR”) and the International Social Service Report (“the ISSR”) were duly obtained.  Ms Lo, the social investigation officer, was not supportive of the mother’s application.  She was of the view that it is to the best interests of the boys that they are to remain in Hong Kong under the care of their father.  

17.  At the Children Dispute Resolution Hearing of 25 May 2018 the mother dropped her application in respect of G but continued to pursue her application in respect of L.

18.  What followed were the father’s application for security for costs as referred to in [4] above and the resultant Security for Costs Judgment.

The Present Situation of the Parties

The Father and the Boys

19.  The father is living with the boys in the former matrimonial home in Shatin. This is a leased apartment with an area of about 1402 m.  Together with them are the father’s girl-friend Ms K and a domestic helper Ms S.  Ms K is Japanese with whom the father started a relationship in 2015 and was introduced to the boys in the summer of 2016.  As Ms K does not have any right to reside in Hong Kong, she has been travelling between Hong Kong and Japan and has been staying with the family on an interval of about 3 months each.  Ms K had attended an international school in Japan before she received university education in Seattle and Hawaii.  She has a bachelor and a master’s degree and is a qualified nurse practitioner.  She used to work for a clinical research company in Tokyo but has resigned for the purpose of securing an employment in Hong Kong.

20.  There has not been any change in the father’s employment since the 2016 Relocation Judgment save that he has since been promoted to the position of Key Account Director. 

21.  G is currently attending an English international school which I shall refer to as “the A School”.  He used to study in a Japanese school in Hong Kong. That was the situation till the summer of 2018 when he finished his primary school and changed to the A School.  L has finished kindergarten since the Security for Costs Judgment. As from April 2019, he too has been attending the A School.  That was arranged by the father despite the objection from the mother.

The Mother

22.  The mother returned to Japan for good on 28 September 2016, just 3 weeks after the handing down of the 2016 Relocation Judgment and way before the decree nisi was granted and any settlement over the financial matters was reached.  The undisputed evidence is that she was not joining her parents.  In fact, she was joining Mr Y who probably had returned to Japan earlier and has since been living with him.  Initially she stayed in a rented apartment with her boy-friend and later purchased a house in Yokohama in May 2017 with a down payment of JPY2,000,000 (about $140,000) and a mortgaged finance.  The house is a two-storey 4-bedroom house with a total floor area of about 1002 m. 

23.  She is currently working full-time as an assistant manager for a large motors corporation in Tokyo.  She plans to marry with Mr Y after the latter’s divorce is finalized.

Access

24.  The mother is having access to the boys on every other weekend in Hong Kong.  Normally, she would arrive in Hong Kong on Saturday and leave on Sunday and the boys would stay with her in a hotel close to the former matrimonial home.  On a couple of occasions Mr Y came along.  On the top of that, there is access by electronic means and she is sharing the boys’ long holidays with the father on equal basis.  The boys have also on the 3 occasions joined the mother in Japan during long holidays, viz, from 13 August 2018 to 26 August 2018, from 31 December 2018 to 6 January 2019; and from 10 March 2019 to 30 March 2019.

25.  By and large, apart from some hiccups at the start, access has been carried out smoothly.

The Mother’s Case

26.  The mother has now resettled in Yokohama with a secure job and a stable relationship. She has purchased her own house which provides L with satisfactory living environment; specifically, L will have his own room. There is a local primary school nearby where a school place is guaranteed. 

27.  As regards the taking care of L, the mother’s employer allows her to work from home for 80 hours a month and there is also a policy which allows her to work 4 to 7 hours a day for any period from 8:45 am to 5:45 pm.  This would give her the flexibility she needs to take L to school or return home.  There would also be childcare assistance from her parents and Mr Y.  Her parents are committed to coming to her home on weekdays for taking care of L. Thus, she is in a position to take good care of L. 

28.  In her affirmations, the mother complained about the inadequacy of the father’s care given to the boys since her departure.  Indeed, she went so far as to say in her affirmation of 21 October 2017 that the father has been unable to take good care of the boys. The long list of her complaints includes the father’s frequent overseas trips for business and with his girlfriend Ms K, leaving the boys to stay with the domestic helper. There are also complaints that the father and Ms K consumed excessive alcohol and smoked at home.  There are instances where the boys were left unattended at home and L’s health and dental care were neglected.  The father was disinterested in the boys’ activities, even if they were school-related and G’s academic performance had been in the decline.

The Father’s Case

29.  The father objects to the application.  He regards the application as the mother’s appeal against the 2016 Relocation Judgment through the back-door.  Given that there was no appeal and that the present application was issued 13 months after the 2016 Relocation Judgment only, the mother is trying to have a second bite of the cherry.  She is just fighting this costly litigation out of her own selfish interest.  The mother currently contributes nothing to the financial upkeep of the children. By this litigation, she is draining the father’s finances.  The father is a working family man of limited finance and he has been financing this litigation with the proceeds of sale of the London property.  This money could have been better used for the benefit of the boys. 

30.  Except on one occasion when the boys were left at home unattended for a few hours on a Sunday when the domestic helper was on leave, the father essentially denied all accusations against him.  He is vehement that with the assistance of Ms K and the domestic helper Ms S, he has been giving adequate and proper care to the boys.   The boys have been in a settled and stable environment with the father since the departure of their mother.  The boys are doing well and so their lives should not be disturbed.  Most importantly, the relocation of L to Japan would mean separating the boys who have developed a very close bonding with each other. It is simply not to their interests that they are to separate from each other.

Issues to be Determined

31.  At trial, whether L should join the mother in Japan has become the only major issue before the court.

32.  Another issue is, in the event that the mother’s application in respect of L fails, whether L should continue to stay in the same English international school where G is currently attending.  The is an issue raised by the father by way of his summons dated 12 July 2018.  The mother maintains that L should attend a Japanese school in Hong Kong until he finishes primary school. 

33.  There is also an issue that came up at trial.  This is whether the requirement of the mother’s consent for the children to leave Hong Kong temporarily should be removed.

The Witnesses

34.  Apart from the parties, the following persons gave evidence in court:

(1) Ms Lo, the social investigation officer;

(2) Mr Y, the mother’s boyfriend;

(3) Mr OH, the principal of L’s kindergarten;

(4) the mother’s father (“the grandfather”);

(5) Ms K, the father’s girlfriend; and

(6) Ms S, the father’s domestic helper.

The Legal Principles

35.  Section 3(1) of the Guardianship of Minors Ordinance (Cap 13) (“GMO”) provides:

“(1) In relation to the custody or upbringing of a minor, and in relation to the administration of any property belonging to or held in trust for a minor or the application of the income of any such property-

(a) in any proceedings before any court (whether or not a court as defined in section 2) the court-

(i) shall regard the best interests of the minor as the first and paramount consideration and in having such regard shall give due consideration to-

(A) the views of the minor if, having regard to the age and understanding of the minor and to the circumstances of the case, it is practicable to do so; and

(B) any material information including any report of the Director of Social Welfare available to the court at the hearing; and

(ii) shall not take into consideration whether, from any other point of view, the claim of the father, in respect of such custody, upbringing, administration or application is superior to that of the mother, or the claim of the mother is superior to that of the father;

(b) …, a mother shall have the same rights and authority as the law allows to a father, and the rights and authority of mother and father shall be equal and be exercisable by either without the other;

36.  On relocation cases, the Court of Appeal, in SMM v. TWM (Child: Relocation) [2010] 4 HKLRD 37, followed the approach enunciated by Thorpe LJ in the English Court of Appeal case of Payne v Payne [2001] EWCA Civ 166, [2001] 1 FLR 1052.  Cheung JA said the following:

“The principles

19.   The parties agreed that the applicable principles governing relocation application are based on the Payne v. Payne [2001] Fam 473 line of cases.  They are English Court of Appeal cases.  There is no House of Lords’ decision on this issue.  These principles have been applied in Hong Kong, for example, in M v. B (Removal of children from the Jurisdiction) [2009] HKFLR 349, by Judge Bruno Chan although there has not been any Hong Kong Court of Appeal decision on relocation applications.

20.   Payne is based on the earlier decision of Poel v. Poel [1970] 1 WLR 1469.  In Re G. (Leave to remove) [2008] 1 FLR 1587 the English Court of Appeal reaffirmed the principles in Payne.

21.   The principles in Payne can be summarised as follows :

(a)   The distinct features of a relocation application are first, the applicant is invariably the mother and the primary carer; second, generally the motivation for the move arises out of her remarriage or her urge to return home; and third, the father’s opposition is commonly founded on a resultant reduction in contact and influence. (per Thorpe LJ at paragraph 27)

(b)   The two propositions that have been consistently applied by the Courts are, first, the welfare of the child is the paramount consideration; and second, refusing the primary carer’s reasonable proposals for the relocation of her family life is likely to impact detrimentally on the welfare of her dependent children.  Therefore her application to relocate will be granted unless the Court concludes that it is incompatible with the welfare of the children. (per Thorpe LJ at paragraph 26)

(c)   The application should be approached as follows :

(i) Is the mother’s application genuine in the sense that it is not motivated by some selfish desire to exclude the father from the child’s life?  Then ask, is the mother’s application realistic, i.e. founded on practical proposals both well researched and investigated?  If the application fails either of these tests, refusal will inevitably follow.

(ii) If, however, the application passes these tests then there must be a careful appraisal of the father’s opposition: is it motivated by genuine concern for the future of the child’s welfare or is it driven by some ulterior motive? What would be the extent of the detriment to him and his future relationship with the child were the application granted?  To what extent would that be offset by extension of the child’s relationships with the maternal family and homeland?

(iii) What would be the impact on the mother, either as the single parent or as a new wife, of a refusal of her realistic proposal?

(iv) The outcome of the second and third appraisals must then be brought into an overriding review of the child’s welfare as the paramount consideration, directed by the statutory checklist in so far as appropriate. (per Thorpe LJ at paragraph 40)

(d)   In short, the relevant factors are :

(i) The welfare of the child is always paramount.

(ii) There is no presumption created by section 13(1)(b) of the English Children Act 1989 in favour of the applicant parent.

(iii) The reasonable proposals of the parent with a residence order wishing to live abroad carry great weight.

(iv) Consequently the proposals have to be scrutinised with care and the Court needs to be satisfied that there is a genuine motivation for the move and not the intention to bring contact between the child and the other parent to an end.

(v) The effect upon the applicant parent and the new family of the child of a refusal of leave is very important.

(vi) The effect upon the child of the denial of contact with the other parent and in some cases his family is very important.

(vii)  The opportunity for continuing contact between the child and the parent left behind may be very significant. (per Butler-Sloss P at paragraph 85)

37.  There were some debates in the UK on whether the guidance set out by Thorpe LJ in para 40 of Payne v Payne applies only to cases where the applicant is the primary carer or whether there is a covert presumption in favour of the primary carer.  In Re TC and JC (Children:  Relocation) [2013] EWHC 292 (Fam), [2013] 2 FLR 484, Mostyn J said the following:

“10. The foundation of the jurisprudence in this field is the well-known case of Poel v Poel [1970] 1 WLR 1469. Although there were many other subsequent decisions of the Court of Appeal the next major milestone was the case of Payne v Payne [2001] EWCA Civ 166, [2001] Fam 473, [2001] 1 FLR 1052, where Thorpe LJ set out his memorable "discipline" in para 40. That decision was controversial, at least in some quarters, for arguably perpetuating a covert presumption in favour of location, at least where the application was made by the child's primary carer. It was reconsidered in 2011 in the case of K v K(Children: Permanent Removal from Jurisdiction) [2011] EWCA Civ 793, [2012] Fam 134, …”

38.  Recently, in ZJ v XWN (Leave to Appeal: Child Relocation) [2018] 3 HKLRD 644, [2018] HKCA 436, CAMP 67/2018, the Court of Appeal, after having reviewed K v K (Children: Permanent Removal from Jurisdiction) [2011] EWCA Civ 793, [2012] Fam 134 and Re C (A Child) (Internal Relocation) [2016] Fam 253, confirmed that the only principle of law enunciated in Payne is that the best interests of the child is paramount and the rests is guidance and that Cheung JA’s comments in SMM v TWM should be read in that light: at [18] and [23].  The Payne guidance should not be regarded as a prescriptive blueprint: at [22].

39.  The Court of Appeal endorsed what Vos LJ said in Re C (A Child) (Internal Relocation) at [82] and [83],

82.  I add a few words in an attempt to summarise the position that has now been reached. As counsel before us agreed, in cases concerning either external or internal relocation the only test that the court applies is the paramount principle as to the welfare of the child. The application of that test involves a holistic balancing exercise undertaken with the assistance, by analogy, of the welfare checklist, even where it is not statutorily applicable. The exercise is not a linear one. It involves balancing all the relevant factors, which may vary hugely from case to case, weighing one against the other, with the objective of determining which of the available options best meets the requirement to afford paramount consideration to the welfare of the child. It is no part of this exercise to regard a decision in favour or against any particular available option as exceptional.

83.  One of the most difficult aspects of this case has been to establish in the light of previous authority what use, if any, should be made in the process we have just described of the 4 “disciplines” identified by Thorpe LJ at paragraph 40 of his judgment in Payne v. Payne ([2001] EWCA Civ 166, [2001] 1 FLR 1052) (the “ Payne factors”). In my judgment, one of the valid concerns about the Payne factors is that they do not adequately reflect the gender-neutral approach to these problems that the court will now adopt in every case. Whilst the Payne factors may still be of some utility in some cases, they are no part of the applicable test or the applicable principles. In some circumstances, the judge may find them useful. In others, the judge may not. If the judge finds them a useful guide to some of the factors that he should consider, he will be doing so only as part of the multi-factorial balancing exercise that is required.  (emphasis added)

40.  The Court of Appeal also dealt with the use of the “welfare checklist” in the balancing exercise.  The “welfare checklist’ is only an aide-memoire.  A judge is not required to mechanically list every factor to demonstrate that he has considered the same. 

41.  The Court of Appeal emphasized that the guidance in Payne or SMM v TWM or the welfare checklist are simply tools to assist a Family Judge in making the multifactorial assessment to reach a result which is in the best interest of the child after taking account of the potential impact on the parents: at [30].

See also B, A v B, L (Child Relocation), [2019] 4 HKLRD 23, [2019] HKCA 822.

42.  Therefore, I would have to conduct a holistic balancing exercise and in doing so, I would make use of the Payne approach and the “welfare checklist’ as an aide-memoire tools.

Parties’ Allegations

43.  As in any high-conflict children proceedings, this litigation has inevitably turned to be a fault-picking exercise.  Both parties are pointing their fingers against each other and try to have the other side’s conduct or absence of conduct to be examined microscopically. These allegations are nothing but clear signs of their acrimony against each other.  It has to be pointed out at this early stage that it is unnecessary for the court to come to definite findings on each and every of these allegations. What is required is for the court to come to findings on allegations that are relevant to the issues in dispute only but not further.  To do otherwise would only add fuel to the already tormented relationship between the parties. 

Should permission be given for L to leave Hong Kong in order to relocate to Yokohama of Japan with the mother?

(1) Is the mother’s application genuine in the sense that it is not motivated by some selfish desire to exclude the father from the boys’ life? 

44.  When being asked in the witness box by her counsel Mr Egerton on why she wanted to have L relocated to Japan, her answer was that given his tender age, L should be with her mother and that he should be immersed in Japanese language culture. 

45.  If relocation is allowed, the mother said she would encourage L to maintain communication with G and the father and the paternal grandmother via electronic means.  The father and his relatives may stay with the mother in Japan for access during weekends and L and G can spend the majority of their holidays together with the father.  If G would like to visit L in Japan, the mother would arrange for G’s flight tickets.

46.  I accept what the mother said.  I believe the mother’s application is genuine and is not motivated by her desire to exclude the father from L’s life.

(2)  Is the mother’s application realistic, i.e. founded on practical proposals both well researched and investigated?

47.  The mother and Mr Y are living in Yokohama and her parents (the grandparents) are living in the Kisarazu City of Chiba which, according to the ISSR, is about an hour away.  She has a younger brother who lives in Tokyo with his family.

48.  The mother’s regular working hours is from 8:45 am to 5:45 pm.  She normally has to be away from home for work from 7:15 am to 7:30 pm every Monday to Friday.  She said her employer has a “work from home” policy that would allow her to work from home for up to 80 hours a month, which can be split over 10 days.  Additionally, her employer also has a policy that would allow her some flexibility in working hours.  Her minimum of work is 4 hours per day, whether at home or in office or a combination of both.  There are 5 extra annual leaves for her to take care of L if he falls ill in addition to 20 days’ annual leave. 

49.  Part of the mother’s childcare plan is that her parents are readily available for taking care of L while she is at work. Her plan is that her parents would look after L during weekdays. 

50.  Both grandparents are retired civil servants and pensioners.  The grandfather is aged 72 while the grandmother is 71 and both are on medication for their diabetes. The grandmother is not working but the grandfather has since his retirement working in a cleansing company, earning some extra income of JPY 1,529,300 per annum on the top of the annual pensions in the sum of JPY 2,441,903.  The grandfather testified that if the relocation is allowed, he would quit his job so that he and his wife could take care of L, especially when the mother is out for work.

51.  In response, Mr Pickavant doubted very much whether the grandfather could do so because the reality is that the grandfather needs the income. This can be seen from the fact that the grandfather has been tirelessly working 6 days a week with a day-off on Tuesday only.  The grandparents need this money for their living because, as the grandfather has admitted in the witness box, the lump sum that he had received upon retirement was long depleted.

52.  The mother said Mr Y would also be available for taking care of L.  In evidence, Mr Y said he was promoted to the position of senior deputy manager of his bank’s headquarters last October.  His employer has a similar policy that allows him flexible and shorter working hours. He testified that he took leave from work in January this year for taking the boys to an aquarium. 

53.  An ISSR of 30 March 2018 was obtained for the purpose of the mother application.  According to the report, the newly purchased house in which the mother and Mr Y are now living is considered to be appropriate and adequate for L if he is allowed to be relocated to Japan.  As I read it, the report, which was an outcome of home visit and interviews with the mother, her parents and Mr Y, is of the view that the mother’s childcare plan is workable.

Discussion 

54.  From the medical records produced by the grandfather, I accept that his blood sugar level and blood pressure have been well managed.  He is apparently a healthy person as is evident from the fact that he has all along been working on full-time basis. I accept that physically speaking, the grandfather is capable of taking care of L. 

55.  Though the grandmother, now aged 71, has not given evidence at the present trial, she did so in the 2016 Relocation Application.  Deputy Judge Susan Wong doubted the veracity of the mother’s case that she had the physical support of her parents in the care of the boys for the reason that the grandmother had health issues: [19] & [82].  The judge also agreed with the father that the grandmother’s mental and physical conditions were not good and she was also unstable, senile and erratic: [90]. This finding has not been overturned.  At trial, there is evidence suggesting that the grandmother has not been keeping her diabetes well under control.  I should therefore be mindful that in future the grandfather may have to take care of his wife as well.

56.  The reality is, on monetary terms, if the grandfather has to quit his job, this would mean roughly at least a one-third drop of his household’s monthly receipts.  Given that his capital has long been depleted, the drop would undoubtedly cause a significant impact on his finances.  He would have to rely entirely on his and his wife’s pensions.  I have some reservation as to whether the grandfather would quit his job entirely. 

57.  It has been reported by Ms Lo that according to the mother, the grandparents planned to take turns to attend to the mother’s home on weekdays for taking care of L.  However, the case being put forward by the mother at trial, especially on the evidence of the grandfather, seems not to be the case.  If it is the case that the grandparents are to take turns, given the findings of Deputy Judge Susan Wong regarding the grandmother’s mental and physical conditions, naturally there would be concerns as to whether the grandmother would be readily available for the benefit of L.  Further, if the grandparents are to take turns, a corollary is that there would not be any need for the grandfather to quit his job entirely.  Yet, no question was put to the grandfather as to whether he plans or could work on part-time basis. 

58.  The mother had access to L for 3 weeks during March this year but during each workday L was merely placed in her employer’s nursery whilst the mother worked whole day.  Apart from L, there was only one other child much younger than L in the nursery and nobody there spoke English. G was also left alone unaccompanied during his 12 days’ stay in Japan in January 2019.  Mr Pickavant criticized that these occasions would have been an ideal opportunity for the mother to prove that she could make use of her employer’s policies to establish work at home routine or even set up some flexible working time but she did not do so.  Mr Pickavant added that given the mother’s position is one similar to an administrative assistant, even if she is eligible for the work at home scheme she would require detailed approval and it is doubtful whether she would get one.  There is simply no proof from the mother that she would obtain approval for the court’s consideration.  In fact, the mother leaves home early in the morning and returns late at night.  She also works overtime.

59.  There is some force in Mr Pickavant’s submission that the mother could have armed with her the approval from her employer to court in order to buttress her case. That said, the authenticity or the truthfulness of the policies has not been subject to challenge.  According to the policies produced by the mother, she is legible for the scheme.  On evidence, at the very least, the scheme would be available to her on some of the days when the grandfather is not available.

60.  Mr Pickavant also relied upon Ms K’s own account of her difficulties of applying for “work at home” and her views that in Japanese culture, such policy is more apparent than real.  In my assessment, what she said is at most her own experience and cannot be any generalized statement about the actual situation in Japan.  In any event, I agree with Mr Egerton that Ms K’s own “work at home” pattern in her previous employment is obviously inconsistent with what she said about Japanese culture.

61.  Mr Y occupies a senior position in his bank. On the evidence before me, even if Mr Y would be available his assistance would at most be marginal. I find that Mr Y could be a helping hand on an ad hoc basis only.

62.  The mother has located a public primary school in her neighbourhood.  She has made contacts with the school.  It is a requirement of the law in Japan that once L becomes a resident he would be given a place there.  Strikingly, it appears that the mother knew very little about the school’s suitability for L.

63.  The mother is prepared to enrol L in Kumon and the Yokohama International Country and Athletic Club for him to develop his English academically and socially.  I accept what the mother said.

64.  The living condition, which has not been subject to any challenge from the father, is not in issue.  The mother’s house is 2 storeyed with 4 bedrooms one of which will be L’s.  The living condition has been found to be adequate and satisfactory.

65.  Same for any relocation case, there are bound to be uncertainties in what lies before the parties.  Indeed, this happens not just to relocation cases.  It is a reality that, to a greater or lesser extent, one has to face.  Whilst I consider that there are uncertainties surrounding the grandfather’s financial situation which may have an adverse impact on his availability when the mother is at work, after having heard his evidence, I accept that not only the grandfather is capable of giving care to L, he is also willing to do so.   

66.  With the caveats that I have made above and subject to what I am going to say when I come to the overall assessment, I am prepared to hold that the mother’s plan is a realistic one.

(3)  Is the father’s opposition motivated by genuine concern for the future of the children’s welfare or is it driven by some ulterior motive?

67.  The father’s case has always been a straightforward one: the existing care and control arrangement should continue.  For the best interest of both G and L, they should be given a stable living in Hong Kong where they are familiar with.  The father sees that the boys have flourished and have been living happily with him since their mother’s departure in September 2016.  There is no reason why the status quo needs to be upset.  I accept that the father’s opposition is motivated by his genuine concern for the boy’s welfare.

(4)  What would be the extent of the detriment to the father and his future relationship with L were the application granted?

68.  The father has been the primary carer of the boys since September 2016; I am sure he will be very unhappy if L is to go to Japan.  However, the father’s relationship with L could be maintained by generous contacts, and in this regard, the mother has agreed that the father and his relatives, for instance, the paternal grandmother, may stay with the mother when they visit Japan for access to L during weekends in accordance with the father’s schedule.  If G would like to visit L during his school holidays or weekends, the mother will arrange for G’s flight tickets.  Further, during school holidays, L and G can enjoy their time together by spending a majority of their holiday with the father.

69.  Apart from face to face access, there are, among others, Skype, Face Time and texted messages available for keeping the relationship. 

70.  Whilst the relationship between the father and L could still be maintained, practically speaking, it would mean the daunting exercise of commuting between Hong Kong and Yokohama would have to be carried out by the father instead of by the mother as is the present situation.  If G would like to see L on a more frequent basis, probably he would also have to join his father in the daunting exercise.  How this could be carried out and whether this could be carried out in reality is a matter to be seen.

(5)  To what extent would that detriment be offset by extension of the L’s relationships with the maternal family and homeland?

71.  L was born in Hong Kong and has been spending his whole life here. He is a Japanese citizen by descent from his mother and it is to be seen in that context that Japan is regarded as his homeland; meanwhile, it has to be born in mind that the UK is also his homeland.  The boys have no extended family from either the paternal or maternal side in Hong Kong.  The maternal grandparents live in a city that is about an hour away. The mother’s brother, who is married with a young daughter and lives in Tokyo, is also about an hour away.  I accept that if L moves to Japan the extension of L’s relationship with these extended family members may to a small extent compensate for the detriment to the father-children relationship.

(6)  What would be the impact on the mother of a refusal of her realistic proposal?

72.  The mother has been seeing the boys regularly since her return to Japan in September 2016.  As referred to above, she is having access to the boys on roughly bi-weekly basis and the boys would spend time with her in Japan during holidays.  G was in Japan for about 12 days in January this year and L was there for 3 weeks this March.  It is apparent that even on her own terms she has been able to maintain a close relationship with the boys throughout all these times.  If the relocation application is refused, I am sure she would be unhappy and disappointed but I am certain that she would not be devastated. 

(7)   Overall what would be in the best interests of the children?

73.  Even when it is found that the mother’s plan is realistic this would not be the end of the matter.  The above appraisals must be brought into an overriding review of the children’s best interests as the first and paramount consideration.  As I have emphasized in the Security for Costs Judgment, the court would not consider the relocation issue by just weighing all the factors in respect of L alone as if G is of no concern.  The proper question to ask is, whether it is to the boys’ best interest if they are to stay with their father in Hong Kong or whether it is to their best interest if L alone is to go to Japan.   In other words, the issue of whether or not L should be allowed to go cannot be considered without reference to G or without having regard to G’s interest: see [86].

74.  There are a couple of factors that I need to consider.

The Care of the Boys

75.  Whilst in her SIR Ms Lo agreed that the mother’s living condition in Japan has improved, that Mr Y and her parents are ready to render childcare support and also acknowledged that the significance of maternal care is important for the boys’ emotional development, she is not supportive of the mother’s application.  At trial, Ms Lo maintained her views that the boys should continue to live with their father in Hong Kong. 

76.  It was commented by Ms Lo that the father, who has become the primary carer for the boys, has been coping well in his childcare role since G and L returned to his care in September 2016.   Both boys have been under the adequate and proper care of the father and have demonstrated their close bonding and related well with their father.  It would be more favourable for them to continuously reside in a place they are familiar with and maintain their social network in Hong Kong instead of uprooting them to an unfamiliar country, cutting their ties.  Ms Lo considered that it would be for the boys’ best interests for them to be under the care and control of their father and their mother to continue to have access to them. 

77.  Her evidence was unshaken when being cross-examined by Mr Egerton.  I accept she has conducted her investigation properly and has come to her own independent judgment.

Physical Care

78.  L has been continuously under the father’s care since he started his kindergarten education.  Ms Lo reported in her SIR that the mother raised the incident that L was seen to have touched the breast of Ms OH when he was at kindergarten.  The mother saw it as a sign of attachment to his natural mother but this incident was unsupported by Ms OH’s evidence.  L was about 3 years old when the mother left, I have no doubt that that was the time when L, as a child of tender years, was most in need of his mother when compared to what he is now.  Thankfully, L appears to have been growing well in the absence of his mother on a daily basis.  In any event, Ms OH was proved to be a confusing and evasive witness.  She was confusing because when being cross-examined she said she was not aware of the contents, specifically the recommendations of the SIR. She was evasive on various aspects, such as on whether she got a university degree and whether she has had a fairly good relationship with the mother.

79.  I acknowledge that given L’s age, the presence of his mother physically in his life is of great importance.  However, physical care is one of the issues that the court has to consider.  The term “best interests of the minor” in section 3 of GMO should be given the widest meaning.  It is not limited to monetary or material needs, the minor’s physical well-being or physical comfort but encompasses medical, moral, religious and emotional issues: H v N (Children: variation of interim order) [2012] 5 HKLRD 498, at [25].

80.  As far as L’s physical care is concerned, I have already mentioned the uncertainty arising from the grandmother’s potential health issues in [55] above.  Given that the grandfather is already 72 years old, I believe I must too have regard to the grandfather’s potential health issues which inevitably would have an impact on his availability in taking care of L.

81.  Another uncertainty is that the benefits under the policies of the mother’s employer as portrayed by her are the maximum allowable benefits that she may have.  It remains to be seen as to whether and to what extent these benefits would be approved in her favour.  That being the case, it is certainly valid for Mr Pickavant to have pointed out why the mother did not secure a positive response from her employer prior to trial and why the mother did not take the benefit of these policies when G and L visited her in January and March this year.

82.  At trial, when she was asked by her counsel Mr Egerton on why she considered it is in L’s best interest to be relocated with her to Japan, the mother’s answer was L could be with his mother and immersed himself in Japanese culture. It is significant to note that the mother did not refer to any complaints she had made in her affirmations against the father nor did she mention any misconduct or lack of care on the part of the father.  The father has been criticised for having frequent overseas trips but it is clear that these lines of attack have not been pursued. In any event, I do not see the complaints justified.  Likewise, the mother’s allegations against the father about his alcoholic abuse and that Ms K is a smoker are without justification.

83.  As I see it, the objective fact is during the past 3 to 4 years, in the absence of their mother in Hong Kong, the boy flourished.  There is also evidence in the SIR that the father is very hands-on.  The father would coach L on his home assignment and would also read story to him during bedtime. 

The Boys’ Emotional and Education Needs

84.  In the previous relocation trial, the judge found the mother was an impulsive person, would do things her way without considering others’ feelings and have told many lies: at [142] & [145].  In fairness to the mother, these findings were made on the basis of things that had happened before the 2016 Relocation Judgment.

85.  At the present trial, it was reported by Ms Lo that when G was asked about his feeling if he was arranged to be relocated to Japan, he broke into tears and said it could be an option for him but he did not really want to.  He treasured to be with his close friends in Hong Kong and he would miss them, and he enjoyed the soccer activities in Hong Kong.  Importantly G said he had expressed his will of staying in Hong Kong to his mother who however did not really take it and was still keen on bringing him and L together to Japan.  As I see it, it is indicative that the mother is rather egocentric. 

86.  G was said to have mentioned to Ms Lo that when he was with the father, he felt relaxed but when he was with the mother, he felt a bit cautious.  There was an occasion when he was talking with the mother about his wish to change schooling, she opposed to it and became impulsive.  She grasped hold of his chest out of temper and that had upset him. He told Ms Lo that when he was with Ms K he felt like he was a grown up kid as Ms K showed respect to him, and when he was with Mr Y, he felt cautious as he had to be mindful of his manner in face of a Japanese who had their particular Japanese etiquette.  He hoped his mother would block less things from his wills.  One of the things that he mentioned was that his mother blocked him from changing to an international school which made him feel distressed.  On the other hand, G hoped that his father could give more help to him in his study. As I read it, it is evident that G would prefer to look to his father for help.

87.  L was too young to give his views to Ms Lo. However, it was reported that when he was asked if he would like to stay long with his mother in Japan, his reply was he preferred holiday with her to living in Japan forever.

88.  On evidence, I have no doubt that the father is a more compassionate person who would be more responsive to the boys’ needs and feelings.

89.  The mother was said to have mentioned to Ms Lo that if she fails in her application, she would consider moving back to Hong Kong.  In her affirmation of 1 September 2018, she also said if her relocation application is unsuccessful, she would reluctantly return to Hong Kong given that she is to be granted the care and control of the boys.  At trial, the mother retracted from what she had said.  Both the mother and Mr Y said in evidence that the mother would not be moving back to Hong Kong for the purpose of taking care of the boys. 

90.  Mr Pickavant criticized the mother for having abandoned the boys after her previous relocation application had failed.  In the 2016 Relocation Judgment, the judge found that Mr Y was the only reason why the mother chose to leave Hong Kong: at [128] & [129].  Despite the father’s offer that the boys be taken care of by their parents on alternate weeks so that she might stay in Hong Kong for the benefit of the boys, she decided and did leave for Japan just 3 weeks after the 2016 Relocation Judgment.  In that sense, I agree with Mr Pickavant that she abandoned her children.  That was a decision consciously taken by the mother that she accorded priority to Mr Y over her boys.  That said, I should not be mistaken to have come to a view that she is currently not a caring and loving parent.  I have no doubt that she is. That is evident from the fact that she has been diligently returning to Hong Kong on alternative weekends.

91.  In the 2016 Relocation Judgment, the judge found the father had undoubtedly demonstrated his ability to look after the boys and therefore granted care and control of the boys to him: [179] & [180].  The father also impressed me as always having been a loving and caring father.  He has never given the boys up.  He is well commented by Ms Lo to have been giving proper care to the boys.  It is glaringly apparent that the father is a more dependable and suitable parent.

Bonding between the Brothers

92.  The siblings’ close bonding is of great concern for Ms Lo.  It was reported by Ms Lo that L loves to play with and attaches to his elder brother, who is his close playmate.  G also expressed openly that he treasured the moments with his younger brother.  It is significant to note that Ms Lo already envisaged the situation where the mother is seeking relocation in respect of L alone well before the mother’s change of stance.  It was observed by Ms Lo that the brothers are good friend to each other and they have very close bonding. If L leaves for Japan with the mother, both brothers would be deprived of the siblings’ bonding which may not gear to their best interest and healthy social and emotional development.  Whilst it was conceded in the SIR that L has developed a close bonding with the mother as well, nevertheless it was commented that L has got used to living with his father and G whom he maintains close bonding with.  The father has become a significant person for L, from whom he has been receiving proper and stable care.  Continuity of existing care for L in a place where he is familiar, rather than removing him to Japan, can strengthen his sense of security. 

93.  The father and Ms K said L idolizes and adores G.  The boys play together and enjoy the same sport – soccer – that G is remarkably good at and is able and happy to coach L.  I agree with Mr Pickavant that the boys have become an intricate part of each other’s lives.  Under cross-examination, the mother agreed that the brothers have a close bonding to each other and to some extent L looks up to G as a model and tries to follow his steps.  That said, the mother’s case is that the boys should be able to maintain their bonding even when L leaves for Japan.  I accept that to some extent the boys should be able to maintain their relationship even if relocation is allowed but the ultimate question remains what the best arrangement should be. 

94.  The mother’s plan is to put L to a public school that follows the local curriculum and the Japanese schooling system.  At the same time, G would continue to follow the international schooling system in Hong Kong.  In that event, the only common holiday is the Christmas vacation where L would have 14 days while G would have about a month.  In my assessment, 14 days are hardly sufficient for the boys to maintain their bonding.

95.  Further, it is not just a matter of for how long the boys could stay together.  Since L is going to attend a local Japanese school if relocation is allowed, his up-bringing and mind-set in all probability would be typically Japanese, plus perhaps some influences from his father or G.  Much has been said from the mother’s side about the 8 years gap between G and L.  As I see it, it is exactly because of this gap that one has to be extremely careful and sensitive to the potential impacts on the boys in considering this issue.  If relocation is allowed, given that G and L would be under different education systems and live in different countries and cultures, in times, (I am afraid this would happen soon) the boys would be far apart from each other and the close bonding between them would be lost. 

96.  I am conscious that in all likelihood G will be attending university (probably in the UK) in 2 years’ time; by then G will be spending the school times in the UK while L will be spending his in Hong Kong.  In that event, there would be more opportunities for the boys to meet and enjoy their time together during holidays or term breaks.

97.  For these reasons, I have no doubt that the bonding of the brothers could best be achieved when the 2 boys are together, especially when they are attending the same school and enjoying the same sport now.

98.  It has been said that generally speaking if the status quo is found to be working satisfactorily the courts will be reluctant to intervene: see F v L, FCMC 11896/2005, (date of judgment: 7 June 2007) at [34].  It is of course not a statement of principle but surely there is wisdom in it.  The mother is not the primary carer of the boys.  It is clear that neither L nor G would suffer as a result of the refusal of her application.  The possibility of separation of the boys is clearly a concern; added to this is the separation of L from the father who has become the significant person in his life. 

99.  With the conclusion that I have come to, it is unnecessary for me to deal with the parties’ other allegations.  For instance, the mother alleged that the father was not truthful or at least not forthcoming in the trial of the mother’s earlier relocation application by not mentioning the potential change of the former domestic helper Ms M who had been a significant factor in determining care and control. Nor had the father referred to his relationship with Ms K who soon began to cohabit with him since September 2016.  I do not think it is necessary for me to come to a finding as to whether the father was not truthful at that time as alleged.

100.  Turning to the mother, she is being criticised for, first, having declined a school place for L in a preferred kindergarten in June 2016 without informing the father. Instead, she kept L in Ms OH’s kindergarten because she was familiar with Ms OH through whom she could control L. 

101.  Secondly, the mother bribed Ms S, the domestic helper, with a pair of shoes, a hairdryer and bakery goods so as to obtain information about the boys.  The mother agreed that she did so but that was her expression of gratitude for Ms S’s understanding of her difficulties in getting updates about the boys.  I will revert to this allegation when I deal with the question of access below.

102.  Thirdly, the mother tried to entice G by arranging a kid model audition with a modelling agency and joining a professional football team in Japan.  The mother said she was trying her best to help G fulfilling his dream. 

103.  Fourthly, the mother was reluctant and was being late in the delivery of the boy’s medical records and birth certificates. 

104.  Fifthly, it has been alleged by the father that there was an incident where the mother had slapped Mr Y in the presence of the grandfather, her younger brother and the boys over Mr Y’s access to his own children. 

105.  Again, with the conclusion that I have come to, it is unnecessary for me to come to any finding on these allegations.

106.  For the above reasons, the mother’s summons for L to be relocated to Japan should be refused and the summons that care and control of L be transferred to the mother should also be refused.

L’s Schooling Arrangement

107.  The mother proposes that L follows G’s example to study at G’s previous Japanese school until Primary 6.  This would allow L to immerse himself in the Japanese culture sufficiently to preserve and develop his Japanese heritage, and properly learn Japanese.

108.  It has been emphasized by Mr Egerton that it was the parties’ intention since 2016 for L to attend a Japanese school upon graduating from kindergarten.  G’s fluency in Japanese (orally and in writing) is no doubt a crucial component of his half-Japanese identity.  This has been the result of his Japanese education and making friends who are also Japanese. The mother added that fluency in Japanese is a clear advantage to learn Chinese.  The mother, having lived overseas for half of her life, appreciates the importance of being able to master the English language.  Any concerns about L’s English standard can be addressed before it becomes a problem. 

109.  The father said when G was in the Japanese school system, he had achieved an A in English but had failed twice in ESF’s English tests.  G currently has an English level of D at his International school despite making improvements.  In terms of English standard, there is evidently a huge disparity between the Japanese system and the international school system.  The experience of G is alarming; L may be way behind his counterparts in the international school system if he is to re-join the Japanese system.  Since L is going to stay in Hong Kong, I agree with the father that L should not suffer from the same problem. 

110.  Further, if L is to attend a Japanese school, the father, who does not speak Japanese but having the responsibility of giving day to day care to him, would have difficulties in attending school events due to language and cultural barrier. 

111.  I accept that in terms of location the Japanese school is easily accessible but the same applies for the A School that G and L are attending.  I also accept that L has settled down in the present school. 

112.  I have not lost sight of the mother’s concern. The father has a positive plan for L to continue to learn Japanese.  L has been attending Kumon Japanese class twice per week and Ms K and G could continue to provide support in strengthening L’s Japanese language ability.  I have no doubt that L would communicate in Japanese each day with the mother and in addition, he will be immersed in Japanese when he visits Japan on staying access.  I am sure the mother could help in this respect.

113.  The combination of all the above considerations compellingly point to a conclusion that it is not to L’s benefit if he is to move to another new environment.  For the above reasons, I give an order that L should continue with his schooling at the A School.

Access

114.  The mother proposes that she has time with the boys for the majority (about 2/3) of their school holidays so that she could arrange more quality and meaningful time with them.  This arrangement is clearly beneficial and necessary so that L would have more time to bond with his mother. 

115.  The father sees that the present access arrangement should be maintained.

116.  There were disputes over L’s recent inoculation and milk teeth in 2016, where the father was of the opinion that rotten milk teeth would fall off naturally, as opposed to the mother’s opinion that they should be treated.  The father saw the mother as obstructive and uncooperative. 

117.  It is clear on evidence that communications between the parties have broken down. This is undesirable.  The parties have the joint custody of the boys; it is of utmost importance that they are able to communicate for the benefit of the boys. The existing situation where the mother would be able to receive information about the boys from G or Ms S only is utterly unacceptable.  By way of example, when L’s elbow was injured in 2017, which turned out to be more serious than the father and Ms K’s initial assessment, the mother only learned of this from G and Ms S.  As I see it, there is no reason why the mother could not have been informed by the father at the earliest opportunity.  I agree with Mr Egerton that it is against this background that drove the mother to turn to Ms S for updates about L.  The giving of gifts to Ms S by the mother (alleged by the father as bribes) should accordingly be seen in that light.  As the parent having the daily care and control of the boys, the father should diligently provide updates of the boys to the mother; especially in the case of L when he is too young to have his own mobile phone. 

118.  It is correct for Mr Egerton to have made the point that according to the father’s email to the mother on arranging access, he seemed to have claimed that he was in a position to grant the mother access to the boys.  This is a misconception.  The vicious cycle is that the more the father takes the attitude that he is the one to grant access, the more the mother wants to know the boys and tries to exert control of the boys in other ways and that in turns leads to the resistance of the father by way of controlling access or in some other ways.

119.  There are undoubtedly instances (at least 3) where the parties had disagreement regarding the schedule of overseas trips and where the father unilaterally changed the agreed schedule at the last minute as a result of which the mother sought reimbursement of the unused flight tickets from the father.  For instance, there was a dispute over a trip to Singapore in April 2019.  The father asserted that the mother made use of the “consent” as a condition for payment of the money that the mother said was owed to her, and it was not in the last minute that she gave her consent.  The mother denied and said it was the father’s breach of agreement that he suddenly intended to bring L to Singapore, causing her the cost of the air-ticket and it was already the third time.

120.  Access is beneficial to the boys and accordingly should be accorded top priority.  Access is not something that is dispensable in the sense that it could easily give its way to other activities including overseas trips.  Once again, it has to be emphasized that the father does not have the right to grant access to the mother. In my view, given the dynamics of the parties in the present case, once an access is scheduled neither party should be able to change it unless with the consent of the other side or with the endorsement of the court. 

121.  The mother said in evidence that if the relocation is refused she would arrange one more day in Hong Kong so that she would be here from Friday to Sunday but the frequency of trips may have to be reduced to once a month. I consider this is a sensible, viable and much better arrangement. This would allow the mother to have better quality of access to the boys.  I also consider it is a sensible arrangement for the mother to have more time with the boys during longer holidays when in future she will be seeing the boys on a less frequent basis.  A balance, however, should be struck because equally important is for the boys to have quality time with their father during holidays. 

122.  Considering all the above factors in a round, I consider that the mother should continue to have access to the boys in weekends (from Friday to Sunday) for not more than twice per month during school days. As regards long holidays, the mother should have half of the time except that she should have 2/3 of the time with the boys during the winter break. 

123.  The dates and the details of access should be agreed upon by the parties at least 2 weeks before the access. 

124.  The mother should appreciate that leaving the boys at home unattended or lack of meaningful time would only have the effect of killing their enthusiasm for joining her in Japan.  The mother is urged to make use of her employer’s policies set out in [48] above to arrange quality access for the boys in both Hong Kong and Japan. 

Permission from the Mother for the boys’ Removal

125.  The father proposes that the requirement for the mother’s approval for the boys to leave Hong Kong should be removed. 

126.  The father said from time to time the boys have to leave Hong Kong for short breaks, holidays in the UK and frequent football tournaments.  Mr Pickavant drew the court’s attention to the evidence of the father that he trusts the mother to return the boys after access visits and the mother also confirms that she has no fear that the father would fail to return the boys back to the jurisdiction.  In addition, the mother was repeatedly unreasonable in her dealings about providing consent for the boys’ trips outside Hong Kong.  She incorporated financial demands in return for her consent: see [119] above.  For these reasons, it is Mr Pickavant’s submissions that there is no need for any “permission” to be sought from the mother for regular trips outside Hong Kong.

127.  The mother does not agree.  It was submitted by Mr Egerton that it is inappropriate to lift the statutory and standard direction for a parent to seek the other’s written consent or the court’s leave before removing the children out of jurisdiction. 

128.  As I have said in [120] above, access is not something that is dispensable.  One of the sources of hostility between the parties in the past clearly arose from changes of agreed access schedules.  The parties should treat each other as equal partners as regards the boys’ overseas trips and for this reason, they are encouraged to communicate in a constructive manner well in time so that overseas trips would not clash with the mother’s access schedules.  I have no doubt that the existing arrangement should continue.

Orders

129.  For the above reasons, I give an order that the petitioner’s amended summons dated 27 October 2017 on variation of care and control and relocation be dismissed.

130.  As for access, I give the following orders:

(1) The petitioner do have access to the children of the family in weekends (from Friday to Sunday) for not more than twice per month during school days.

(2) The petitioner do have half of the time of the children’s long holidays for access except that she shall have 2/3 of the time of the winter break for access.  The winter break access is to commence in 2020/2021. 

(3) The dates and the details of access shall be agreed upon by the parties at least 2 weeks before the access. 

Costs

131.  As for costs, given that this is a child related matter, I am not convinced that the father should have the costs.  I give an order nisi that there be no order as to costs of the summonses, including all costs reserved.  There shall be certificate for counsel.

(I. Wong)
District Judge

Mr Robin Egerton, instructed by Stevenson, Wong & Co, appeared for the petitioner

Mr John Pickavant of John M. Pickavant & Co, Solicitors, appeared for the respondent

[2019] HKFC 93-EN-2019-04-08

RM (aka RH) v. SRM

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FCMC 7451 / 2016

[2019] HKFC 93

IN THE DISTRICT COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

MATRIMONIAL CAUSES

NUMBER 7451 OF 2016

----------------------------

BETWEEN
 RM (aka RH)Petitioner
and
 SRMRespondent

----------------------------

Coram:His Honour Judge I Wong in Chambers (Not open to Public)
Date of Hearing:10 January 2019
Date of Judgment:8 April 2019

__________________

Judgment
(Security for Costs – Relocation Case)

__________________

The Application

1.  This is an application for security for costs in a relocation case.   Application of this type in the context of children proceedings is the rarest of its kind but as I will elaborate below, security for costs may still be available in appropriate cases.

2.  This application for security for costs is taken out by the respondent father who has the care and control of the 2 children of the family, both boys, against the petitioner mother who has since September 2016 relocated to Japan, her home country.  On 27 October 2017 the petitioner mother applied to have the boys to be relocated to Japan so that she could take care of them. After the social investigation report (“SIR”) and the international social investigation report (“ISIR”) had been obtained and after a failed Children Dispute Resolution Hearing on 25 May 2018, the respondent father took out this application on 15 August 2018, seeking security for costs in the sum of $750,000. 

3.  In this judgment I shall, for ease of reference, refer to the petitioner and the respondent as “the mother” and “the father”.  I shall refer to the elder boy as “G” and the younger one as “L”.   G was born in March 2004 and is now aged 15.  L is much younger.  He is now 6 ½ years old.

4.  I have to point out at this juncture that the mother’s present application for relocation is already her second one. Her first one, that underwent a 11-day trial not long ago, was rejected by Deputy Judge Susan Wong on 7 September 2016 (referred to as “the 2016 Relocation Judgment”).   As will be seen below, Mr Pickavant, who represented the father, placed heavy reliance upon the 2016 Relocation Judgment, in particular, the judge’s criticism on the mother and the various findings that were made against her.

5.  In order to put the father’s application in proper context, it is necessary to refer to the history of the relocation dispute and the findings in the 2016 Relocation Judgment.

The History

6.  The mother is Japanese and the father British.  They met in Germany in 1999 when the mother was working and the father was on a business trip there.  They soon started a relationship.  In 2004 the mother moved to join the father in the UK and they were married there in March 2004.  A week later, G was born. 

7.  In 2007, the father was offered a job in Hong Kong and the whole family moved to settle here.  Subsequently, L, the younger son, was born in August 2012 in Hong Kong.

8.  Sadly, the marriage did not last long.  In the summer of 2013 the mother, taking the boys with her, moved out of the former matrimonial home and stayed at her boy-friend’s apartment.   I shall refer to the boy-friend as “Mr Y”.  Mr Y is Japanese and at that time was working in a bank in Hong Kong. 

9.  The mother took out a petition for divorce on 27 June 2014 (under FCMC 8500/2014) on the ground of the father’s unreasonable behaviour.  The father defended and cross-petitioned on the ground of the mother’s adultery. 

10.  On 23 January 2015 the mother took out an application to have the boys relocated to Japan.  This was her first relocation application that led to the 2016 Relocation Judgment.  At that time, her claimed intention was to re-settle in Japan and she wanted the boys to go with her.  She claimed she would live with her parents in the Kisarazu City of Chiba and the grandparents would be available to assist both financially and physically in taking care take of the boys. 

11.  As referred to above, this first relocation application went through a 11-day trial and was refused by Judge Susan Wong (under FCMC 8500/2014) who at the same time granted the joint custody of the boys to the parties with care and control to the father and reasonable access to the mother.

12.  The parties subsequently came to an agreement that the divorce main suit be started afresh and proceeded on the ground of 2 years’ separation.  Consequently, a new petition (under the present case reference) was taken out by the mother on 16 June 2016. 

13.  The parties had further been able to come to a settlement over the financial matters which was endorsed by way of a consent order on 31 May 2017.  In brief, the parties agreed to have their property in London sold with the sale proceeds to be shared equally.  I am told the capital split was $1.75 million each.

14.  Decree nisi was granted on 9 January 2017 and it was made absolute on 16 June 2017.  About 4 months later, the mother took out her 2nd relocation application.

15.  At the very beginning, the mother’s application covered both of the boys, as was the case in her 1st relocation application.  The SIR and the ISSR were duly obtained.  It is not necessary to refer to the contents of the reports at this stage, suffice for me to say is that the Social Welfare Officer (“SWO”) was not supportive of the mother’s application.  She was of the view that it is to the best interests of the boys that they are to remain in Hong Kong under the care of their father.

16.  At the Children Dispute Resolution (“CDR”) Hearing of 25 May 2018 the mother dropped her application in respect of G but continued to pursue her application in respect of L.  Hence, whether L should join the mother in Japan has become the only major issue before the court.  Another issue is, in the event that the mother’s application in respect of L fails, whether L should change from his present Japanese school to the same English international school where G is currently attending.  This is an issue raised by the father by way of his summons dated 12 July 2018. 

17.  It was after the mother’s change of stance during the CDR hearing that the father took out this application for security for costs on 15 August 2018.

18.  The relocation application will be tried together with the father’s schooling summons on 9 May 2019 with 10 days reserved.  

The Present Situation of the Parties

The Father and the Boys

19.  The father is living with the boys in the former matrimonial home in Shatin. This is a rented apartment with an area of about 1402 m.  Together with them are the father’s girl-friend Ms K and a domestic helper.  According to the SIR, Ms K is Japanese with whom the father started a relationship in 2015.

20.  There has not been any change in the father’s employment since the 2016 Relocation Judgment save he has since been promoted to the position of Key Account Director. 

21.  G is currently attending an English international school.  As for L, he is attending a Japanese kindergarten.  As mentioned above, the father has taken out a schooling summons for L to join G in the same international school.

The Mother

22.  The mother returned to Japan for good on 28 September 2016, just 3 weeks after the handing down of the 2016 Relocation Judgment and way before the decree nisi was granted and any settlement over the financial matters was reached.  The undisputed evidence is that she was not joining her parents.  In fact, she was joining her boy-friend who probably had returned to Japan at about the same time and has since been living with him.   Initially she stayed in a rented apartment with her boy-friend and later purchased a house in Yokohama in May 2017 with a down payment of JPY2,000,000 (about $140,000) and a mortgaged finance.  The house is a two-storey house with a total floor area of about 1002 m.

23.  She is currently working full-time as an assistant manager for a large motors corporation.

Access

24.  The mother is having access to the boys on every other weekend in Hong Kong. Normally, she would arrive in Hong Kong on Saturday and leave on Sunday and the boys would stay with her in the hotel.  On a couple of occasions Mr Y came along.  On the top of that, there is access by electronic means and she is sharing the boys’ long holidays with the father on equal basis.  The boys have on a couple of occasions joined the mother in Japan during these long holidays.

25.  By and large, apart from some hiccups at the start, access has been carried out smoothly.

The 2016 Relocation Judgment

26.  It is crystal clear from the judgment that the case before Judge Susan Wong was not a finely balanced one.  The judge was evidently highly critical of the mother and essentially found against her on all counts.  She found the mother an impulsive person, would do things her way without considering others’ feelings and have told many lies: [142] & [145].

27.  In her last application, the mother claimed she would have the support of her parents who were pensioners.  She would not be working in the first 2 years upon return to Japan in order to see that the boys were settling well and so she and the boys would stay at her parents’ home in Chiba and would be relying on their financial support.   The judge doubted very much whether this was the case: [55] & [55].  Further, contrary to what the mother had claimed, the judge found the mother’s relationship with her mother left much to be desired: [78].  The judge also doubted the veracity of the mother’s case that she had the physical support of her parents in the care of the boys for the reason that the grandmother had health issues and the grandfather had to work 7 hours a day and six times a week: [19] & [82].  The judge also agreed with the father that the grandmother’s mental and physical conditions were not good and she was also unstable, senile and erratic: [90].

28.  As for the education of the boys the judge considered the mother’s plan was not well thought out: [96].

29.  For all these reasons, the judge found the mother’s plan was not realistic: [101].

30.  Additionally, the judge shared the father’s concern that G was taught by the mother to have lied to the father: [103].  The judge also found that the mother had lied in court on more than one occasions: [104] & [105] and that she placed a great priority on her own interest so much so that her interest was above that of the boys: [106] & [114].  The judge disapproved of the mother’s attempt to try to bribe G so that G would give a more favourable response to the social inquiry officer in order to suit the mother’s own agenda: [108].

31.  Apart from the above, the judge disbelieved the mother in many other respects. Contrary to what the mother had claimed, the judge found the mother’s reason for returning to Japan was not for anything but Mr Y: [128] & [129].

32.  On the other hand, the judge found the father had undoubtedly demonstrated his ability to look after the boys and therefore granted the care and control of the boys to him: [179] & [180].

Applicable Legal Principles

33.  Parties’ legal representatives are in agreement with the legal principles referred to them during the call-over hearing of 16 October 2018. 

34.  The present application is taken out pursuant to Order 23 of the Rules of the High Court (“RHC”).  Pursuant to rule 3 of the Matrimonial Causes Rules, Cap 179A (“MCR”), RHC are applicable to matrimonial proceedings with necessary modifications.  

35.  The definition of “matrimonial proceedings” can be found in rule 2 of MCR.  It not in dispute that the mother’s present application for relocation is a matrimonial proceeding: see rule 2, MCR; section 19(1) of the Matrimonial Proceedings and Property Ordinance, Cap 192; sections 48 and 48D of the Matrimonial Causes Ordinance, Cap 179 and PD 15.12 (Matrimonial Proceedings and Family Proceedings) at [2] & [6(1)].  Order 23, RHC is therefore applicable to the present relocation application. 

36.  It is perhaps pertinent to note that the Judiciary’s Interim Report and Consultative Paper on the Review of Family Procedure Rules also recommended the retention of the security for costs provision in the new Family Procedure Rules and the recommendation has been accepted: see Proposal 101 of the Interim Report at [122] and the Final Report at [206].  Steps are being taken for the implementation of the recommendation.

37.  It is also worthy to note that in England and Wales, the Family Procedure Rules 2010 also contain provisions on security for costs in Chapter 2 of Part 20 which broadly mirrors our Order 23, RHC.

Order 23, rule 1, RHC

38.  The specific provision that the father is relying on is paragraph (1)(a) of Order 23, rule 1, RHC; the relevant part of which is read as follows,

(1)   Where, on the application of a defendant to an action or other proceeding in the Court of First Instance, it appears to the Court-

(a)   that the plaintiff is ordinarily resident out of the jurisdiction, or

(b)   …, or

(c)   …, or

(d)   …,

then if, having regard to all the circumstances of the case, the Court thinks it just to do so, it may order the plaintiff to give such security for the defendant's costs of the action or other proceeding as it thinks just.        (emphasis underlined)

39.  On how the court is to exercise its power pursuant to this provision, the Hong Kong Civil Procedure (2019) has the following discussion at §23/3/3,

Discretionary power to order security for costs (rr.1 - 3)—Rule 1(1) provides that the court may order security for costs “if, having regard to all the circumstances of the case, the court thinks it just to do so”. These words have the effect of conferring upon the court a real discretion, and indeed the court is bound, by virtue thereof, to consider the circumstances of each case, and in the light thereof to determine whether and to what extent or for what amount a plaintiff (or the defendant as the case may be) may be ordered to provide security for costs. It is not an inflexible or rigid rule that a plaintiff resident abroad should provide security for costs (Lauria v. Le Salon Orient (HK) Ltd [1996] 2 H.K.L.R. 37, affirmed in Chinacast Education Corp v. Chan Tze Ngon (unrep., HCA 1062/2012, [2015] H.K.E.C. 1047); Henrik Andersen and Michael Serring (suing as receiver of the Estate of Huang Kuang Yuan) v. Huang Kuang Yuan [1997] H.K.L.R.D. 1360; Re Greater Beijing Region Expressways Ltd (No. 3) [2000] 2 H.K.L.R.D. 776 . The court has to strike the balance between what would be too oppressive to the plaintiff and what would give the defendant a measure of security, and will take into account the bona fide nature of the claim and any element of overlap between the claim and the counterclaim (Dragages et Travaux Public v. Hong Kong Chinese Insurance Co. Ltd [1993] 1 H.K.C. 617).

In exercising its discretion under r.1(1) the court will have regard to all the circumstances of the case. Security cannot now be ordered as of course from a foreign plaintiff, but only if the court thinks it just to order such security in the circumstances of the case (Lauria v. Le Salon Orient (Hong Kong) Ltd (above); Chinacast Education Corp v. Chan Tze Ngon (above); Re Greater Beijing Region Expressways Ltd(above)).   (emphasis underlined)

Security for Costs – in General

40.  It is a common ground that the mother is now ordinarily resident out of Hong Kong.   It is also a common ground that, the mother, having left Hong Kong for good in September 2016, has no assets within the jurisdiction against which the father may enforce any award of costs that may be given in his favour should the mother’s application for relocation fail.

41.  Where a plaintiff is ordinarily resident outside Hong Kong, a major matter for consideration is the likelihood of the plaintiff succeeding.  If the case of the plaintiff is genuine and strong, no order for security would be granted. On the other hand, an order for security would usually be granted if the plaintiff cannot clearly demonstrate that it has a high degree of probability of success at trial: see Hong Kong Civil Procedure (2019), at §23/3/3 and the cases cited therein.

42.  The court may have to consider the defendant’s prospects of success; in other words, whether it has an arguable defence and that if the defendant succeeds in the action, whether there is any real risk that he would not be able to recover his costs against a foreign plaintiff. 

43.  The court may also take into account whether an order for security will stifle a genuine claim. Where it is shown that the plaintiff is impecunious, and if there is a real possibility that the justice of the matter required that no security be ordered, the court may refuse to give an order.

44.  Whether there is any reciprocal enforcement agreement between Hong Kong and the jurisdiction in which the foreign plaintiff is residing is too a factor that the court may take into consideration in deciding whether it is just to order security: Tagliani v Lee Wai Elvis [2006] 2 HKC 194, at [15].

45.  It has to be stressed that ultimately, in exercising its discretion, the court would have to consider all the circumstances of the case before it and would give an order if it is just to do so.

Security for Costs in Children Proceedings

46.  It appears that there is no case law, whether in Hong Kong or in England & Wales, concerning security for costs in relocation application.  Nevertheless, those representing the father and the mother are in agreement that due to the unique nature of children proceedings some of the factors which are relevant for consideration by the court in general civil cases may not be relevant in children proceedings.

47.  The most significant departing factor arises from the likely costs order that an applicant (ie a plaintiff in a civil action) would face when his application fails.  As said above, in general civil cases, the court may have to consider whether there is any real risk that if a defendant succeeds in the action, he would not be able to recover his costs against a foreign plaintiff.   This ‘usual’ practice, if I may call it, is no doubt premised on the general principle that costs are to follow the event.  If a plaintiff loses his case, the court, in the exercise of its discretion, would normally order costs against him, except when it appears that in the circumstances of the case some other order should be made: Order 62, rule 3(2), RHC.  In the case where the plaintiff is outside the jurisdiction of Hong Kong, the winning defendant would have difficulty in enforcing any costs order awarded against the plaintiff.  As has been said by Deputy High Court Judge Muttrie in Tagliani v Lee Wai Elvis, supra, at [5], it is prima facie unjust that a foreign plaintiff, who is more or less immune against costs if he is unsuccessful, should be allowed to proceed without making funds available within the jurisdiction, against which any costs order against him may be executed.

48.  However, in children cases, a different regime governs: the usual approach is that there would be no order as to costs save when one party has been unreasonable or reprehensible in the conduct of the litigation, as parents should not be deterred from putting cases concerning children before the courts: TPL v WYY (Costs: Children) [2015] HKFLR 75, R v. R (Costs and Child Case) [1997] 2 FLR 95, and Re G (Costs:  Child Case) [1999] 2 FLR 250, H v. H, CACV 42/2002 (Unreported, 6 September, 2002).

49.  There are good reasons for this approach.  As explained by Yuen JA in TPL v WYY (Costs: Children), supra, this approach stems from the aspiration that in these applications the court is seeking to find an arrangement which is best for the children, so that the only “winner” is the children, and neither parent should be regarded as the “winner”/“loser”, although they had mutually exclusive proposals regarding custody and care and control:  [14.2]. 

50.  In a recent Supreme Court Judgment in Re S (A Child) [2015] UKSC 20, [2015] 1 WLR 1631, Baroness Hale DPSC (as she then was) expatiated on the rationale behind this approach. As I have already set out Her Ladyship’s discourse at some length in two of my earlier judgments, viz, VE (nee KE) v VRJ [2017] 2 HKLRD 855, at [11] – [15]; and NAV v JTMW (Custody, Care and Control and Access) [2017] HKFLR 114, at [136] – [141], it is not necessary to set them out here.  Broadly speaking, considerations justifying the “no costs” approach include the following –

(i)   Generally, parents were assumed to have been motivated by concern for their child’s welfare and want the best for their child as they see it;

(ii)   Parents needed to be able to cooperate with one another after the case was over and stigmatising one party as the loser and adding to that the burden of having to pay the other party’s costs was likely to jeopardise the chances of their cooperating in the future; and

(iii)   Having one party to pay the other side’s costs, or even having to bear one's own costs would reduce the resources available to look after the children.   The principal sufferers might well be the children. 

51.  As I see it, the rationale is no more than an echo of the “best interests” principles set out in section 3 of the Guardianship of Minors Ordinance, Cap 13.  In brief, the court shall regard the best interests of the minor as the first and paramount consideration: see also section 48C of the Matrimonial Proceedings and Property Ordinance, Cap 192.

52.  That said, while the “no costs” is the usual approach, it does not necessarily mean the court would never award costs against a parent.  Where the unusual circumstances present themselves, the court may depart from the usual approach.  The two circumstances identified in the case law are where the conduct of a party has been reprehensible or the party’s stance has been beyond the band of what is reasonable:  Havering London Borough Counsel v S [1986] 1 FLR 489, Gojkovic v Gojkovic [1992] Fam 40, 60C-D; and Re S (A Child), supra, at [26].   It should be remembered that Baroness Hale in Re S (A Child), supra, pointed out that, apart from these two unusual circumstances, the exceptional categories where a parent might be given an adverse costs order is not closed.  There may be other reasons why an award of costs might be justified; and financial hardship might be one of the reasons: [30] - [33].

53.  The question is, in the context of security for costs, what should be the approach to be adopted by the court if the usual approach is “no order as to costs”?  Parties’ legal representatives agree that the likelihood of the mother’s succeeding should not be a consideration that the court may take into account.  Even if the mother cannot clearly demonstrate that she has a high degree of probability of success at trial, she should not be faced with an order for security.  Likewise, the father’s high degree of probability of success in resisting the mother’s application should too not be a consideration.   In my opinion, in the instant case, what the court should consider is whether there is a high likelihood that the mother would be faced with an adverse costs order should she fail in her application.  This entails the court to assess, on the basis of the materials before it at this stage, in the event that the mother fails in her application whether or not she would fall into any of the “exceptional categories” which makes her highly likely to be liable for the father’s costs.  Mr Pickavant fairly accepted that this is a hurdle much higher than that for general civil cases and the onus falls squarely on the father to show that it is just in the present case to order the mother to give a security.

54.  I now turn to the father’s grounds.

The Father’s Case

55.  Mr Pickavant submitted that it is the usual, ordinary or general rule of practice of the court to require a foreign plaintiff to give security for cost.  He referred to the judgment in Montgomery Ward & Co Inc v Evergo Trading Co Ltd, CACV 32/1996 (Unreported, 31 May 1996).  Further, there are no reciprocal arrangements between Hong Kong and Japan for the enforcement of any judgments and the mother has the financial means to satisfy a payment into court for security for costs and such an order would not be unjust to her.  Mr Pickavant put forward the following grounds:

(1)   The mother’s application has very little prospect of success – this is a hopeless application.

(2)   The mother’s application constitutes reprehensible litigation conduct.

56.  Plainly, the 2 grounds follow one and other – since the mother’s application is hopeless it should not have been taken out and therefore the taking out and the pursuit of it is a reprehensible litigation conduct.  In advancing his grounds, Mr Pickavant put forward 3 arguments: -

(1)   The mother is bound by the findings in the 2016 Relocation Judgment.

(2)   There have not been any substantial changes since the 2016 Relocation Judgment.

(3)   The mother is seeking to split the boys. This is against the best interests of the boys and unsupported by the SWO.

57.  The first 2 arguments are in tandem: if the mother is bound by the findings of the 2016 Relocation Judgment and given that there have not been any substantial changes since the judgment, the renewed application is a de facto appeal through the back-door.  There is simply no basis for her to have a second bit of the cherry.  As such, this is a hopeless application and if pursued, is a reprehensible litigation conduct. 

58.  As regards the 3rd ground, Mr Pickavant contended that the withdrawal of the mother’s application in respect of G is merely a tactical move in light of G’s explicit opposition to relocation as reported in the SIR and the absence of any support from the SWO.  Her relentless application to go after L is against the best interest of the boys and is therefore hopeless. 

59.  To this, Mr Li, who appeared for the mother, responded by saying that the father is essentially asking the court to pre-judge against the mother on her application in such a way that not only will she fail but will also attract the eventuality of a costs order against her, thereby justifying his claim for a sum to secure his costs at this stage.

60.  At this juncture, it should be remembered that there is a distinction between unreasonableness in relation to the child and unreasonableness in the attitude to the litigation.  It has been said that parents are all expected to be unreasonable in attitudes to their children.  It is where parents are unreasonable in relation to the litigation that they may be faced with an adverse costs order: see R v R (Costs: Child Case), supra, at 98B.  

61.  In the context of general civil proceedings, where the merits of a case is a factor that the court is required to consider in an application for security for costs, it has always been said that it is dangerous for the court to judge the merits of a case on paper.  A recent reminder can be found in Lim Yi Shenn v Wong Yuen Yee [2012] 3 HKLRD 513, where Recorder Horace Wong SC, said at [14],

“… “it is not the function of the Court, when faced with an application for security for costs, to make a preliminary run at deciding the ultimate success or failure of the claim” (per Rogers VP in Sunchase International Group (China) Ltd & others v Vincor Group of Companies (Investment) Ltd & others [2004] 1 HKLRD 731 at 733D - E). An application for security for costs is not an occasion for satellite litigation. Unless it can be readily demonstrated that the case of a party has a high degree of success, it is generally not right for the Court to judge the merits of the case on paper. Judging the merits of a case merely on paper can be dangerous, for what may appear strong on paper may turn out to be unconvincing upon fuller investigation; and what at first sight may raise eyebrows might turn out to be perfectly understandable after the witnesses have been seen and heard…”

62.  The threshold of demonstrating the probability of success is therefore very high indeed and that the practice of going into the merits of the case in an application for security for costs is to be deplored, unless it can be clearly demonstrated one way or other there is a high probability of success or failure: see PT GrahaMultimulia Cemerlang v Silver Tech Enterprise Limited, HCCW 883/2004 (Unreported; 1 March 2005) at [6] citing Porzelack KG v Porzelack (UK) Limited [1987] 1 WLR 420 at 423B to F; Leslie Fay Companies, Incorporation trading as Breckenridge Sportswear Division v Cheerio Limited [1990] 1 HKC 463; Re Kwong Hing International (Holdings) Limited, HCCW No. 409 of 1999 (Unreported, 6 October 1999). 

63.  In the present case, I see no reason why the same approach should not be adopted.

64.  I will first deal with the grounds advanced by Mr Pickavant.  I will then move on to consider whether there is a high likelihood that the mother would be awarded an adverse costs order.

(1)  The Mother is bound by the Findings in the 2016 Relocation Judgment

65.  It has been readily accepted by Mr Pickavant that the mother does have the right to re-issue the same relocation application in the manner she did.  However, at the same time, it has been stressed by Mr Pickavant that the mother’s complaints against the father in support of the present relocation application, for instance, his excessive drinking, not checking the boys’ homework and frequent time spent outside Hong Kong etc are the very same complaints that she raised in the earlier relocation application.  All these complaints were previously ruled against her in the 2016 Relocation Judgment and significantly, the same have also been dealt with against the mother in the latest SIR.  He placed heavy reliance upon the fact that the mother renewed her relocation application just about one year after the 2016 Relocation Judgment and therefore it is incontestable that the detailed findings in the judgment must stand. The mother had the opportunity appeal but chose, for obvious reasons, not to do so. 

66.  Mr Pickavant seemed to have suggested that the previous findings made by Judge Susan Wong would as a matter of course be binding upon the parties.  Whilst at this stage, as can be seen in the following paragraphs, I may not disagree with him over his conclusion, the legal position, insofar as its relates to family proceedings, requires some explanation.  The legal position is that, quite different from general civil cases, the doctrine of res judicata or issue estoppel is not strictly applicable to family proceedings.  On the rationale behind this ‘rule’, if one may call it, Rayden and Jackson on Relationship Breakdown, Finances and Children has this to say in §32.1083,

“…the quasi-inquisitorial nature (sic) family proceedings, particularly proceedings concerning children, means that unlike in other forms of civil proceedings, there is no ‘strict rule’ of issue estoppel. Rather the court, in the exercise of its discretion, has to consider the relevance of a previous finding, and, if admissible but not accepted by the party against which it was made, whether it will permit the issue to be tried again. In financial remedy proceedings, issue estoppel is used more frequently, including to prevent a party reopening an issue already determined by a court overseas.” (emphasis underlined)

67.  Hence, it is because of the court’s inquisitorial duty to investigate into what is in the best interests of the children that the doctrine is not strictly applicable.  The learned authors of Rayden cited Hale J (as she then was)’s judgment In re B (Minors) (Care Proceedings: Issue Estoppel) [1997] Fam 117, [1997] 1 FLR 285 in support of the commentary.  In that case the father was found in an earlier separate proceeding to have sexually abused two children under his care, the question before Hale J was whether the father was bound by this finding in another proceedings relating to other children.  Her Ladyship came to a conclusion that the father was “not necessarily” bound by the previous finding of sexual abuse.  Her Ladyship pointed out that whether or not any issue of fact is to be tried afresh would have to be determined by the trial judge who, in exercise of his discretion, would have to consider many factors in the balancing exercise and she highlighted some of the factors in 128B – 129C of the judgment.

68.  It follows that, subject to what I am going to say in the later part of this paragraph, it remains to be seen whether the mother would at the trial challenge any findings made by Judge Susan Wong.  In the context of the present discussion, “findings” must mean the findings of facts made by the judge in respect of the events that happened at or before the trial.  For instance, the judge’s finding that the mother was an impulsive person or that she would do things her way without considering others’ feelings, etc must have been made in relation to those events that happened at or before the trial.  Mr Li seemed to have accepted that the mother is bound by the findings in the 2016 Relocation Judgment.   If that is the position taken by the mother, this seems to be a sensible approach.  She should not be allowed to have a second bite or effectively an appeal through the back-door.  Even if it is not the position so taken by her, given that the earlier relocation application, which was contested between the same parties, had gone through a proper trial recently and there was no appeal, unless there are strong and good reasons advanced by the mother for re-opening the findings, I fail to see how she would not be bound by them.

69.  That said, it seems to me clear that even on the assumption that the mother is bound by the findings in the 2016 Relocation Judgment, there would still be events that happened subsequent to the judgment and where these events are relevant and in disputes, they have to be determined at trial.  By way of examples, it remains to be seen whether the mother would be found to have abandoned the boys by joining her boy-friend in Japan soon after the 2016 Relocation Judgment, to have bribed and manipulated G by telling him that he could be a footballer and a model in Japan, to continue to be an impulsive person, to have done things her way without considering others’ feelings or to have told lies.  Needless to say, the outcome would not be known until the conclusion of the trial.  

(2)  There have not been any substantial changes since the 2016 Relocation Judgment

70.  It is Mr Pickavant’s submissions that there have not been any substantial changes in the circumstances of the parties that necessitate the court to revisit the relocation issue.  The mother has put up nothing substantial that could affect the previous court orders.  The fact is little has happened since the judgment of a profound nature that was not anticipated at the original trial - the boys continue to live and thrive with their father in Hong Kong and are occasionally visited by the mother for access.  As anticipated, the only change in the circumstances is that the mother now formally lives with her boy-friend in a mortgage home in Japan that was financed by the latter and she is in full-time employment.

71.  My view is that at the time of the 2016 trial, the mother was still living in Hong Kong.  Little was known back then as to what would have happened when she resettled in Japan without the boys.  Now that the mother has managed to settle down with a mortgaged home and a full-time employment.  These are not things anticipated or known in the 2016 Relocation Judgment.   In her earlier relocation application, the mother put forward her childcare plan on a different basis.  As mentioned above, she claimed she would be returning to join her parents and, relying on the financial support of her parents, she would not be working in the first 2 years.  She would also enlist the support of her parents in taking care of the boys. It is on the basis of this childcare plan that the judge rejected the mother’s earlier application. 

72.  The mother is now putting forward a different childcare plan: L will be living with her and her boy-friend in her newly purchased house and her parents would assist in taking care of L during weekdays.

73.  I have no doubt that whether there have been any substantial changes in the circumstances is merely one of the factors that the court may need to take into consideration.  Perhaps more important is that, given its inquisitorial function, the court has a duty to look into the childcare plans proposed by the parties as to how the best interests of the children can be ensured.   In doing so, the court is not bound to adopt either the mother or the father’s childcare plan and is entitled to devise its own on the basis of evidence before it.  I will return to the mother’s childcare plan in due course.

(3)  The Mother is seeking to split the boys

74.  The father said in his affirmation that there is a high probability of failure on the part of the mother and her application is wholly without merit; that was the reason why at the CDR hearing the mother withdrew her application with respect to G.

75.  In response, Mr Li submitted that it was a reasonable move on part of the mother after having read the SIR and having considered G’s age and wishes. 

76.  At this stage, I believe it is fair to say that whichever the case it is, it has to be determined at trial.

77.  Mr Pickavant emphasized that the splitting of the boys is against their interest. The SIR, being a detailed and comprehensive report, fairly stated that it is in the best interests of the boys to remain under the care and control of their father.  Critically, the report stated that the boys have a close bonding and have a good relationship.  The SIR stated in great detail the importance of the boys to each other and it is vital that they are not separated for the development of the boys. The SIR ubiquitously supports the continuation of the present arrangement.

78.  The SIR commented that it would be more favourable for the boys to continuously reside in a place they are familiar with and maintain their social network in Hong Kong instead of uprooting them to an unfamiliar country, cutting their ties with their birth place and their close peers.

79.  The mother seemed to have accepted that the boys have a close bonding with each other. During the hearing, I enquired with Mr Li on what would the mother’s access arrangement be if the boys and their parents are being separated in 3 countries: G is to study in the UK while the father is staying in Hong Kong and L and the mother are staying in Japan.  Mr Li fairly conceded that the mother did not have any proposal.  I believe it is correct to say that, at least up to this stage, the mother has not given any thought on how the boys could maintain a close bonding and has no answer to the adverse impact on them if they are to separate. 

A Hopeless Application?

80.  With the conclusions that I have come to regarding the father’s arguments, I now turn to the question of whether the mother’s application is so hopeless that the taking out and the pursuit of it is a reprehensible litigation conduct. If the answer is in the positive, whether there is a high likelihood of a costs order against the mother.   In the consideration of these questions, I am conscious of the reminder that I referred to in [61] and [62] above and I remind myself that some of the evidence are fact-sensitive and that all the witnesses including the SWO are yet to be cross-examined. 

81.  Chronologically speaking, it is significant that the present relocation application was taken out by the mother only about a year after her leaving Hong Kong for good and just 4 months after the decree absolute was issued.  This gives one an impression that the mother is trying to have a second bit of the cherry.

82.  It is true that the mother is now putting forward a different childcare plan but there are features reminiscent of the previous one.  Same as the previous plan, the mother would continue to enlist the support of her parents notwithstanding that her relationship with her mother was found by Judge Susan Wong not to be a congenial one and that the physical support of the grand-parents was not as forthcoming as the mother had put it.   

83.  As with any contested children applications, the mother has a long list of complaints cumulating to the conclusion that the father has not been able to take good care of the boys.  Such complaints include the father’s frequent overseas trip and drinking habit, the change in the domestic helper, the father’s girlfriend Ms K, the boys being left unattended and the deterioration in their academic performance and the list goes on.  Apparently some of these complaints are “old wine in new bottles”.  Insofar as those complaints which arose from matters before the 2016 Relocation Judgment, the same had already been dealt with and largely been ruled against the mother.  As mentioned above in [68], unless there are strong and good reasons advanced by the mother for re-opening the findings, I fail to see how she would not be bound by them. Seen in this light, the mother is on the back foot.  As for the complaints arising from matters subsequent to the 2016 Relocation Judgment, these would have to be dealt with in trial but it has to be pointed out that up to this stage by and large the mother has not been able to find any support from the SWO. 

84.  The father has been the primary carer of the boys since the departure of their mother and is ready to continue to perform his parental role over the boys.  It has been commented by the SWO that the boys have been under the proper care of the father and it was observed that the boys demonstrated their close bonding and related well with their father: [45].   

85.  On the other hand, the mother’s childcare plan is yet to be tested.  There are uncertainties surrounding the mother’s childcare plan one of which is the availability of the mother in taking care of L.  Another uncertainty is the availability of the grandparents’ assistance.  There is also the issue of whether L would be able get along well with Mr Y.  At the same time, I have not lost sight of the concerns raised by the principal of L’s kindergarten.  It was reported in the SIR that L at times touched his principal’s breasts and the mother considered it a sign of attachment to her.  The principal was also reported to have commented that in view of L’s tender age, he was in need of his mother’s physical care.  These are post-judgment matters that, in my view, merit consideration by the court in light of the mother’s childcare plan.

86.  It has to be borne in mind that even where it is found that the mother’s plan is realistic this would not be the end of the matter.  The court would still have to conduct the analysis set out in Payne v Payne [2001] 1 FLR 1053: see SMM v TWM (Child: Relocation) [2010] 4 HKLRD 37.  Ultimately, all the appraisals to be made by the judge at trial must be brought into an overriding review of the boys’ best interest as the first and paramount consideration.   Put another way, whether it is to the boys’ best interest if they are to stay with their father in Hong Kong or whether it is to their best interest if L alone is to go to Japan.  I refer to the ‘boys’ in plural but not in singular here since the issue of whether or not L should be allowed to go cannot be considered without reference to G or without having regard to G’s interest. 

87.  There are also issues that may deserve some attention.  It has been reported in the SIR that the mother found the access arrangement quite difficult for her as she had to travel to Hong Kong frequently to see the boys.  Needless to say, having to leave for Hong Kong early in Saturday morning and to catch the fight back to Japan in Sunday afternoon might have been a taunting exercise for her.  The relocation of L may or may not be the solution.   Whether anything could be done to improve the situation could be subject to consideration at trial.  

88.  On the above analysis, taking all the matters in a round, while it can be said that at this stage the mother seemingly does not have a strong case, I am not persuaded that her application is entirely a hopeless one as contended by Mr Pickavant.  With this conclusion, the answer to the remaining question ie whether there is a high probability that a costs order would be made against the mother must be answered in the negative. 

89.  Before I leave this subject, it has to be pointed out that hopelessness and unreasonableness are not necessarily the same thing.  Speaking of hopeless application, Butler-Sloss LJ in Re G (Costs: Child Case) [1999] 2 FLR 250 said at 252G:

If this judge in this case had found that this father had behaved unreasonably in the litigation and had gone beyond what many fathers do, seeking orders which are hopeless, the point will come at which pursuing a hopeless application becomes unreasonable. But hopelessness and unreasonableness are not necessarily the same thing. Indeed, particularly where there is a litigant in person, a degree of generosity towards a litigant may be more appropriate than to a litigant who is on legal aid generally advised by counsel and solicitors as to the extent to which they should continue to litigate.           (emphasis underlined)

90.  It also to be borne in mind that an application that was not hopeless (or even extremely promising) at the beginning may become so at some point in the proceeding and the relentless pursuit of it without justification may amount to reprehensible conduct in litigation.  A recent example can be found in JRMW v NAV (Relocation)[2018] HKFC 51, FCMC 8504/2017 (Unreported, 16 April 2018).

91.  It further has to be pointed out that even where an applicant’s case is hopeless or his conduct is reprehensible or unreasonable, it does not automatically follow that he would meet with an adverse costs order.  There is a policy consideration to be considered.  As has been stressed by the Court of Appeal in TPL v WYY (Cost: Children), supra, even if the conduct is reprehensible or unreasonable, the policy considerations must be considered ie that it is the best interests of the children that there be no order as to costs: see [15.4]. 

92.  That said, it has to be stressed that, where appropriate, the court would still, in the exercise of its discretion, readily penalize a party with costs; for instance: see C v H (Costs: Custody) [2011] HKFLR 235, TPL v WYY formerly known as WYY, FCMC 15332/2011 (Unreported, 3 October 2012) and VE (nee KE) v VRJ, supra. 

93.  For the sake of completeness, I will move on to deal with two minor grounds, viz, impecuniosity of the mother and difficulty of enforcement.

Impecuniosity of the Mother

94.  It is never the mother’s suggestion that she is impecunious.  The mother admitted that she is using her own funds and resources to pay her legal fees; the main source being the capital split of $1.75 million that she received in April 2018 upon the divorce with the father.

95.  Mr Pickavant emphasized that the father, who is a working family man of limited finance, has to support the boys single-handedly.  If he has to bear the costs of this litigation it would in turn affect the future financial well-being of the boys.  By this litigation, the mother is draining the father’s finances and currently contributes nothing to the financial upkeep of the boys.

96.  As mentioned in [52] above, financial hardship is one of the reasons that the court may take into account as to whether an adverse costs order should be given.  Due to the conclusion that I have come to regarding whether the mother’s application is entirely a hopeless one, I consider it is more appropriate for the parties’ financial situation to be considered if there is an application for costs after the conclusion of the trial.   Further, there is always an ongoing obligation on the part of both parents to maintain the boys. Where appropriate, the mother may be ordered to contribute to the maintenance of the boys.

Enforcement

97.  It is not in dispute that there are no reciprocal arrangements between Hong Kong and Japan for the enforcement of any judgment.

98.  Difficulty of enforcement abroad is merely one factor to be considered.  Not only is it not conclusive, it is not the only factor to focus upon: see Lim Yi Shenn v Wong Yuen Yee, supra, at [53].  In the instant case, I find some force in Mr Li’s submission that the mother would continue to come to Hong Kong for access.  It is not the case where she would never have to return to this jurisdiction in the event that her application fails.

Conclusion and Order

99.  As early as in 1965 Pennycuick J remarked that it would be extremely unusual to order security for costs in a children case against a party who is one of the parents.   It is a general principle in proceedings concerning minors that either parent should be entitled to put before the court his or her view on what is for the welfare of the minor, and only in the most exceptional circumstances would the court prevent a parent from doing so by means of an order for security for costs: see In re B (Infants) [1965] 1 WLR 946, at 948C-E.

100.  The above analysis leads me to the conclusion that the present case does not fall within the most exceptional circumstances where I should give an order for security for costs.  The father’s application is dismissed accordingly.

Costs

101.  The parties agree that the costs of this application should be in the cause of the relocation application.  I consider this is the proper costs order to be given and I so order.

 
 

 I. Wong
 (District Judge)

  

Mr Felix Li, instructed by Stevenson, Wong & Co, Solicitors, appeared for the petitioner

Mr Pickavant of John M Pickavant & Co, Solicitors, appeared for the respondent