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HKSAR v. CHAN YIU SHING AND OTHERS

Related cases with same parties

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Files (17)

[2018] HKCFI 321-EN-2017-10-30

HKSAR v. CHAN YIU SHING AND OTHERS

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[2018] HKCFI 320-EN-2017-10-25

HKSAR v. CHAN YIU SHING AND OTHERS

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[2018] HKCFI 319-EN-2017-10-18

HKSAR v. CHAN YIU SHING AND OTHERS

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[2018] HKCFI 318-EN-2017-09-13

HKSAR v. CHAN YIU SHING AND OTHERS

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[2018] HKCFI 317-EN-2017-09-08

HKSAR v. CHAN YIU SHING AND OTHERS

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(Ruling 13)

HCCC 41/2016

[2018] HKCFI 317

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF FIRST INSTANCE

CRIMINAL CASE NO 41 OF 2016

_______________

 HKSAR 
 v 
 CHAN Yiu-shing1st Defendant
 CHENG Wai-shing2nd Defendant
 PENNELLI Rizzy3rd Defendant
 WU Kai-fu4th Defendant
 MAN Ting-lock5th Defendant

_______________

Before: Hon Zervos J in Court
Dates of Hearing: 16 and 17 February, and 18 August 2017
Date of Ruling: 8 September 2017

_____________________________________________________________

RULING AS TO THE 3rd DEFENDANT’S ACQUITTAL OF THE PREVIOUS COUNT 5

_____________________________________________________________

Introduction

1.  In the ruling I gave on the admissibility of the 3rd defendant’s alleged statement, I briefly mentioned the possible consequences of the 3rd defendant’s acquittal of the previous Count 5 may have on his forthcoming trial.[1] 

2.  The 3rd defendant faced a charge of attempting to make explosives on 14 June 2015 but he was acquitted of it when the prosecution offered no evidence.  He also faced an alternative charge of possessing explosives on 14 June 2015 which the prosecution continue to press. The prosecution intimated that at trial in relation to the possessing charge it would seek to allege that the 3rd defendant was attempting to make explosives even though he had been acquitted of that charge.

3.  In my view, in relation to the possessing charge the prosecution can allege that the 3rd defendant possessed explosives, or more accurately as stated in the particulars, possessed the specified ingredients, which were capable of making certain explosives.  It seems to me, that the prosecution cannot put its case on the basis that the 3rd defendant attempted to make TATP on 14 June 2015, for that is not what he has been charged with, and in any event, he stands acquitted of that charge.

The acquittal of the previous Count 5

4.  Before I gave my ruling on the amendments and the indictment on 7 February 2017, I confirmed with Mr Jonathan Man, for the prosecution, that the prosecution’s position was to offer no evidence on Count 5 in the Re‑Amended Indictment rather than severing the count from the indictment and dealing with it later.

5.  The Re-Amended Indictment contained six counts. Count 1 alleged a conspiracy to make explosives against all the defendants.  Count 2 alleged possession of explosives against the 2nd defendant.  Count 3 alleged possession of explosives against the 3rd defendant.  Count 4 alleged possession of explosive against the 1st defendant.  Count 5 alleged attempting to make explosives against the 3rd defendant.  In that count, the explosive substance was particularised as triacetone triperoxide, commonly known as TATP.  Count 6 alleged, in the alternative to Count 5, possession of explosives against the 3rd defendant. 

6.  On 7 February 2017, the defendants were arraigned on the Re-Amended Indictment who variously pleaded not guilty to the counts.  More particularly, the 3rd defendant pleaded not guilty to Count 5 on the Re-Amended Indictment.  Thereupon the prosecution offered no evidence on that count and the 3rd defendant was accordingly acquitted of it.  See section 51A of the Criminal Procedure Ordinance, Cap 221.

7.  The statement of offence of Count 5 on the Re-Amended Indictment was “Attempted to make explosives”, contrary to sections 55 and 159G of the Crimes Ordinance, Cap 200.  The particulars of offence were that the 3rd defendant:

“…on the 14th day of June, 2015, at Flat B, 2nd Floor, Block 6, Costa Bello, Sai Kung, New Territories, in Hong Kong, attempted to make an explosive substance, namely Triacetone Triperoxide, commonly known as TATP.”

8.  The Re-Amended Indictment was replaced by removing Count 5 on the Re-Re-Amended Indictment, the 3rd defendant therefore faces the previous conspiracy count (the current Count 1) and the two possession counts (the current Counts 3 and 5).  However, as I have already noted, he now stands acquitted of the charge of the previous Count 5. 

9.  I note that the previous Count 6 which is the current Count 5 on the Re-Re-Amended Indictment concerns the offence of possessing explosives against the 3rd defendant.  The particulars of the offence read that the 3rd defendant:

“…on the 14th day of June, 2015, at Flat B, 2nd Floor, Block 6, Costa Bello, Sai Kung, New Territories, in Hong Kong, knowingly had in his possession or custody or under his control certain explosive substances, namely acetone, hydrogen peroxide, nitric acid, potassium nitrate, sugar, five fluorescent tube heads, a coffee blender, a bottle and a cup.”

The legal principles

10.  The rule against double jeopardy in general terms seeks to prevent a person from being put in jeopardy for an offence for which they have already been dealt with.  There are two aspects of the rule against double jeopardy.  This was succinctly explained by Ribeiro PJ in Ubamaka v Secretary for Security (2012) 15 HKCFAR 743 where he said:

“25. …First, there is the common law autrefois convict (or autrefois acquit) plea in bar which is a defence against a subsequent prosecution and which only arises in the narrowly defined situation where the elements of the second offence are the same as or included in the original offence. Secondly, there is the wider common law rule against double jeopardy whereby the Court has power to stay proceedings as an abuse of process if the subsequent charge involves an attempt to re-prosecute a person previously convicted or acquitted on the same or substantially the same facts. …”

11.  See also Yeung Chun Pong v Secretary for Justice (2009) 12 HKCFAR 867. 

12.  The recent case of R v J(JF) [2014] QB 561 has been relied upon by Mr Man in his submissions.  The defendant in that case pleaded not guilty to common assault, but before trial in the Magistrate’s Court, based on the latest medical evidence, the prosecution decided to add a charge of assault occasioning actual bodily harm.  The prosecution offered no evidence on the common assault and the charge was dismissed.  The defendant was committed to the Crown Court, and the issue of double jeopardy was taken.  The judge stayed the indictment.  The prosecution appealed against the ruling and the Court of Appeal held that the prosecution’s conduct in seeking to have the defendant tried on a more serious charge, when he had technically been acquitted on a lesser charge, was not in any way unfair or unjust, and that the defendant should be tried on the more serious charge. 

13.  The Court of Appeal conducted a review of the leading case on autrefois acquit of Connelly v DPP [1964] AC 1254 and concluded that the ratio of the case was found in the judgment of Lord Devlin who stated at 1353:

“The doctrine of autrefois protects an accused in circumstances in which he has actually been in peril. It cannot, naturally enough, protect him in circumstances in which he could have been put in peril but was not.”

14.  After discussing what was meant by being in peril,[2] the Court of Appealwent on to explain that when the prosecution is reorganising its case, which may include offering no evidence to an original charge, and no objection is taken, it cannot be said that the defendant is in peril in such circumstances.[3] 

15.  The Court of Appeal was guided in its judgment by the case of R v Dabhade [1993] QB 329 which set out the following propositions:

“3. If, however, the summary dismissal of the charge or count is because it is apparent that it is defective, either as a matter of law (e.g. for duplicity) or because the evidence available to the prosecution on any view, given the application of proper legal principles, is insufficient to sustain a conviction on the charge as laid, then, in our view, it cannot be properly said that the defendant has ever been in jeopardy of conviction: see Director of Public Prosecutions v Porthouse [1989] R.T.R. 177 and Williams v Director of Public Prosecutions [1991] 1 W.LR. 1160. As a matter of general principle, it does not seem to us to make any difference whether the evidence that the prosecution might otherwise have wished to rely upon is excluded because of some rule of law or statute (as in the Road Traffic Act cases cited) or simply because the evidence on its face is incapable of proving the particulars of the offence alleged.

4. If, moreover, the context in which a charge is summarily dismissed is a rationalisation or reorganisation of the prosecution’s case, so that, no doubt in recognition of the difficulties that may lie ahead in the successful prosecution of the original charge, it is decided to substitute therefor a new charge which is regarded as more appropriate to the facts, then the consensual dismissal of the original charge, upon the substitution of the new one, will not give rise to the application of the doctrine of autrefois acquit: Broadbent v High [1985] R.T.R. 359. Admittedly, the prosecution have not been put to their election; but that is merely because it is at their instance that the new and substituted charge is preferred.  Apart from anything else, including the fact that to hold otherwise would be contrary to common sense, it is plainly undesirable that the prosecution should be obliged to keep alive a charge upon which they have no intention of seeking a conviction merely to meet any subsequent attempt to apply the doctrine of autrefois acquit in circumstances which are both technical and without merit. …”

16.  While the rule against double jeopardy prevents a defendant from being prosecuted for an offence on the same or substantially the same facts as in a previous prosecution for which he was acquitted, evidence which is relevant on a subsequent prosecution is not inadmissible because it showed or tended to show that the defendant had in fact been guilty of a previous offence of which he had been acquitted: R v Z [2000] 2 AC 483.

17.  See also R v Yeung Chi-sing [1993] 1 HKCLR 95 where the Court of Appeal addressed the issue of the prosecution adducing evidence against the applicant in relation to an offence of possession of dangerous drugs when he had been previously acquitted of another offence of possession of dangerous drugs to which such evidence was relevant.  In that case, the Court held that the prosecution by adducing the evidence were not seeking to prove that he had been in possession of the drugs for which he had been acquitted.  The evidence was adduced to show knowledge of the applicant in relation to the contents of a carton. 

18.  It is not the case that the 3rd defendant in these proceedings is put in double jeopardy because of the current Count 5, following the acquittal of the previous Count 5.  It is more to do with the fundamental proposition that a person who has been acquitted of an offence cannot stand accused of it again.  The Court of Final Appeal in Chan Ka Man v HKSAR (2008) 11 HKCFAR 614 discussed this issue at paragraph 12 where Lord Woolf NPJ, with whom the other judges agreed, stated:

“12. …It is undoubtedly true that if a person has been acquitted of an offence, he has been found not guilty of that offence and it is never right to suggest that he has been found guilty and convicted of the offence. However, there can be situations where it would be quite contrary to the reality of the situation to suggest that he could not, because of the acquittal, in fact have committed the offence. Take as an example a situation where he is acquitted on appeal because at the trial there was a misdirection by the judge and the Court of Appeal therefore quashed the conviction and substituted for that verdict an acquittal. The acquittal in those circumstances would not necessarily mean that the jury had not accepted the evidence of the prosecution. They could have done so but because of the misdirection, it would be unsafe to uphold the conviction. This was recognized by the House of Lords in the case of R v Z [2000] 2 AC 483. …”

The submissions of the parties

19.  It is important to appreciate that the authorities that have been put forward in submission deal with situations where the rule against double jeopardy has been invoked, resulting in the charge in question not being proceeded with, or in the proceedings being stayed. Notwithstanding the acquittal of the previous Count 5, in my view there is no bar to the prosecution of the 3rd defendant on the current Count 5 or adducing evidence that may have been relevant to the previous Count 5. 

20.  Mr John Haynes, counsel for the 3rd defendant, in his submissions went beyond the issue that the court had to resolve.  He complained extensively about the adverse pre-trial publicity in relation to this case in reference to Count 5.  This issue had already been ruled on by me in my decision dated 28 February 2017.  I refused an application to permanently stay the proceedings because of the pre-trial publicity.  I considered that an appropriate direction from the court could reasonably be expected to remove any risk of prejudice as a consequence of the pre-trial publicity.  A proposed direction to the jury panel was attached to my decision.

21.  Mr Haynes also submitted that the current Count 5 should be permanently stayed, or the reference to the ingredients for making TATP should be removed from the particulars of the offence, on the basis of the acquittal of the previous Count 5.  It was unclear according to what legal principle this submission was made, although it would appear it was under the rubric of the rule against double jeopardy. 

22.  I find that there is no support for this submission according to the relevant legal principles.  However, there is an issue as to how the prosecution can put its case in relation to the current Count 5, in light of the acquittal of the previous Count 5.

23.  Mr Man in his submissions acknowledges that the prosecution are not contending that the 3rd defendant had in fact committed the previous Count 5.  He relies on the case of R v J(JF) to submit that the prosecution should be allowed to put to the jury that the 3rd defendant possessed some of the items specified in the current Count 5 for the purpose of making TATP.  I agree, to this extent, that the prosecution can put its case on the basis that the specified ingredients are capable of making certain explosives, including TATP.  That is how the prosecution have particularised the current Count 5. 

24.  In accordance with this Court’s ruling, the prosecution provided the following particulars in relation to the current Count 5:

“Nature of explosive substances capable of being made: (a) TATP, (b) explosive substances capable of producing pyrotechnic effect and (c) detonating device.

Quantity of explosive substances capable of being made: For (a), according to the witness statement of Dr Billy Leung dated 13 December 2016, in the presence of sufficient hydrogen peroxide and acid, 190 ml of acetone (found in D3’s home) would theoretically produce about 28 g of TATP.  For (b) and (c), the prosecution are not able to specify the exact quantity of explosive substances to be produced because it depends on a series of factors unknown to the prosecution, including the exact formulae or proportions of ingredients to be used.”

25.  It is on the basis of the particulars above that the prosecution is putting its case against the 3rd defendant and to that extent the prosecution can do so.

26.  The prosecution can put their case, if this can be shown, on the basis that the explosive substances particularised in the current Count 5 are ingredients that can make TATP but they cannot put their case on the basis that on 14 June 2015, the 3rd defendant attempted to make TATP for he has been acquitted of that offence.  In any event, he is only charged with possessing explosives. 

 (Kevin Zervos)
 Judge of the Court of First Instance
 High Court

Mr Jonathan Man, SADPP, and Mr Gary Leung, SPP of Department of Justice, for HKSAR

Mr John Haynes, instructed by Krishnan & Tsang, assigned by Director of Legal Aid, for the 3rd defendant



[1]  Ruling on the Admissibility of the 3rd Defendant’s Alleged Statement (Ruling 6), 15 February 2017.

[2]  At [33] and [34].

[3]  At [36]-[43].

[2018] HKCFI 316-EN-2017-02-28

HKSAR v. CHAN YIU SHING AND OTHERS

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(Ruling 12)

HCCC 41/2016

[2018] HKCFI 316

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF FIRST INSTANCE

CRIMINAL CASE NO 41 OF 2016

_______________

 HKSAR 
 v 
 CHAN Yiu-shing1st Defendant
 CHENG Wai-shing2nd Defendant
 PENNELLI Rizzy3rd Defendant
 WU Kai-fu4th Defendant
 MAN Ting-lock5th Defendant

_______________

Before: Hon Zervos J in Court
Date of Hearing: 23 February 2017
Date of Direction: 28 February 2017

_______________

D I R E C T I O N

_______________

1.  This is to confirm this Court’s direction to the prosecution on 23 February 2017 that it provide the defence with further and better particulars in relation to the conspiracy count (Count 1) and the possession counts (Counts 2 to 5).

2.  As I have previously noted in the course of these proceedings, since this case was committed to the Court of First Instance for trial, the prosecution has filed 10 additional bundles of evidence, most of which was filed just prior to and during the 18 days trial of the defendants which commenced on 6 February 2017.  On 23 February 2017, the case was adjourned to 18 August 2017 for further argument, and for the trial to commence on 1 September 2017.  The trial did not get underway on this occasion because of numerous issues arising as a result of the state of the prosecution case, and numerous applications from the defence.

3.  The defence requested an opening from the prosecution but this was refused.  It necessitated a direction from me that the prosecution provide to the defence a case summary in relation to Count 1 (the conspiracy count). 

4.  A summary of evidence supporting Count 1 was produced by the prosecution on 15 February 2017.  However, issues continued to arise due to the state of the prosecution case and reliance by the prosecution on certain evidence.  It necessitated a further direction from me on 23 February 2017, when the case was adjourned, that the prosecution provide to the defence further and better particulars in relation to the conspiracy count as well as the possession counts.

5.  The provision for further and better particulars in relation to a conspiracy count is not uncommon, especially when the court is satisfied that without them the conduct of the defence will be in some way embarrassed or prejudiced.  Whilst a request for particulars can usually be found in the disclosed evidence, in the prosecution’s opening, or in both, a direction that they be provided to the defence may need to be given, particularly when the prosecution case is unclear or shifts ground.

6.  It is therefore imperative that the court steps in and ensures that the defence know precisely the case it has to meet and to stop the prosecution shifting its ground as to their case.  See R v Landy [1981] 72 Cr App R 237; R v Hancock [1996] 2 Cr App R 554.  Although these cases were concerned with conspiracy to defraud, the principles as stated by them have general application, including to a case involving a conspiracy to commit a statutory offence.

7.  The importance of particulars for a conspiracy offence is that they provide an outline of the prosecution case by specifying, the nature of the case that the prosecution seek to prove; the principal overt acts from which the prosecution invite the jury to infer that there was an agreement as alleged; and that a particular defendant was a party to the agreement. It is fundamental that particulars addressing the essential element of the conspiracy to be proved need to be clear and precise, whereas the overt acts from which the jury is invited to infer the existence of an agreement will depend upon the evidence presented during the trial.  However, any change of the case should not disadvantage or prejudice a defendant in the conduct of his defence so as to deprive him of a fair trial.  

8.  In the present case, the prosecution is to provide the defence particulars specifying, the nature and object of the conspiratorial agreement, including the nature and quantity of the explosive substance(s) that the prosecution allege was the object of the conspiratorial agreement; the principal overt acts the prosecution allege that infer the conspiratorial agreement; and the case the prosecution seek to prove that a particular defendant was a party to the conspiratorial agreement. 

9.  The prosecution is also to provide the defence particulars specifying the nature and quantity of the explosive substance(s) the prosecution seek to prove was capable of being made in relation to each of the possession counts. 

 (Kevin Zervos)
 Judge of the Court of First Instance
 High Court

Mr Jonathan Man, SADPP, and Mr Gary Leung, SPP of Department of Justice, for HKSAR

Mr Randy Shek, instructed by Bond Ng Solicitors, assigned by Director of Legal Aid, for the 1st defendant

Mr Douglas Kwok, instructed JCC Cheung & Co., assigned by Director of Legal Aid, for the 2nd defendant

Mr John Haynes, instructed by Krishnan & Tsang, assigned by Director of Legal Aid, for the 3rd defendant

Mr Thomas Iu, instructed by Jackson Ho & Co., assigned by Director of Legal Aid, for the 4th defendant

Mr Keith Fung, instructed by Tang, Wong & Cheung, assigned by Director of Legal Aid, for the 5th defendant

[2018] HKCFI 315-EN-2017-02-28

HKSAR v. CHAN YIU SHING AND OTHERS

HTML content

(Ruling 11)

HCCC 41/2016

[2018] HKCFI 315

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF FIRST INSTANCE

CRIMINAL CASE NO 41 OF 2016

_______________

 HKSAR 
 v 
 CHAN Yiu-shing1st Defendant
 CHENG Wai-shing2nd Defendant
 PENNELLI Rizzy3rd Defendant
 WU Kai-fu4th Defendant
 MAN Ting-lock5th Defendant

_______________

Before: Hon Zervos J in Court
Dates of Hearing: 17 and 20 February 2017
Date of Ruling: 28 February 2017

_____________________________________________________________

RULING ON THE APPLICATION TO PERMANENTLY STAY THE PROCEEDINGS

_____________________________________________________________


1.  Despite the requirements of Practice Directions 9.71, I received from Mr D Kwok, for the 2nd defendant, an application to permanently stay the proceedings on the ground of pre-trial publicity concerning adverse publicity generally about the case and specifically about the 2nd defendant’s conviction together with the 1st defendant in the case of TMCC 601/2015. Mr Kwok adds that the issue of adverse publicity is exacerbated by the admissions made by the 5th defendant in his out of court statements which have been ruled admissible.

2.  The main ground in support of the application concerns articles published and posted online, and discussions on social networking sites, which mainly occurred in 2015 and 2016.  In other words, the material relied upon to make this application has been available for some time but it is only now that the application is made.  Counsel for the other defendants join in making the application. 

3.  Mr Kwok argues that no direction to a jury could cure the likelihood of actual or apparent bias with a potential juror, as it is possible that a potential juror may have been the publisher of adverse comments about the case which have been made on certain social networking sites.  He further argues that no adjournment could satisfactorily resolve any issue of actual or apparent bias with a potential juror. 

The prejudicial materials

4.  In support of the stay application, the defence have variously filed copies of articles published in print media and online media and copies of downloaded images from social networking sites.  The materials were variously marked as Exhibits W1 to W6.  The materials were formally produced by way of Admitted Facts dated 20 February 2017.  Admitted Facts were separately agreed between the prosecution and the 1st defendant dated 20 February 2017.  These were in addition to the other Admitted Facts. 

5.  The Admitted Facts addressed three subject areas.  First, copies of publications in question.  Secondly, the results of a Google search relating to the case and to the 1st and 2nd defendants.  Thirdly, Facebook notification system in relation to two Facebook pages where posts or discussions had taken place in relation to the case.  In relation to the two Facebook pages, it is fair to say that the number of users who have shared or liked a relevant post was not large.  It is agreed that the posts are accessible to any internet users, including any users of Facebook.  It is hard to determine to what extent users, beyond those who have “Liked”, “Commented” or “Shared” the posts, have accessed or been notified of them.

6.  Exhibit W1 is an article published in the Standard newspaper on 8 February 2017.  Mr John Haynes, for the 3rd defendant, complains that the article gives an inaccurate and exaggerated description of the case against the defendants.  The article brought about a direction and warning dated 9 February 2017 from me to media outlets.

7.  Exhibit W2 is a newspaper article in the Apple Daily published on 18 June 2015 but accessible online as at 8 February 2017. Mr Randy Shek, for the 1st defendant, complains that the article makes reference to the 1st defendant’s four prior convictions which includes a conviction for a similar offence that he faces of possession of explosives and also to another case where the 1st and 2nd defendants were before the court in relation to possession of offensive weapons. 

8.  Exhibit W3 consists of the Facebook pages of “OMouth.org” and “Silent Majority” where there are posts on these pages directed at the 1st and 2nd defendants concerning their involvement in this case and the other case in which they were both charged with possession of offensive weapons.  The language used is extreme and inflammatory, describing them, amongst other things, as dangerous terrorists.

9.  Exhibit W4 are online articles of the South China Morning Post that were recently accessed on 1 February 2017.  The articles were originally published in June 2015.  Mr Haynes repeats his complaint that the articles which discuss the case and the involvement of the defendants, are inaccurate and exaggerated.

10.  Exhibits W5 and W5A are a number of articles that were variously published in 2015 and 2016 in relation to this case and also in relation to the other case involving the 1st and 2nd defendants where they were convicted of possession of offensive weapons.  The articles did not only associate the two cases together but also identified the convictions and sentence and also the prior criminal record of the 1st defendant.  Mr Shek also complains of the inaccurate and extreme language that was used in the reports. 

The relevant legal principles

11.  As a fundamental proposition, every court has implied power to protect the integrity of its own process and this includes to stay proceedings to prevent an abuse of it.[1]

12.  When an abuse of process application is made, the burden of proof lies on the party alleging the abuse and the standard of proof is the balance of probabilities.[2]

13.  There are two categories of stay applications which were succinctly described by Sir John Dyson JSC in R v Maxwell [2011] 2 Cr App R 31 as follows:

“13. It is well established that the court has the power to stay proceedings in two categories of case, namely (i) where it will be impossible to give the accused a fair trial, and (ii) where it offends the court’s sense of justice and propriety to be asked to try the accused in the particular circumstances of the case. In the first category of case, if the court concludes that an accused cannot receive a fair trial, it will stay the proceedings without more. No question of the balancing of competing interests arises. In the second category of case, the court is concerned to protect the integrity of the criminal justice system. Here a stay will be granted where the court concludes that in all the circumstances a trial will ‘offend the court’s sense of justice and propriety’ (per Lord Lowry in R v Horseferry Road Magistrates’ Court Ex p Bennett (1993) 98 Cr App R 114 at 135; [1994] 1 AC 42 at 74) or will ‘undermine public confidence in the criminal justice system and bring it into disrepute’ (per Lord Steyn in R v Latif [1996] 2 Cr App R 92 at 100; [1996] 1 WLR 104 at 112).”

14.  The two categories of stay applications are commonly referred to as the fair trial limb and the affront limb respectively.  

15.  The legal principles relating to pre-trial publicity in the context of an application to permanently stay the proceedings are well settled, but as is usually the case such application will very much depend upon the facts and circumstances of the particular case.

16.  An obvious starting point in understanding the relevant legal principles in an application of this type is the case of HKSAR v Lee Ming Tee (2001) 4 HKCFAR 133 (Lee Ming Tee (No.1)).  In that case, Ribeiro PJ, with whom the other judges agreed, discussed in some detail the jurisdiction to stay criminal proceedings.  While acknowledging the unquestionable jurisdiction to stay criminal proceedings in order to prevent abuse of its own process, Ribeiro PJ noted that such a course would only be justified in highly exceptional circumstances.  He said:

“In most such cases, the court only grants the stay because, notwithstanding the range of remedial measures available at the trial, a fair trial for the accused is found to be impossible and continuing the prosecution would amount to an abuse of process. In Jago v District Court of New South Wales (1989) 168 CLR 23 at p.30, Mason CJ put it as follows:

The continuation of processes which will culminate in an unfair trial can be seen as a “misuse of the Court process” which will constitute an abuse of process because the public interest in holding a trial does not warrant the holding of an unfair trial.”[3]

17.  Upon a review of the authorities, Ribeiro PJ explained that the common thread under the first limb is the requirement that a fair trial has become impossible, making continuance of the prosecution an abuse of the court’s process. 

18.  According to Ribeiro PJ, it is only in very unusual circumstances that a court can properly be satisfied that a fair trial is “impossible”.  He said:

“…The “fairness” achievable is judged in practical and not absolute terms.  As Brennan J pointed out in Jago v District Court of New South Wales (1989) 168 CLR 23 at p.49:

If it be said that judicial measures cannot always secure perfect justice to an accused, we should ask whether the ideal of perfect justice has not sounded in rhetoric rather than in law and whether the legal right of an accused, truly stated, is a right to a trial as fair as the courts can make it.  Were it otherwise, trials would be prevented and convictions would be set aside when circumstances outside judicial control impair absolute fairness.

More importantly, the court’s primary endeavour is to ensure that a fair trial takes place, employing the law’s available resources, and not to abort it on the ground that fairness cannot be attained, save as a last resort.  To quote Brennan J again:

A power to ensure a fair trial is not a power to stop a trial before it starts.  It is a power to mould the procedures of the trial to avoid or minimise prejudice to either party.  (Jago v District Court of New South Wales (1989) 168 CLR 23 at p.46)

His Honour continued:

Obstacles in the way of a fair trial are often encountered in administering criminal justice. Adverse publicity in the reporting of notorious crimes (Murphy v The Queen (1989) 63 ALJR 422; 86 ALR 35), adverse revelations in a public inquiry (Victoria v Australian Building Construction Employees’ and Builders Labourers’ Federation (1982) 152 CLR 25), absence of competent representation (McInnis v The Queen (1979) 143 CLR 575; MacPherson v The Queen (1981) 147 CLR 512), or the death or unavailability of a witness, may present obstacles to a fair trial; but they do not cause the proceedings to be permanently stayed.  Unfairness occasioned by circumstances outside the court’s control does not make the trial a source of unfairness.  When an obstacle to a fair trial is encountered, the responsibility cast on a trial judge to avoid unfairness to either party but particularly to the accused is burdensome, but the responsibility is not discharged by refusing to exercise the jurisdiction to hear and determine the issues.  The responsibility is discharged by controlling the procedures of the trial by adjournments or other interlocutory orders, by rulings on evidence and, especially, by directions to the jury designed to counteract any prejudice which the accused might otherwise suffer.  (at p.47)”[4]

19.  It seems clear to me that Ribeiro PJ was stressing the important proposition that fairness is judged in practical and not absolute terms, given the array of remedial measures that are available to a court to ensure as practical as possible that a defendant receives a fair trial. 

20.  Of course, if a fair trial is not achievable, then that would constitute an abuse of the court’s process.  As also observed in Lee Ming Tee (No.1) the public interest in holding a trial does not warrant the holding of an unfair trial. 

21.  Ribeiro PJ makes the point that the court will only consider granting a permanent stay as a last resort and approaches such applications where a fair trial is said to be impossible regarding “fairness” in practical rather than absolute terms, and placing its faith primarily in the efficacy of measures available to overcome any potential unfairness.[5] 

22.  Ribeiro PJ went on to emphasise that such an approach very much applies to stay applications based on prejudicial pre-trial publicity.  He said:

“…In a society where the press is free it is inevitable that the reporting of crime will, in some sections of the media, be lurid and sensationalist, sometimes even at the risk of punishment for contempt. The more heinous or shocking a particular crime, the more it is likely to be given notoriety and to receive potentially prejudicial reporting. Jurors will therefore almost certainly have been exposed to some degree to such media coverage, prejudicial to the accused. Plainly, it is not in the public interest to permit this in itself to abort the prosecution of a person accused of such serious crimes.”[6]

23.  Ribeiro PJ observed that it was exceedingly rare for adverse publicity to lead to a permanent stay.  He said that in most cases, while acknowledging that special care must be taken to counteract possible effects of prejudicial publicity, the court places its faith in the jury, properly directed, to secure a fair trial for the accused.[7]  He went on to explain:

“This was the approach of the Court of Appeal in R v West [1996] 2 Cr App R 374 (at p.386) and also the approach adopted by the Australian High Court in The Queen v Glennon (1992) 173 CLR 592:

The possibility that a juror might acquire irrelevant and prejudicial information is inherent in a criminal trial. The law acknowledges the existence of that possibility but proceeds on the footing that the jury, acting in conformity with the instructions given to them by the trial judge, will render a true verdict in accordance with the evidence. (Mason CJ and Toohey J at p.603)

In the Scottish case of Stuurman v HM Advocate [1980] JC 111, a trial was allowed to continue and leave to appeal against that ruling refused, notwithstanding the fact that a newspaper and a radio station had pleaded guilty to and been punished for contempt of the “gravest character” in relation to their prejudicial reporting of the case. The test applied, similar to that applied in many of the cases and in many jurisdictions, was as follows:

…whether the risk of prejudice is so grave that no direction of the trial Judge, however careful, could reasonably be expected to remove it. (Lord Justice-General Emslie at p.122)

Reliance on the integrity of the jury and its ability to try the case fairly on the evidence, to put aside extraneous prejudice and to follow the directions of the judge is fundamental to the jury system itself. This was emphasised by Mason CJ and Toohey J in The Queen v Glennon (1992) 173 CLR 592:

In Murphy v The Queen (1989) 167 CLR 94 at p.99, we stated: “But it is misleading to think that, because a juror has heard something of the circumstances giving rise to the trial, the accused has lost the opportunity of an indifferent jury”. The matter was put this way by the Ontario Court of Appeal in Reg v Hubbert (1875) 29 CCC (2d) 279 at p.291: “In this era of rapid dissemination of news by the various media, it would be naïve to think that in the case of a crime involving considerable notoriety, it would be possible to select twelve jurors who had not heard anything about the case. Prior information about a case, and even the holding of a tentative opinion about it, does not make partial a juror sworn to render a true verdict according to the evidence.” To conclude otherwise is to underrate the integrity of the system of trial by jury and the effect on the jury of the instructions given by the trial judge. (at p.603)

This also reflected Lord Avonside’s views in Stuurman v HM Advocate [1980] JC 111 (at p.117):

It must be assumed that jurors will behave with propriety and that they will exclude from their deliberations all matters which were not given in evidence in court in the course of a trial. If this assumption is not made then trial by jury would be meaningless in this sense, that if it were accepted that directions in law might be disregarded or disobeyed the justification for trial by jury in indictment proceedings would collapse.”[8]

24.  Ribeiro PJ explained that there is good sense in regarding the jury, properly directed, is able to overcome prejudicial publicity in the vast majority of cases.  He gave two important reasons. First, with the passage of time, any recollection that a juror may have of adverse publicity can be expected to fade, lessening its prejudicial effect. Secondly, the jury may sensibly be credited with the ability to overcome any pre-trial prejudice because of the nature and atmosphere of the trial process. He endorsed the following remarks of Lord Hope in Montgomery v HM Advocate [2000] 2 WLR 779:

“The principal safeguards of the objective impartiality of the tribunal lie in the trial process itself and the conduct of the trial by the trial judge. On the one hand there is the discipline to which the jury will be subjected of listening to and thinking about the evidence. The actions of seeing and hearing the witnesses may be expected to have a far greater impact on their minds than such residual recollections as may exist about reports about the case in the media. This impact can be expected to be reinforced on the other hand by such warnings and directions as the trial judge may think it appropriate to give them as the trial proceeds, in particular when he delivers his charge before they retire to consider their verdict. (Internet transcript at pp.34-35 of 42)”[9]

25.  More recently, the issue of prejudicial pre-trial publicity was addressed in HKSAR v Kissel [2011] 3 HKLRD 1, [2014] 1 HKLRD 480. 

26.  I found the judgment of Macrae J (now Macrae JA), which was endorsed by the Court of Appeal,[10] particularly helpful in considering the present application.  He followed the principles as summarised in Lee Ming Tee (No.1) and went on to note that however careful or prudent the judge might be in his conduct of proceedings and judicial direction, there might be other types of prejudicial material or evidence, which should never ordinarily be disclosed to a jury, such as the prejudicial pre-trial reporting of a defendant’s confession, and which by virtue of the scale and quality of the publicity, so compromise a fair trial that a permanent stay should be ordered.  He noted that whatever the circumstances, the test to be applied was whether the risk of prejudice of pre-trial publicity was so great that no direction of the trial judge, however careful, could reasonably be expected to remove it.  Applying Stuurman v HM Advocate [1980] JC 111, he said this required a trial judge to assess the risk of prejudice and evaluate the effectiveness of the means to prevent it. 

27.  An important, and not to be underestimated, means to address any prejudice arising from pre-trial publicity is the use of proper and emphatic directions to the jury at the beginning and end of the trial, as well as on any other suitable occasions during the trial, that they should be directed to concentrate, as a matter of sworn duty, only on the evidence produced in court, to disregard emotive considerations and to based their findings of fact and their verdict on an objective appraisal of the evidence present in court, uninfluenced by anything else. 

28.  As is now a standard direction, a jury should also be told not to search or discuss the case specifically by using the internet, as to do so would be to confound the objective of ensuring a fair trial for the defendant by considering only the evidence adduced in court. They should be further told that such research may affect their decision, whether consciously or unconsciously, yet neither side at trial would know what consideration might be entering into their deliberations and would therefore not be able to address arguments about them. 

29.  The Court of Appeal[11] in endorsing the judgment of Macrae J, also emphasised:

“115. In our system of the administration of justice, the court must act on the assumption that the jury will act in good faith, on the evidence and in accordance with the directions of the judge. “[T]he entire system of trial by jury is based upon the assumption that the jury will follow the instructions which they receive from the trial judge and that they will return a true verdict in accordance with the evidence.” (per Lord Hope of Craighhead in Montgomery v HM Advocate [2003] 1 AC 641 at 674B) “Juries follow the directions which the judge will give them to focus exclusively on the evidence and to ignore anything they may have heard or read out of court.” (per Lord Phillips CJ in R v Abu Hamza [2007] QB 659 at 684E).

30.  The Court cited with approval[12] the comments of Sir Anthony Mason CJ in R v Glennon (1992) 173 CLR 592 at 603:

“The possibility that a juror might acquire irrelevant and prejudiced information is inherent in a criminal trial. The law acknowledges the existence of that possibility but proceeds on the footing that the jury, acting in conformity with the instructions given to them by the trial judge, will render a true verdict in accordance with the evidence.”

31.  The Court also cited with approval[13] the following comments from R v Abu Hamza [2007] QB 659:

“For what it is worth, this judge’s experience leads him to endorse the conclusion that lawyers are occasionally unwisely dismissive of juries. Almost universally, they approach their task and their oath with conspicuous conscientiousness. They are often unavoidably faced with inadmissible evidence which they must discount, especially in the case of several defendants, and experience strongly suggests that, whilst desirable, it is not necessary for them to be kept wholly ignorant of such evidence in order to be able to reach a careful decision which takes no account of it. Extensive publicity and campaigns against potential defendants are by no means unknown in cases of notoriety. Whilst the law of contempt operates to minimise it, it is not always avoidable, especially where intense public concern arises about a particular crime and a particular defendant before any charge is brought. Jurors are in such cases capable of understanding that comment in the media might or might not be justified and that it is to find out whether it is that is one of their tasks. They are capable of understanding the allegations which have been made may be true or may not be and that they, the jury, are to have the opportunity and responsibility of hearing all the evidence which commentators in the media have not and of deciding whether in fact the allegations are true or not. They are not surprised to be warned not to take at face value what appears in the media, nor are they these days so deferential to politicians as to be incapable of understanding that they should make no assumptions about whether any statements made by such people are justified or not. They are also capable of understanding and habitually apply the direction that they are given about the standard of proof.”

32.  I have been referred to the South Australian Court of Appeal decision of R v Simpson [1999] SASC 348 where Doyle CJ set out the relevant principles in relation to a stay application on the ground of prejudicial pre-trial publicity.  Doyle CJ observed that:

“23 Criminal justice is always administered in the public gaze. There is considerable public interest in the administration of criminal justice. Judges are mindful of the fact that the print medium, radio and television regularly feature items relating to particular cases, to the administration of criminal justice generally, and to crime in the community. All sorts of information and attitudes are communicated in this manner. It is pointless and impossible to attempt to isolate a jury from this material. Indeed, it would seem counterproductive to do so, because the jury is drawn from the community and should represent the community. Jurors come to their task with information and attitudes about crime and criminal justice that are influenced by the sources to which I have referred, and the administration of criminal justice must accommodate that fact. It is at that point that the assessment by the trial judge of the impact on a jury of the relevant prejudicial material becomes critical, as does the trial judge’s assessment of his or her ability to deal with the situation by directions to the jury, and the trial judge’s assessment of the ability of the jury to put prejudicial material out of their minds. There is nothing new in this, but I make these points because it is important that the courts take a realistic approach to claims that a fair trial has become impossible because of prejudicial publicity, but at the same time not lose sight of the importance of securing a fair trial to the extent that a court can. …

24     The courts have stressed time and again that in considering the course that should be followed in the face of prejudicial publicity, trial judges and courts of appeal must and do proceed on the basis that jurors are able to and will act in conformity with instructions given by the trial judge to ignore extraneous prejudicial material, and to act only on the evidence given at the trial. …”

33.  The test in relation to pre-trial publicity is “whether it would be oppressive for the trial to proceed because the likely effect of prejudice is so grave that no direction by a trial judge, however careful, could reasonably expect to remove it”.[14]

34.  Where an application to stay proceedings is made on the basis of prejudicial pre-trial publicity, the defendant has to show on the balance of probabilities that there is a real risk that a fair trial is not possible.[15]

The 2nd defendant’s argument

35.  In a rather unusual submission, Mr Kwok argues that the prejudicial pre-trial publicity is incurable by any direction to the jury because a juror may have been the publisher of the prejudicial publicity, constituting actual or apparent bias.  His argument continues along the line that even if the Court permitted the 2nd defendant to challenge a juror by cross-examining him or her for cause, pursuant to section 29 of the Jury Ordinance, Cap 3, this would involve him in identifying the prejudicial pre-trial publicity and referring to the social mediums where the case has been discussed in extreme and adverse terms which would then alert the challenged juror of the subject matter, causing prejudice to the 2nd defendant. 

36.  I found no substance to this argument.  It presupposes that a potential juror has engaged in publishing extreme and adverse comments about the case and the defendants, and that he would be entitled to cross-examine a potential juror about the matter which by doing so would then influence them adversely against the 2nd defendant.  The two social mediums that he has referred to involved only a small number of participants and there is little, if any, evidence to indicate that there has been any widespread and significant coverage beyond what has been said in the social mediums concerned.  The argument also ignores the relevant authorities that I have already referred to in relation to the role of a jury in our criminal justice system and the faith that is placed in the jury to abide by directions and fulfil their oath to ensure a fair trial for a defendant.

Conclusion

37.  I dismiss the application as it seems clear to me that on an appraisal of the contents of the articles, and the discussions on the social mediums, by reference to when and how they occurred, and the scale of their audience or participants, that the passage of time will mitigate against any serious or lasting prejudice.  But the principal basis for dismissing this application is the courts’ faith in the jury system, and that there is good reason in regarding the jury, properly directed, to be able to overcome prejudicial publicity in the vast majority of cases.  In my opinion, a jury properly directed can overcome the issue of any adverse publicity as claimed to have occurred in the present case.  I should also add that the case has been adjourned for the trial to take place in September 2017 and therefore any recollection that a juror may have of the adverse publicity can be expected to fade considerably, if not totally. 

38.  For the foregoing reasons, I do not consider to the requisite standard that the risk of prejudice is so grave that no direction from the Court could reasonably be expected to remove it.

39.  To ensure that the jury is properly directed, I attach a proposed direction that I will give to the jury panel and which, with appropriate changes or amendments, will be repeated throughout the trial. 

 (Kevin Zervos)
 Judge of the Court of First Instance
 High Court

Mr Jonathan Man, SADPP, and Mr Gary Leung, SPP of Department of Justice, for HKSAR

Mr Douglas Kwok, instructed JCC Cheung & Co., assigned by Director of Legal Aid, for the 2nd defendant

Proposed Direction to the Jury Panel

I understand that there may have been newspaper reports and other commentary that have also been posted online relating to this case and to the defendants.  It appears that the reports and other commentary may have gone into some detail.  If you have read or heard anything about this case or the defendants in such a way that it has left a remaining impression on you, please let me know at the time when your name is called out.  In other words, it is a matter that you can recall and remember. I should add that I may ask you to inform me in writing what it is that you recall or remember about the case or the defendants.

This case concerns five defendants.  They are Chan Yiu Shing, Cheng Wai Shing, Rizzy Pennelli, Wu Kai Fu, and Man Ting Lock.  They are to stand trial on an indictment containing five counts or charges.  The first count alleges that they conspired to make explosives between 28 May 2015 and 14 June 2015.  The second count alleges that Cheng Wai Shing possessed explosives on 14 June 2015 at the ex ATV building, Ho Chung, Sai Kung.  The third and fifth counts allege that Rizzy Pennelli possessed explosives on 14 June 2015 at the ex ATV building and on 14 June 2015 at Flat B, Second floor, Block 6, Costa Bello, Sai Kung, respectively.  The fourth count alleges that Chan Yiu Shing possessed explosives on 14 June 2015 at an outside room H, second floor, Kwong Wing building, 18 Shan Tung Street Mong Kok.

If you know or are familiar with this case or any of the persons involved, then you should indicate that to me at the time when your name is called out. 

Those of you who will be selected as the jury, will swear an oath, or take an affirmation, that is, that you will solemnly, sincerely declare and affirm, that you will give a true verdict in the case according to the evidence. 

As I told you earlier, there may have been newspaper reports and other commentary that have also been posted online relating to this case and to the defendants.  You must ignore any report or social medium discussion of that sort.  Your duty in this trial is to return a verdict upon the evidence that you have heard in this court room.  It is most important that you put out of your minds, when considering your verdicts, anything which you may have read or heard or seen in the media or elsewhere concerning this case or any of the defendants.

Your role as a jury if you are selected in this trial will be that of a judge.  You will by taking the oath or making an affirmation become a judge in this trial, namely, a judge of fact.  You as a jury alone have the role of returning the verdicts in this trial.  You listen to the evidence and consider closely the evidence in the trial and to give a true verdict according to the evidence.  You must have some of the understanding of the qualities that you must bring in your role as the judge of fact.  As a judge of fact you will decide the issues based only on the evidence led in this trial, not on what someone else might have said elsewhere, for example in a newspaper or other media report or through the Internet.  As a judge of fact you must act fairly and impartially.

You are reminded to arrive at your verdict solely based on the evidence presented to you in the courtroom and upon the basis of my legal directions, otherwise it will contradict your oath or affirmation and the central principle of our legal system.  Hence, you should disregard anything from other sources, including rumours, articles, reports in newspapers, radio and television, because such reports might be incomplete or possibly out of context. 

In addition, you must not be tempted to investigate the incident, visit or inspect any place connected with the incident giving rise to the charges or obtain information elsewhere about the case in general or about other matters that are raised during the trial, including persons or issues connected with the case.  Do not use the Internet, for example, Google, to find out something which you think might assist you in coming to a decision or simply out of curiosity.  The reason for this is that if you were, unknown to the prosecution and defence, to conduct your own research, inquiry or investigation, they would not be in a position to comment on or otherwise deal with it and that would not be fair.  You are reminded that your function is to make a decision based only on the evidence that is placed before you. 



[1]  Yeung Chun Pong v Secretary for Justice (2006) 9 HKCFAR 836, [40]. 

[2]  See HKSAR v Chan Kong On [2011] 2 HKRD 1085, [54] (CA); Attorney General v Charles Cheung Wai-Bun [1993] HKCLR 249, 253 (PC).  See also Secretary of State for the Home Department v CC [2013] 1 WLR, 2171, [82]-[87].

[3]  At 148I-149A.

[4]  At 150D-151C.

[5]  At 189D-E.

[6]  At 189E-G.

[7]  At 190A-B.

[8]  At 190B-191C.

[9]  At 192C-E.

[10]  [2014] 1 HKLRD 480.

[11]  [2014] 1 HKLRD 480.

[12]  At [116].

[13]  At [119] and [120].

[14]  See Lee Ming Tee (No.1).

[15]  See HKSAR v Yip Kai-foon [1999] 1 HKLRD 277; R v Taylor & Taylor (1994) 98 Cr App R 361. 

[2018] HKCFI 314-EN-2017-02-28

HKSAR v. CHAN YIU SHING AND OTHERS

HTML content

(Ruling 10)

HCCC 41/2016

[2018] HKCFI 314

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF FIRST INSTANCE

CRIMINAL CASE NO 41 OF 2016

_______________

 HKSAR 
 v 
 CHAN Yiu-shing1st Defendant
 CHENG Wai-shing2nd Defendant
 PENNELLI Rizzy3rd Defendant
 WU Kai-fu4th Defendant
 MAN Ting-lock5th Defendant

_______________

Before: Hon Zervos J in Court
Dates of Hearing: 17 and 20 February 2017
Date of Ruling: 28 February 2017

_____________________________________________________________

RULING ON THE APPLICATION FOR SEVERANCE

_____________________________________________________________

Introduction

1.  On 15 February 2017, I ruled that the video recorded caution statements and the reconstruction of the 5th defendant were admissible.  This has brought a response from the other defendants, namely, the 1st to 4th defendants, in the form of an application for a separate trial from the 5th defendant. 

2.  The basis of the application stems from what the 5th defendant said about the other defendants in his out of court statements in relation to Count 1 (the conspiracy count).  The other defendants have not made out of court statements, and the evidence against them is largely circumstantial.[1]

3.  Even though the 5th defendant’s out of court statements are only admissible against him, the four defendants complain that what the 5th defendant said about them is so prejudicial that no direction from the Court or any other remedial measure would avoid the jury from improperly taking them into account when considering separately the case against each of the four defendants.  In other words, the 5th defendant’s statements would deprive the four defendants of a fair trial. 

Power to order a separate trial

4.  The court has the power to order the separate trial of the accused or of offences that are properly joined in one indictment, pursuant to section 23(3) of the Criminal Procedure Ordinance, Cap 227.

5.  Section 23(3) reads: 

“Where, before trial or at any stage of a trial, the court is of opinion that a person accused may be prejudiced or embarrassed in his defence by reason of being charged with more than one offence in the same indictment, or that for any other reason it is desirable to direct that the person should be tried separately for any one or more offences charged in an indictment, the court may order a separate trial of any count or counts of such indictment.”

6.  The discretion of the court under section 23(3) is wide but like all discretions it must be exercised judicially.  Guidance has been given as to how to exercise the discretion by Lord Pearson in Ludlow v Metropolitan Police Commissioner[2] who was then addressing the English equivalent of our section, section 5(3) of the Indictments Act 1915.  He said:

“…the manifest intention of the Act is that charges which either are founded on the same facts or relate to a series of offences of the same or a similar character properly can and normally should be joined in one indictment, and a joint trial of the charges will normally follow, although the judge has a discretionary power to direct separate trials under section 5(3). … The judge has no duty to direct separate trials under section 5(3) unless in his opinion there is some special feature of the case which would make a joint trial of the several counts prejudicial or embarrassing to the accused and separate trials are required in the interests of justice. In some cases the offences charged may be too numerous and complicated…or too difficult to disentangle…so that a joint trial of all the counts is likely to cause confusion and the defence may be embarrassed or prejudiced. In other cases objection may be taken to the inclusion of a count on the ground that it is of a scandalous nature and likely to arouse in the minds of the jury hostile feelings against the accused…”[3] (Emphasis added)

7.  The application of the principles as stated by Lord Pearson will very much depend upon the individual facts of particular cases. 

The severance applications

8.  Counsel for the defendants made the severance application in very broad and general terms without identifying the alleged prejudicial statements of the 5th defendant, and how such statements would prejudice or impact on the fair trial of the defendants.  I requested that counsel address me on these matters in writing.

9.  At the hearing on 20 February 2017, I was informed by Mr Randy Shek, for the 1st defendant, that he was no longer pursuing the application and would deal with the issue by agreeing with the prosecution to have the names of the four defendants mentioned by the 5th defendant removed and replaced by some anonymous reference, such as a letter of the alphabet. 

10.  Mr Douglas Kwok, for the 2nd defendant, said he needed time to consider his position in relation to the application but had not provided anything in writing as requested by the Court. 

11.  Mr John Haynes, for the 3rd defendant, said he was pursuing the application and submitted a written submission, setting out what the 5th defendant said about his involvement with the other defendants, in particular, the 3rd defendant.  

12.  Mr Thomas Iu, for the 4th defendant, said he was not pursuing the application, but later seemed to change his position. 

13.  Mr Jonathan Man, for the prosecution, opposed the application, although he changed his position during the course of oral submissions.  He initially referred me to the case of R v Wu Yin Wor,[4] where the Court of Appeal noted that difficult matters sometimes arise during the trial process that a judge or jury are expect to address.  He quoted the following passage from that case:

“It was put to Mr. Sanguinetti, in the course of argument, that what he has described as unnecessary and perhaps prejudicial mental gymnastics which the Judge might have to perform under such circumstances are precisely the kind of gymnastics that Judges and juries do have to perform when, in the course of a trial, statements of co-accused are produced in which matter adverse to the interest of a particular prisoner is contained. Such instances are frequent and it has not been suggested that that task is beyond the powers of the jury. Neither should such a task be beyond the powers of a Judge or magistrate sitting alone.”

14.  Mr Man then went on to refer to HSKAR v Wong Lin Hung & Ors,[5] where the issue before the Court of Appeal concerned the putting into evidence at trial the video recorded interview of the appellant’s co-accused, which was completely exculpatory but contained allegations against the appellant which were, it was submitted, prejudicial.  The Court referred to the case of R v Bowen[6]from which the following sentence was quoted with approval:

“to put (the co-defendant) statements as to the time of the offence to the jury and tell them they were not evidence against (the defendant) was to ask them to perform a feat of mental gymnastics of which they should not be expected to be capable.”

15.  The Court noted that unlike in the case of Bowen, it was never the intention to rely on the content of the co-accused of the appellant as evidenced against him and that the judge had repeatedly reminded the jury that they must not do so. 

16.  More to the point in addressing his argument, Mr Man referred to the case of R v Chau Wai Keung & Anor.[7]  In that case the Court of Appeal held that the prejudice of admitting the statements of a co-defendant was not so strong that no jury could possibly put them from their mind in relation to other defendants, and in any event the prejudice could be cured by a firm and clear direction in the summing up. 

17.  The Court explained that the question of possible prejudice to the other defendants arising from the use of co-defendant’s statements against him should be considered in light of the admissible evidence against the other defendants.  In that case, as there was ample evidence before the jury in relation to one of the other two defendants, the Court noted that it was unlikely that the prejudicial statements would have influenced the jury despite the judge’s direction.  As to the other defendant, the Court noted that even though the evidence was less strong against him, there was no real danger of the jury taking into account the co-defendant’s statements when considering the evidence against him. 

18.  The Court adopted the reasoning of Lord Widgery CJ in R v Lake.[8] In that case, an application to order separate trials on the grounds that the co-accused had made statements naming the appellant was refused.  Lord Widgery CJ said:

“The judge declined to order separate trials and we think that he was right. It has been accepted for a very long time in English practice that there are powerful public reasons why joint offences should be tried jointly. The importance is not merely one of saving time and money. It also affects the desirability that the same verdict and the same treatment shall be returned against all those concerned in the same offence. If joint offences were widely to be tried as separate offences, all sorts of inconsistencies might arise. Accordingly it is accepted practice, from which we certainly should not depart in this Court today, that a joint offence can properly be tried jointly, even though this will involve inadmissible evidence being given before the jury and the possible prejudice which may result from that. Of course the practice requires that the trial judge in such a case should warn the jury that the evidence is not admissible, and this trial judge was certainly not lacking in his duty in that regard because he on no less than eleven occasions pointed out to the jury that the evidence in question was not admissible.

However, the question of severance is primarily one for the judge. The discretion was properly exercised in the present instance and notwithstanding the fact that there must have been some risk of prejudice, the decision of the judge was, we think, right. Of course if a case is strong enough, if the prejudice is dangerous enough, if the circumstances are particular enough, all rules of this kind must go in the interests of justice but this is not the sort of case in which the ordinary rule of practice, in our judgement, will operate unduly to the detriment of the accused and, therefore, it is a case in which we should apply the ordinary rule.”[9]

19.  The ordinary rule referred to by Lord Widgery CJ was a reference to the proposition that persons accused of taking part in the same crime should be jointly tried.[10] In such cases, Lord Widgery CJ adopted the test in R v Smith,[11] that “if one totally disregarded the prejudicial evidence, would a jury be expected to convict upon what remained and, if they did convict, would the court regard the conviction as one which was safe and satisfactory to allow to remain.”  This test also found favour with the Court of Appeal in Chau Wai Keung, but it seems to be a more appropriate test when the issue is being considered by an appellate court. 

20.  As a fallback position, Mr Man referred to Silcott & Ors[12] where the names of other defendants in a co-defendant’s caution statement were given an anonymous reference.  It was at this stage in oral submissions that Mr Man abandoned his primary ground and said that the prosecution was prepared to excise from the 5th defendant’s statements references to the other four defendants and refer to them anonymously by a letter of the alphabet. 

21.  When I pointed out the consequences to the prosecution case by taking this position, Mr Man reverted back to his primary ground.  What I pointed out was that Count 1 alleged a conspiracy to make explosive substances by all five named defendants and that the case against the 5th defendant relied on his admissions regarding what he had said and done with the other named defendants.  By removing their names, the prosecution case was left with the 5th defendant having said and done things with unknown persons where the conspiracy count named his co-conspirators. 

22.  The position taken by Mr Shek and Mr Kwok for their respective defendants was to rely on the prosecution’s proposal to remove the names of the four defendants, and any reference to them, from the 5th defendant’s statements. 

23.  Mr Haynes maintained his application for severance.  He referred to the numerous references to the 3rd defendant by the 5th defendant in his statements which he submitted tended to suggest that the 3rd defendant was responsible for the 5th defendant’s involvement in the matter.  In addition, he referred to other references that he described as highly prejudicial, concerning their membership in the organisation “the National Independent Party” and that they intended to use smoke grenades to cause chaos. 

24.  Mr Haynes cited R v O’Boyle,[13] where Lord Lane CJ, giving the judgment of the Court of Appeal, referred to the authorities of R v Grondkowski and Malinowski[14] and R v Miller,[15] for the general rule that conspirators should be tried together in order, amongst other things, to avoid each taking advantage of the other’s absence to secure an unjust acquittal, but in the wholly exceptional circumstances of that case concluded that the judge exercised his discretion wrongly by not ordering separate trials.  In that case, the appellant was charged with two separate conspiracies on two counts.  On the second count, he was charged together with a co-defendant.  A statement which was said to be a confession was ruled inadmissible against him but the co-defendant sought to cross-examine him on that statement.  The appellant submitted at trial that such cross-examination of him was irrelevant and thus should not be allowed, and in the alternative if relevant, a separate trial should be ordered.  The trial judge rejected both submissions and in consequence the appellant wished to give no further evidence and refused to re-enter the witness box.  The trial judge ordered him to return to the witness box which he did.  The facts and circumstances of that case were exceptional and not apposite to the present case. 

25.  At this stage, Mr Iu adopted Mr Haynes’ submissions, but added that the 5th defendant’s admissions went further than the conspiracy particularised in Count 1, as the 5th defendant said they were intending to use smoke bombs to cause chaos at the demonstration outside the Legislative Council when the political reform proposal was fixed to be voted upon in June 2015.  That maybe so, but the issue for the jury is whether the admissions of the 5th defendant if accepted as true prove the conspiracy alleged against him so that they are sure.  He also noted that there was no evidence against the other four defendants that they were members of the National Independent Party or that they were intending to use the smoke bombs to cause chaos at the demonstration outside the Legislative Council. 

26.  As I will explain this can be dealt with by an appropriate direction to the jury.  The courts place great faith in juries, and that they will abide by directions in accordance with their oath. 

Discussion

27.  In the present case, the 5th defendant is charged with having conspired with the other defendants to make explosives.  It has been held that only in exceptional cases will separate trials be ordered for two or more defendants who are jointly charged with participation in one offence.  Clearly as a general rule, it is in the public interest that defendants that are jointly indicted should be tried together.  It would only be in exceptional circumstances, where the interests of justice so demand, that separate trials would be ordered.  Such exceptional circumstances may be where the case is long or complicated and therefore desirable to order separate trials.[16] 

28.  In cases of conspiracy there is a high desirability of trying co-conspirators together.  As a general proposition this is based on sound practical sense and fundamental legal principles.[17] 

29.  In any event, there is no rule of law that separate trials should be ordered where an essential part of one defendant’s defence amounts to an attack on the co-defendant, although it is a matter that a court should take into account in deciding whether or not to order separate trials.[18]

30.  It is accepted, however, depending upon the circumstances of the case, that the prejudice to co-defendants from incriminating remarks made in interview can sometimes be mitigated by suitable editing.[19]

31.  The power under section 23(3) will only be exercised where there is a special feature in the case which would make a single trial prejudicial or embarrassing to the accused or for any other reason that the court would exercise its discretion to order separate trials. 

32.  Ultimately the question as to whether to exercise the power will depend on how the interests of justice are best served, taking all the circumstances and interests into account but bearing in mind the accused’s right to a fair trial.  So when we talk about whether there is a special feature in the case that would make a single trial prejudicial or embarrassing to the accused or for any other reason we are in fact saying is there a good reason to order a separate trial because of the real risk that the trial will result in unfairness to the accused or offend the interests of justice.

33.  After careful consideration, I am of the view that the severance application should be refused. 

34.  In cases where multiple defendants are jointly charged with an offence such as a conspiracy offence, it is clearly in the interests of justice that they be tried together.  It is not uncommon in such cases for co-defendants to make allegations against each other in contesting the offence. 

35.  It has been said that fairness is judged in practical and not absolute terms, and that the court places its faith primarily in the efficacy of measures available to overcome any potential unfairness. 

36.  In the case of a trial before a judge and jury what should not be overlooked, or underestimated, is the role of a jury and the faith that is placed in the jury to abide by directions and fulfil their oath to ensure a fair trial for a defendant.[20]

37.  I have considered the contents of the 5th defendant’s statements, and broadly speaking he talks about his involvement in the National Independent Party, his gatherings with the 1st, 2nd and 3rd defendants and others, the preparation and testing of smoke bombs, two visits to Ho Chung and the use of the smoke bombs to cause chaos at the Central Government Offices at the time of the voting of the political reforms in June 2015. 

38.  The suggestion of replacing the references to the defendants in the 5th defendant’s statements with a letter of the alphabet is neither appropriate nor practical.  The prosecution case against the 5th defendant is based on his admissions about his dealings with the other defendants as alleged in the conspiracy count.  It will only confuse the jury as why the persons are referred to by an alphabetical letter when it is alleged that he and the other defendants conspired together to make explosives, in the form of smoke bombs.  The prosecution case also relies on surveillance evidence where it is alleged that they meet and gathered together on the occasions the 5th defendant describes in his statements.  I should add that the 5th defendant’s out of court statements is admissible evidence only against the 5th defendant, and this will be made clear to the jury. 

39.  In my view, the issue of the 5th defendant’s admissions in his out of court statements can be fairly and properly dealt with by giving full and proper directions to the jury.

Conclusion

40.  For the foregoing reasons, I refuse the application and the defendants will face trial together on the five counts as contained in the indictment. 

 (Kevin Zervos)
 Judge of the Court of First Instance
 High Court

Mr Jonathan Man, SADPP, and Mr Gary Leung, SPP of Department of Justice, for HKSAR

Mr Randy Shek, instructed by Bond Ng Solicitors, assigned by Director of Legal Aid, for the 1st defendant

Mr Douglas Kwok, instructed JCC Cheung & Co., assigned by Director of Legal Aid, for the 2nd defendant

Mr John Haynes, instructed by Krishnan & Tsang, assigned by Director of Legal Aid, for the 3rd defendant

Mr Thomas Iu, instructed by Jackson Ho & Co., assigned by Director of Legal Aid, for the 4th defendant

Mr Keith Fung, instructed by Tang, Wong & Cheung, assigned by Director of Legal Aid, for the 5th defendant



[1]  It was alleged that the 3rd defendant made a statement after he was cautioned but I have ruled it inadmissible.

[2]  [1971] AC 29.

[3]  At 41.

[4]  CACC 193/1983, 6 May 1983, unreported.

[5]  CACC 52/2011, 30 January 2013, unreported.

[6]  [1972] Crim LR 312.

[7]  [1993] 2 HKC 332.

[8]  (1977) 64 Cr App R 172.

[9]  At 175.

[10]  See R v Moghal (1978) 65 Cr App R 56. 

[11]  (1966) 51 Cr App R 22.

[12]  [1987] Crim LR 765.

[13]  (1991) 92 Cr App R 202.

[14]  (1946) 31 Cr App R 116.

[15]  (1952) 36 Cr App R 169.

[16]  See Lord Pearson’s illustration in the quoted passage of Ludlow.

[17]  See the observations of Devlin J in R v Miller (1952) 36 Cr App R 169. 

[18]  See Grondkowski and Malinowski.

[19]  See R v Silcott and Others [1987] Crim L R 765, to which I have already referred, where Hodgson J ordered that any reference to a co-defendant in an interview be substituted with a reference to a letter of the alphabet.

[20]  Lee Ming Tee (No.1) at 189D-E.

[2018] HKCFI 313-EN-2017-02-24

HKSAR v. CHAN YIU SHING AND OTHERS

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(Ruling 9)

HCCC 41/2016

[2018] HKCFI 313

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF FIRST INSTANCE

CRIMINAL CASE NO 41 OF 2016

_______________

 HKSAR 
 v 
 CHAN Yiu-shing1st Defendant
 CHENG Wai-shing2nd Defendant
 PENNELLI Rizzy3rd Defendant
 WU Kai-fu4th Defendant
 MAN Ting-lock5th Defendant

_______________

Before: Hon Zervos J in Court
Dates of Hearing: 23 and 24 February 2017
Date of Ruling: 24 February 2017

_____________________________________________________________

RULING ON THE 1st, 2nd AND 3rd DEFENDANTS’ APPLICATIONS FOR BAIL

_____________________________________________________________

1.  Yesterday on the 13th day of the 18days set aside for the trial of this case, I adjourned the case to 18 August 2017 with dates set aside for the trial from 1 September 2017. This was due to the ongoing issues concerning the nature and state of the prosecution case and the array of applications made by the defence that I had to address. So far I have handed down the following rulings: Reasons for Ruling on Amendments and the Indictment (Ruling 1); Ruling on the 3rd Defendant’s Application for Bail (Ruling 2); Direction (Ruling 3); Ruling on the Admissibility of the 5th Defendant’s Caution Statements and Reconstruction Video (Ruling 4); Ruling on the Admissibility of the 2nd Defendant’s Identification Evidence (Ruling 5); Ruling on the Admissibility of the 3rd Defendant’s Alleged Statement (Ruling 6); Ruling on the Application for Police Officer Witnesses to Give Evidence Behind a Screen (Ruling 7); and Reasons for Ruling on the Admissibility of Expert Evidence (Ruling 8). In addition, I will be handing down the following rulings: Ruling on the Application for Severance (Ruling 10); Ruling on the Application to Permanently Stay the Proceedings (Ruling 11); and Ruling on the Admissibility of Documentary Exhibits (Ruling 12). There is outstanding a further matter on the 3rd defendant’s acquittal of the previous Count 5 on which I have heard argument on 16, 17 and 23 February 2017. However, the prosecution have requested to present further argument on this matter and this has been adjourned to 18 August 2017.

2.  I have had to direct the prosecution to provide a case summary in relation to the conspiracy count (Count 1).  This was submitted on 15 February 2017.  However, during the course of hearing submissions in relation to the admissibility of documentary exhibits that the prosecution wish to rely upon, and as a result of the general state of the prosecution case and the recent filing of additional evidence, it was necessary that I further direct the prosecution to provide particulars as to (1) the object of the conspiracy alleged in Count 1 and the acts and declarations in furtherance of the conspiracy, including the overt acts of the conspiracy as alleged by the prosecution, and by reference to the evidence in relation to each of the defendants; and (2) the alleged explosive or explosives that the prosecution say were capable of being made by the explosive substances particularised in each of the remaining possession counts against the defendant concerned. 

3.  As a result of the adjournment of these proceedings, I have received applications for bail from the 1st, 2nd and 3rd defendants.  The prosecution opposed the applications. 

4.  I note that the 4th and 5th defendants had been granted bail very early in these proceedings with conditions, including, that they make a cash deposit, not to leave Hong Kong and surrender all travel documents and that they report to the police. 

5.  I have borne in mind the principles of bail in relation to these applications.  A court may take into account a range of relevant matters when deciding whether or not to grant bail.  The presumption of bail can be rebutted by the nature of the offence, the risk of danger to the public, or the likelihood that the trial could be affected by the defendant absconding or influencing the witness.  There is also the factor of unreasonable delay.  See HKSAR v Vu Thang Duong [2015] 2 HKLRD 502, at paragraphs 13 to 16.

6.  I have taken into account when considering these applications the nature and state of the case, and the evidence against each of the defendants.  It is apparent that the allegations made against the defendants have changed and appear to be not as serious as the ones first made.  For instance, the principal count is no longer alleging a conspiracy under section 54 to cause an explosion, or making or keeping an explosive with intent to endanger life or property, but instead a conspiracy under section 55 of making explosive substances, namely, in the form of smoke bombs.  The offence is still serious because the circumstances in which such smoke bombs may be used could have serious consequences to the safety and wellbeing of others.  The possession counts variously allege certain explosive substances which concern particular types of explosives. 

7.  I inquired of Mr Jonathan Man, for the prosecution, as to the nature and degree of dangerousness of the explosives that the prosecution allege were capable of being made from the ingredients particularised in each of the possession counts.  This matter had not been addressed, or not adequately addressed, in the two expert reports.  The prosecution allege the following explosives capable of being made under the possession counts: Count 2 against the 2nd defendant is thermite, Count 3 against the 3rd defendant is thermite, Count 4 against the 1st defendant is TATP, thermite and smoke bombs, and Count 5 against the 3rd defendant is TATP and smoke bombs.  From the prosecution materials and what I have been told by Mr Man, the thermite that was capable of being made would have emitted an extremely high temperature, and that any TATP capable of being made required the active ingredients of acetone and hydrogen peroxide.  I have borne in mind the ingredients in question in relation to each of the possession counts and the quantities involved. 

8.  On 8 June 2016, the 1st and 2nd defendants were convicted of possession of an offensive weapon, namely chilli oil, for which they received a sentence of imprisonment of 9 months and 6 months respectively.  They have both served their sentences in relation to this offence although I am informed that they are appealing the conviction.  The 1st defendant also has a prior conviction for making or possessing an explosive for which on 26 March 2010 he was ordered to serve 240 hours of community service.  The 1st and 2nd defendants were arrested for the offence of possession of an offensive weapon on 21 March 2015 who were both put on court bail.  It was whilst they were on court bail that they were arrested for this offence on 14 June 2015.  It was this matter in particular that caused me to give their applications anxious consideration.

9.  It is primarily on the basis that the defendants are likely to reoffend that Mr Man opposes their applications. 

10.  The 3rd defendant has a clear record and I have addressed his particular background and circumstances in the ruling I gave on his previous application for bail on 7 February 2017 (Ruling 2). 

11.  All three defendants are prepared to subject themselves to the usual conditions of bail, namely, providing a cash deposit, restrictions as to travel and reporting conditions.  There is an issue as to whether they are likely to reoffend whilst on bail but this needs to be taken into account together with all the other factors relevant to their applications. The defendants have been in custody since 14 June 2015 and as a result of the case now being adjourned to September of this year, it will mean that they would have been in custody for nearly 2 years and 3 months.  I have borne this matter in mind.

12.  I have asked the defendants whether they are prepared to abide by the following condition:

“The defendant undertakes, as well as agrees as a condition of bail, that he will not make any form of inquiry into, or any form of dissemination of information or materials relating to, the making and use of any form of explosives, or like or related substances or devices, and will not discuss the making of, or attempt to make, or make any form of explosives, or like or related substances or devices, and will not in any way inquire into or deal with the ingredients of any form of explosives, or like or related substances or devices. For the avoidance of any doubt, the defendant can communicate with his legal representatives about his case in relation to these matters.”

13.  Counsel for the defendants have discussed this undertaking and condition and confirm that their clients understand and agree with it.  I will also confirm the matter with each of the defendants directly. On this basis, I will grant bail and will discuss and fix other conditions of bail in light of the circumstances of each defendant.

 (Kevin Zervos)
 Judge of the Court of First Instance
 High Court

Mr Jonathan Man, SADPP, and Mr Gary Leung, SPP of Department of Justice, for HKSAR

Mr Randy Shek, instructed by Bond Ng Solicitors, assigned by Director of Legal Aid, for the 1st defendant

Mr Douglas Kwok, instructed JCC Cheung & Co., assigned by Director of Legal Aid, for the 2nd defendant

Mr John Haynes, instructed by Krishnan & Tsang, assigned by Director of Legal Aid, for the 3rd defendant

[2018] HKCFI 312-EN-2017-02-23

HKSAR v. CHAN YIU SHING AND OTHERS

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(Ruling 8)

HCCC 41/2016

[2018] HKCFI 312

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF FIRST INSTANCE

CRIMINAL CASE NO 41 OF 2016

_______________

 HKSAR 
 v 
 CHAN Yiu-shing1st Defendant
 CHENG Wai-shing2nd Defendant
 PENNELLI Rizzy3rd Defendant
 WU Kai-fu4th Defendant
 MAN Ting-lock5th Defendant

_______________

Before: Hon Zervos J in Court
Date of Hearing: 15 February 2017
Date of Ruling: 17 February 2017
Date of Reasons for Ruling: 23 February 2017

_____________________________________________________________

REASONS FOR RULING ON THE ADMISSIBILITY OF EXPERT EVIDENCE

_____________________________________________________________

1.  In this trial the prosecution will seek to adduce the expert evidence in relation to explosives from two police officers, namely, Superintendent of Police Adam Roberts (PW46) and Chief Inspector of Police Nastor Lai (PW47).

2.  Mr Douglas Kwok, for the 2nd defendant, objected to the admissibility of the expert evidence.  I ruled against the objection and said I would give my reasons for doing so which I now do. 

3.  Mr Kwok argued that because “explosive substance” is defined under the Crimes Ordinance, Cap 200, any opinions the experts may give about a certain substance is an opinion of the law and therefore not admissible.

4.  Under section 52 of the Crimes Ordinance it is provided that “ “explosive substance” shall be deemed to include any materials for making any explosive substance; also any apparatus, machine, implement or materials used, or intended to be used, or adapted for causing, or aiding in causing, any explosion in or with any explosive substance; also any part of any such apparatus, machine or implement.”

5.  I had difficulty understanding the point that Mr Kwok was seeking to make.  The Ordinance provides a definition of an explosive substance which is inclusive and not exhaustive.  It is still a matter for the tribunal of fact when deciding whether a criminal offence has been committed under the offences of Part VII to be guided by the definition as provided.  It includes “any materials for making any explosive substance”.  As one would expect, it is in relation to the materials necessary for the making of an explosive substance that is addressed by the two experts in their reports.

6.  Mr Kwok’s main complaint as refined in oral submissions concerned PW46’s statement at paragraph 5.3.4 of his expert report where he stated:

“Both Aluminium powder and iron oxide are used in non-explosives related applications, for example, for paint pigments. I have discounted these applications in this case due to the context in which the exhibits were recovered.”

7.  Mr Kwok argued that PW46 by stating he discounted the non-explosive related applications was expressing an opinion outside his expertise, and further by this statement, he was seeking to address the ultimate issue in the case.

8.  First, it needs to be appreciated that PW46 in this paragraph was explaining what he had taken into account when forming the opinion that he expressed at paragraph 5.1 which was that a combination of the quantity of aluminium powder and iron oxide recovered at the ex-ATV building “could have produced approximately 390 gm of a thermite mixture, which is a pyrotechnic substance having the main effect of producing extreme heat”. 

9.  What PW46 stated in paragraph 5.3.4 was one of the matters he had taken into account when forming his opinion.  The nature and mixture of the substances and their application are, in any event, matters within PW46’s expertise. 

10.  Secondly, it may be viewed, that PW46 by this statement was not giving evidence in relation to the ultimate issue in the case, but even if he was, given the nature and context of this statement it is, in my view, permissible for him to do so. 

11.  It is now established that in the context of criminal proceedings, an expert can give his opinion on the ultimate issue provided that the judge makes it clear to the jury that they are not bound by the expert’s opinion, and that the issue is for them to decide.  See HKSAR v Chin Kam Chiu, CACC 179/2004, 22 July 2005, unreported, per Lugar-Mawson J, giving judgment of the Court, at paragraph 124, where the Court adopted and applied R v Stockwell (1993) 97 Cr App R 260. 

12.  The rule of evidence at common law that an expert witness should not give evidence in relation to what is termed “the ultimate issue” in a case, namely, any fact in issue, has weaken considerably over recent times.  This is primarily due to the fact that the boundaries between acceptable expert opinion and the opinion that addresses the ultimate issue has become blurred because of the increasing complexity of evidential matters or issues that need to be addressed by the evidence of expert opinion.  This sometimes involves expert opinion on the ultimate issue in order to address complicated scientific or forensic matters as well as compliance with requirements or standards as seen in cases addressing accounting practices or professional standards. 

13.  It was Lord Taylor in Stockwell who accepted that if there was a rule prohibiting experts from giving an opinion on an ultimate issue, “… it has long been more honoured in the breach than the observance”.[1]

14.  In Chin Kam Chiu,[2] the following passage from Stockwell was quoted with approval:

“The rationale behind the supposed prohibition is that the expert should not usurp the functions of the jury. But since counsel can bring the witness so close to opining on the ultimate issue that the inference as to his view is obvious, the rule can only be, as the authors of the last work referred to (Tristram & Hodkinson: Expert Evidence Law and Practice) say, a matter of form rather than substance.

In our view an expert is called to give his opinion and he should be allowed to do so.  It is, however, important that the judge should make clear to the jury that they are not bound by the expert’s opinion, and that the issue is for them to decide.”

15.  In light of recent authority, an expert witness is able to give his opinion on an ultimate issue in criminal proceedings, so long as that opinion is within the area of the expert witness’s expertise and the judge makes it clear to the jury that they are not bound by the expert’s opinion, and that the issue is for them to decide. 

16.  I should add, however, that this will depend on the particular circumstances of the case, but primarily on the nature and necessity of the expert evidence, and the nature and contentiousness of the ultimate issue concerned.  I should also reiterate that, a critical factor is that the opinion evidence is a matter within the field and knowledge of the expert.  As observed by Gleeson NPJ in Fu Kor Kuen Patrick v HKSAR (2012) 15 HKCFAR 524 at paragraph 51:

“The propensity of some expert witnesses to express opinions not wholly or substantially based on their specialized knowledge, but based upon inferences of fact outside their field of particular training or experience is well understood. The danger for the proper process of fact-finding at civil or criminal trials is obvious. … An opinion, resting upon transparent factual assumptions, based upon a branch of knowledge in which the witness is an expert, may be of legitimate assistance to a finder of fact. It is when the witness goes beyond those bounds and expresses a judgment on a matter outside his area of specialized knowledge that the danger arises.”

17.  Mindful of the relevant legal principles and for the foregoing reasons, I rejected the objection by Mr Kwok as to the admissibility of the expert evidence of PW46 and PW47. 

 (Kevin Zervos)
 Judge of the Court of First Instance
 High Court

Mr Jonathan Man, SADPP, and Mr Gary Leung, SPP of Department of Justice, for HKSAR

Mr Douglas Kwok, instructed JCC Cheung & Co., assigned by Director of Legal Aid, for the 2nd defendant



[1]  At 265.

[2]  At [124]. The quoted passage is at 265-266 of Stockwell.

[2018] HKCFI 311-EN-2017-02-23

HKSAR v. CHAN YIU SHING AND OTHERS

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(Ruling 7)

HCCC 41/2016

[2018] HKCFI 311

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF FIRST INSTANCE

CRIMINAL CASE NO 41 OF 2016

_______________

 HKSAR 
 v 
 CHAN Yiu-shing1st Defendant
 CHENG Wai-shing2nd Defendant
 PENNELLI Rizzy3rd Defendant
 WU Kai-fu4th Defendant
 MAN Ting-lock5th Defendant

_______________

Before: Hon Zervos J in Court
Date of Hearing: 9 February 2017
Date of Ruling: 23 February 2017

_______________________________________________________________________________________

RULING ON APPLICATION FOR POLICE OFFICER WITNESSES TO GIVE EVIDENCE BEHIND A SCREEN

_______________________________________________________________________________________

1.  The prosecution apply for certain police officers to give evidence behind a screen to prevent them from being viewed by the public. The basis of the application is that the police officers concerned carry out surveillance duties and therefore wish to maintain their anonymity in order to perform such future duties.

2.  The defence object to the application primarily on the basis that in allowing the police officers to give evidence from behind a screen is contrary to the principle of open justice, and attaches a level of seriousness to the case that would reflect adversely on the defendants.

3.  I do not agree with the objection as the jury would be informed that the purpose of the screen is to maintain the anonymity of the police officers whose duties include carrying out surveillance.  As I understand the case, the police officers concerned are in fact giving evidence in relation to the surveillance they conducted on the defendants.

4.  I do not think the principle of open justice is in any way materially offended as everyone in the courtroom, other than members of the public, will be able to see the police officers give evidence, and everyone in the courtroom will be able to hear their evidence.  The jury will be appropriately directed to ensure that they do not view the arrangement in any way adversely to the defendants. 

5.  I grant the application on the basis that the relevant police officer’s duties include carrying out surveillance where his or her anonymity is therefore required in order to perform such future duties.

 (Kevin Zervos)
 Judge of the Court of First Instance
 High Court

Mr Jonathan Man, SADPP, and Mr Gary Leung, SPP of Department of Justice, for HKSAR

Mr Randy Shek, instructed by Bond Ng Solicitors, assigned by Director of Legal Aid, for the 1st defendant

Mr Douglas Kwok, instructed JCC Cheung & Co., assigned by Director of Legal Aid, for the 2nd defendant

Mr John Haynes, instructed by Krishnan & Tsang, assigned by Director of Legal Aid, for the 3rd defendant

Mr Thomas Iu, instructed by Jackson Ho & Co., assigned by Director of Legal Aid, for the 4th defendant

Mr Keith Fung, instructed by Tang, Wong & Cheung, assigned by Director of Legal Aid, for the 5th defendant

[2018] HKCFI 310-EN-2017-02-15

HKSAR v. CHAN YIU SHING AND OTHERS

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(Ruling 6)

HCCC 41/2016

[2018] HKCFI 310

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF FIRST INSTANCE

CRIMINAL CASE NO 41 OF 2016

_______________

 HKSAR 
 v 
 CHAN Yiu-shing1st Defendant
 CHENG Wai-shing2nd Defendant
 PENNELLI Rizzy3rd Defendant
 WU Kai-fu4th Defendant
 MAN Ting-lock5th Defendant

_______________

Before: Hon Zervos J in Court
Dates of Hearing: 13 and 14 February 2017
Date of Ruling: 15 February 2017

_________________________________________________________________________

RULING ON THE ADMISSIBILITY OF THE 3rd DEFENDANT’S ALLEGED STATEMENT

_________________________________________________________________________

1.  When the 3rd defendant was arrested by DPC 34962 Chan Chun-kan (PW6) on 14 June 2015, it is claimed that after being cautioned he said: “I am making bombs to kill you, all police. I hate you. Democracy forever.”

2.  The police officer made a notebook entry of the alleged statement but the 3rd defendant refused to sign it.

3.  The prosecution wish to adduce the alleged statement in evidence at the trial of the 3rd defendant through the police officer concerned. 

4.  Mr John Haynes, counsel for the 3rd defendant, applies for this evidence to be excluded from the trial of the 3rd defendant. He submits two grounds in support of his application.  First, the alleged statement does not amount to a confession relevant to the charges that the 3rd defendant faces.  Secondly, the alleged statement is disproportionally prejudicial to the fair trial of the 3rd defendant.

5.  Before I discuss this issue, I should note that the Re‑Amended Indictment contained six counts.  The first count alleged a conspiracy to make explosives against all the defendants.  The second count alleged possession of explosives against the 2nd defendant.  The third count alleged possession of explosives against the 3rd defendant. The fourth count alleged possession of explosive against the 1st defendant. The fifth count alleged attempting to make explosives against the 3rd defendant. In that count, the explosive substance was particularised as triacetone triperoxide, commonly known as TATP.  The sixth count alleged possession of explosives against the 3rd defendant. 

6.  In relation to the Re-Amended Indictment, after arraignment, the prosecution offered no evidence on the fifth count.  The 3rd defendant was therefore acquitted of that count.  See section 51A of the Criminal Procedure Ordinance, Cap 221.  It is therefore impermissible for the prosecution to make any allegations as reflected by the fifth count at the trial of the 3rd defendant in relation to the other counts that he still faces.  The Re-Amended Indictment was replaced by removing the fifth count.  The 3rd defendant therefore faces the previous conspiracy count and the two possession counts.

7.  As I have noted, when Mr Haynes raised his objection to the admissibility of the alleged statement, he sought to mount his challenge on two bases.  First, on the ground that the alleged statement did not support any of the counts in the indictment.  Secondly, on the ground that the 3rd defendant was subjected to violence and oppressive conduct by the police when the alleged statement was made.  As to the second ground, it was put that alleged statement was not made, but if it was found to have been made, it was not a voluntary statement.

8.  As it emerged in the course of submissions there was the more fundamental issue that ended up being the sole focus of this application, namely whether the alleged statement’s prejudicial effect outweighed its probative value and should be excluded.

9.  Mr Jonathan Man, for the prosecution, maintain his reliance on the alleged statement as part of the prosecution case but acknowledged that the phrase “to kill you, all police” was likely to be an exaggeration by the 3rd defendant and may not have reflected his genuine intention. He later conceded that there was a high risk of prejudice against the 3rd defendant by this phrase being adduced at his trial. 

10.  More particularly, what Mr Man was tacitly acknowledging was that the phrase would have an unduly prejudicial impact on the 3rd defendant’s fair trial in relation to the counts he now faces. 

11.  At one stage of Mr Man’s submissions, he sought to argue that the prosecution would not rely on this phrase of the alleged statement but would rely on what remained.  In other words, he wanted to rely on the statement: “I am making bombs … I hate you.  Democracy forever.”  When he was asked to explain the relevance of the phrases “I hate you” and “Democracy forever” he said this reflected on the 3rd defendant’s alleged anti-establishment attitude and desire to cause civil unrest.  I am not quite sure how this relates to the prosecution case.  In any event, it is clear that the statement cannot be truncated as it was clearly made (if accepted that it was made) in relation to the police at the time of his arrest.  Excising the part about the police would further distort the statement and would give a different and unfair meaning to it.

12.  As I understand the prosecution case, it is not alleged against the 3rd defendant that he was making bombs to kill police.  That in itself reflects the highly prejudicial impact the statement would have on the fair trial of the 3rd defendant.  There is much in the observation that the alleged statement, if said, was made in the heat of the moment and was an angry and emotional response by the 3rd defendant in the circumstances that prevailed at the time. 

13.  A court should exercise its discretion to exclude evidence if its prejudicial effect is out of proportion with its probative value.  See Secretary for Justice v Lam Tat Ming (2000) 3 HKCFAR 168 and Kissel v HKSAR (2010) 13 HKCFAR 27 at paragraphs 96, 120 and 121.

14.  I am of the view that it suffers both as to its relevancy and reliability as a statement against interest.  In my view, the prejudicial effect of the impugned evidence far outweighs any probative value that the prosecution sought to retain by relying on parts of it.  In any event, the alleged statement would be the cause of unacceptable unfairness to the 3rd defendant.

15.  For the foregoing reasons, I exercise my discretion to exclude the evidence concerning the alleged statement by the 3rd defendant.

 (Kevin Zervos)
 Judge of the Court of First Instance
 High Court

Mr Jonathan Man, SADPP, and Mr Gary Leung, SPP of Department of Justice, for HKSAR

Mr John Haynes, instructed by Krishnan & Tsang, assigned by Director of Legal Aid, for the 3rd defendant

[2018] HKCFI 309-EN-2017-02-15

HKSAR v. CHAN YIU SHING AND OTHERS

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(Ruling 5)

HCCC 41/2016

[2018] HKCFI 309

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF FIRST INSTANCE

CRIMINAL CASE NO 41 OF 2016

_______________

 HKSAR 
 v 
 CHAN Yiu-shing1st Defendant
 CHENG Wai-shing2nd Defendant
 PENNELLI Rizzy3rd Defendant
 WU Kai-fu4th Defendant
 MAN Ting-lock5th Defendant

_______________

Before: Hon Zervos J in Court
Date of Hearing: 14 February 2017
Date of Ruling: 15 February 2017

____________________________________________________________________________

RULING ON THE ADMISSIBILITY OF THE 2nd DEFENDANT’S IDENTIFICATION EVIDENCE

____________________________________________________________________________


1.  The 2nd defendant objects to the evidence obtained in a photograph identification session on 5 January 2017. I am informed that the 2nd defendant’s photographs were positively identified by 4 police officers.

2.  Mr Douglas Kwok, for the 2nd defendant, advances two grounds of objection. 

3.  The first ground is that the photograph identification session is in breach of rule III(b) of Rules and Directions 1992.  He notes that the indictment against the 2nd defendant was preferred against him on 29 January 2016 nearly a year before the photograph identification was conducted. He argues that according to the rule, the 2nd defendant should not be questioned about the offence in such circumstances. 

4.  It should be noted that rule III(b) essentially provides that only in exceptional circumstances that questions relating to the offence should be put to the defendant after he has been charged or informed that he may be prosecuted. 

5.  Mr Jonathan Man, for the prosecution, in response to the first ground submits that the rule has no relevance in the admissibility of the 2nd defendant’s photograph identification evidence.  He notes that firstly that the Rules are a guide in the conduct of investigations.  I note also that non-conformity of the rules does not necessarily render any evidence obtained as a result liable to exclusion.  It will very much depend upon the circumstances of the complaint, in particular the rule in question and the nature and result of any infraction of it. 

6.  As Mr Man rightly points out, the Rules relate to questioning of suspects and taking of statements.  Rule III(b) governs the situation where a law enforcement officer intends to conduct further questioning of the suspect after the decision has been made to charge him. 

7.  The 2nd defendant was not present during the photograph identification sessions and obviously no questions relating to the offences had been put to him.  The rule is neither applicable nor breached. 

8.  The second ground is that the 2nd defendant’s right to silence and right to a fair trial will be infringed if the photograph identification evidence is allowed to be adduced by the prosecution.  I do not see any issue in relation to any infringement of the 2nd defendant’s right to silence.  Nor do I see any issue in relation to any infringement of the 2nd defendant’s right to a fair trial.  I am informed that the 2nd defendant was invited to participate in an identification parade but as was his right he refused.  In such circumstances, the police are entitled to conduct other forms of identification in order to address this issue.  This includes carrying out a photograph identification session. 

9.  Mr Kwok also argues that the prejudicial effect of the photograph identification evidence outweighs its probative value to such an extent that it will infringe his right to a fair trial.  I see no basis for objection to the obtaining of this evidence and reliance upon it at trial.  It obviously will be a question of weight to be assessed together with all the evidence presented at trial.  

10.  For the foregoing reasons, the application is refused. 

 (Kevin Zervos)
 Judge of the Court of First Instance
 High Court

Mr Jonathan Man, SADPP, and Mr Gary Leung, SPP of Department of Justice, for HKSAR

Mr Douglas Kwok, instructed JCC Cheung & Co., assigned by Director of Legal Aid, for the 2nd defendant

[2018] HKCFI 308-EN-2017-02-15

HKSAR v. CHAN YIU SHING AND OTHERS

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(Ruling 4)

HCCC 41/2016

[2018] HKCFI 308

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF FIRST INSTANCE

CRIMINAL CASE NO 41 OF 2016

_______________

 HKSAR 
 v 
 CHAN Yiu-shing1st Defendant
 CHENG Wai-shing2nd Defendant
 PENNELLI Rizzy3rd Defendant
 WU Kai-fu4th Defendant
 MAN Ting-lock5th Defendant

_______________

Before: Hon Zervos J in Court
Dates of Hearing: 7 to 10 and 13 February 2017
Date of Ruling: 15 February 2017

___________________________________________________________________________________________________________

RULING ON THE ADMISSIBILITY OF THE 5th DEFENDANT’S CAUTION STATEMENTS AND RECONSTRUCTION VIDEO

___________________________________________________________________________________________________________


1.  The sole issue to be determined in relation to the 5th defendant’s three video recorded interviews and video recorded reconstruction variously conducted on 15 and 16 June 2015 (Exhibit PP542, PP542A and PP542A(T) (1st VRI); Exhibit PP546, PP546A and PP546A(T) (2nd VRI); Exhibit PP552, PP552A and PP552A(T) (VR Reconstruction); and Exhibit PP549, PP549A and PP549A(T) (3rd VRI) is the question of voluntariness.

2.  If the prosecution has proved beyond a reasonable doubt on the whole of the evidence that a statement was made voluntarily by its maker, it is admissible. If, for any reason, it was not made voluntarily, it is inadmissible. If the circumstances in which it was made were oppressive, including where violence, threats or inducements have been used or made, it must be regarded as having been made involuntarily. There is also a further safeguard, that a voluntary statement may still be excluded if it was obtained by unfairness or trickery.

3.  The 5th defendant in his written grounds of objection made no allegations of improper conduct by the police when he was initially arrested and cautioned on 14 June 2015.  He took no issue as to the voluntariness of the verbal statement he made to DSPC 54063 who recorded it in his notebook (Exhibit P524).  He said:

“I only know Pennelli Rizzy and Hui Ka-ki. The two of them are lovers. I came to know them while playing online video games. We have gone out about ten times. I have been to Ho Chung for adventure only two times, at night time on both occasions.”

4.  According to the written grounds of objection, the 5th defendant alleged that the three VRIs and the VR Reconstruction were taken by DSPC 54063 (as to the 1st and 2nd VRI) and DPC 873 (as to the 1st VRI) through acts of violence, threats and inducement. 

5.  The objections concern events in the interview room just prior to the conduct of the 1st VRI, the journey from Tsing Yi Police Station to Kwai Chung Police Station and in the interview room prior to the conduct of the 2nd VRI. 

6.  It was alleged that in the interview room for the 1st VRI, DSPC 54063 threatened the 5th defendant and pulled his hair; DPC 873 slapped the 5th defendant and threatened him; DSPC 54063 made him sign the Pol.153; and DSPC 54063 showed written questions to the 5th defendant and coached him how to answer the questions.  Furthermore, DSPC 54063 threatened the 5th defendant that once the other arrested persons admitted to their and his involvement, he would be in serious trouble if he remained silent. 

7.  It was also alleged during the car journey to Kwai Chung Police Station that DSPC 54063 questioned him about a blue box and showed him a picture of it and through threats and physical violence made him admit that he had seen it before.  The physical violence was that DSPC 54063 elbowed the 5th defendant to his chest.  It was also alleged that in the interview room of the 2nd VRI, DSPC 54063 showed him a piece of paper with questions and coached him with his answers. 

8.  Both DSPC 54063 and DPC 873 gave evidence.

9.  Mr Keith Fung, for the 5th defendant, cross-examined DSPC 54063 on a range of matters including the period of time that he and the 5th defendant together with DPC 873 were in the interview room prior to the 1st VRI.  The period of time was 32 minutes.  He also questioned him about the contents of the questions asked by him of the 5th defendant.  Similarly to the 1st VRI there was a period of time of about 25 minutes prior to the 2nd VRI at the Kwai Chung Police Station where DSPC 54063 and the 5th defendant were together.  Mr Fung questioned DSPC 54063 about this and the car journey from Tsing Yi to Kwai Chung Police Station. 

10.  A particular point Mr Fung made in this challenge concerned entry 574 in the 1st VRI.   DSPC 54063 mentions to the 5th defendant in the form of a question that the 5th defendant had said there were 8 to 10 smoke bombs. 

11.  He was questioned as to when previously the 5th defendant had said that to him.  There was no previous answer by the 5th defendant providing this information.  He said it was his fault and that he may have heard it earlier but was not sure whether he heard it from the 5th defendant or other people. 

12.  The 5th defendant gave evidence and made further allegations of misconduct by the police.  His evidence on these issues in some instances either changed or elaborated upon the matters mentioned in the written grounds of objection.  I note that he was not asked whether he had previously mentioned to DSPC 54063 about there being 8 to 10 smoke bombs. 

13.  After careful consideration of all the evidence relating to the manner and circumstances in which the interviews and reconstruction videos were taken, including the allegations made by the 5th defendant, and having due regard for the 1992 Rules and Directions on the Questioning of Suspects, I am satisfied as to their voluntary nature, and further satisfied that there are no other grounds upon which I should exercise my discretion to exclude them.

14.  Accordingly, I rule that the 5th defendant’s three video recorded interviews and the video recorded reconstruction are admissible.

 (Kevin Zervos)
 Judge of the Court of First Instance
 High Court

Mr Jonathan Man, SADPP, and Mr Gary Leung, SPP of Department of Justice, for HKSAR

Mr Keith Fung, instructed by Tang, Wong & Cheung, assigned by Director of Legal Aid, for the 5th defendant

  

[2018] HKCFI 307-EN-2017-02-09

HKSAR v. CHAN YIU SHING AND OTHERS

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(Ruling 3)

HCCC 41/2016

[2018] HKCFI 307

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF FIRST INSTANCE

CRIMINAL CASE NO 41 OF 2016

_______________

 HKSAR 
 v 
 CHAN Yiu-shing1st Defendant
 CHENG Wai-shing2nd Defendant
 PENNELLI Rizzy3rd Defendant
 WU Kai-fu4th Defendant
 MAN Ting-lock5th Defendant

_______________

Before: Hon Zervos J in Court
Dates of Hearing: 8 and 9 February 2017
Date of Direction: 9 February 2017

_______________

D I R E C T I O N

_______________

1.  It was brought to my attention yesterday by Mr John Haynes, counsel for the 3rd defendant, that on 8 February 2017, the Standard newspaper published an article entitled “Trial of bombing suspects starts”. The article contained factual inaccuracies as to the description of the charges that the defendants face and what took place in the Court proceedings. More particularly, it contained matters about the case that clearly did not arise from the court proceedings. Mr Jonathan Man, for the prosecution, after a review of the article noted that it contained matters or comments about the case that were either not accurate or not part of the prosecution case.

2.  Mr Haynes described the article as “completely misleading”.  He informed me today that there were similar articles in the past that are still accessible. 

3.  Mr Randy Shek, counsel for the 1st defendant, mentioned that there was a previous article published by the Apple Daily newspaper where the 1st defendant’s prior convictions were set out, including one for a similar offence that he now faces.  He said, and this was confirmed by the prosecution, that the article is still accessible on the website of the newspaper.  He produced today a copy of the article which was accessed online.  It mentions the 1st defendant’s previous criminal record, and that the 1st defendant and the 2nd defendant are involved in another criminal case which is briefly described.

4.  Mr Douglas Kwok, counsel for the 2nd defendant, raised the possibility that there may be previous articles about this case which may have mentioned prejudicial matters or were expressed in prejudicial terms that could still be accessible on the websites of the newspapers involved.  He has produced today copies of other online articles and a copy of an online social networking site where the case has been discussed. 

5.  It appears that at the time the defendants were arrested in June 2015 that there was a lot of publicity about the case and a number of media articles were published in relation to it.

6.  It has to be said at the outset that the media have a necessary and important role to play in our society.  The freedom of the press and of publication is guaranteed under Article 27 of the Basic Law.  But it is to be noted that an accused person is guaranteed the right to a fair trial provided by Article 87 of the Basic Law and Article 10 of the Hong Kong Bill of Rights Ordinance, Cap 383.  Article 10 in particular mentions restrictions that may be imposed on the press where publicity would prejudice the interests of justice.  The relevant law and principles concerning press coverage of criminal proceedings was recently addressed by the Court of Appeal in HKSAR v Wu Wing Kit and Anor [2016] 3 HKLRD 386.

7.  It is imperative that members of the media whilst seeking to fulfil their important public function do not do anything that may prejudice the fair trial of an accused person.  In a number of ways, prejudice may be caused to the fair trial of an accused person, including inaccurate and misleading reporting of a case before the courts.

8.  In the circumstances, I issue the following warning which follows the form of the warning given in Wu Wing Kit.

9.  The media is warned that a criminal trial before a judge and jury is about to commence in this Court, HCCC 41/2016.  The integrity of that trial and the due and fair administration of justice is an aim that must be protected and preserved.

10.  The media is warned of its legal duty not to publish anything in whatever form (whether in a paper publication or on a dedicated website) which might create a substantial risk of prejudice to the fairness of that trial.  Those that publish material or otherwise act in a manner calculated to prejudice that aim run the risk of contempt proceedings being instituted against them.

11.  I direct that the media not report this matter and direction during the currency of these proceedings as it would only further exacerbate the issue that this Court now has to address in the forthcoming criminal trial of the defendants.

Postscript

12.  On 17 February 2017, I granted leave for the Direction to be distributed to the operator of Facebook in light of two Facebook pages referred to by Mr Douglas Kwok, for the 2nd defendant, in the application for a permanent stay as a result of prejudicial pre-trial publicity. 

13.  On 23 February 2017, the case was adjourned to 1 September 2017 as the 18 days set aside for the trial were mainly utilised to deal with an array of applications and issues.  I mention this because the adjournment will in all likelihood minimise any prejudice that may have arisen from the recent Standard newspaper article referred to in this Ruling.

 (Kevin Zervos)
 Judge of the Court of First Instance
 High Court

Mr Jonathan Man, SADPP, and Mr Gary Leung, SPP of Department of Justice, for HKSAR

Mr Randy Shek, instructed by Bond Ng Solicitors, assigned by Director of Legal Aid, for the 1st defendant

Mr Douglas Kwok, instructed JCC Cheung & Co., assigned by Director of Legal Aid, for the 2nd defendant

Mr John Haynes, instructed by Krishnan & Tsang, assigned by Director of Legal Aid, for the 3rd defendant

Mr Thomas Iu, instructed by Jackson Ho & Co., assigned by Director of Legal Aid, for the 4th defendant

Mr Keith Fung, instructed by Tang, Wong & Cheung, assigned by Director of Legal Aid, for the 5th defendant

[2018] HKCFI 306-EN-2017-02-07

HKSAR v. CHAN YIU SHING AND OTHERS

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(Ruling 2)

HCCC 41/2016

[2018] HKCFI 306

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF FIRST INSTANCE

CRIMINAL CASE NO 41 OF 2016

_______________

 HKSAR 
 v 
 CHAN Yiu-shing1st Defendant
 CHENG Wai-shing2nd Defendant
 PENNELLI Rizzy3rd Defendant
 WU Kai-fu4th Defendant
 MAN Ting-lock5th Defendant

_______________

Before: Hon Zervos J in Court
Date of Hearing: 6 February 2017
Date of Ruling: 7 February 2017

_____________________________________________________________

RULING ON THE 3rd DEFENDANT’S APPLICATION FOR BAIL

_____________________________________________________________

1.  On the first day of trial, Mr John Haynes, counsel for the 3rd defendant, made application for the 3rd defendant to be admitted to bail.

2.  The 3rd defendant was arrested on 14 June 2015 for the offence of Conspiracy to cause explosion, or making or keeping explosives with intent to endanger life or property, contrary to section 54(a) of the Crimes Ordinance, Cap 200.  He was charged with this offence together with five others.

3.  The 3rd defendant was later committed to stand trial in the Court of First Instance on one count of conspiracy to make explosives, contrary to sections 55, 159A and 159C of the Crimes Ordinance (Count 1), two counts of possessing explosives, contrary to section 55 of the Crimes Ordinance (Counts 3, 6) and one count of attempting to make explosives, contrary to sections 55 and 159G of the Crimes Ordinance (Count 5). Count 6 was an alternative to Count 5.

4.  On the first day of trial the prosecution announced that they would not proceed against the 3rd defendant on Count 5 and would offer no evidence in relation to it.

5.  The 3rd defendant has been in custody since the day of his arrest.

6.  Mr Haynes makes this application principally on the following basis.

7.  Firstly, as to the time that the 3rd defendant has been in custody, that is for nearly 18 months. 

8.  Secondly, as to the 3rd defendant’s character and background.  Mr Haynes submits that the 3rd defendant is a person of good character.  At the time of the offence, the 3rd defendant was 22 years of age.  He had completed tertiary education with an engineering qualification and was in employment.  He has a clear record.  He is a Hong Kong permanent resident and lives with his parents.  He has the support of his family and friends.  He has displayed a responsible attitude whilst in custody.  In addition, the 3rd defendant has dual nationality.  He is a Chinese national as well as an Italian national. 

9.  Thirdly, as to the level of seriousness of the offences that the 3rd defendant now faces, Mr Haynes submits that the seriousness of the case against him has diminished.  He points to the change of charges from what was initially laid against the 3rd defendant, and to the recent decision by the prosecution not to proceed with Count 5 which concerned allegations of attempting to make explosives, namely triacetone triperoxide, commonly known as TATP.

10.  Mr Haynes argues that the 3rd defendant is not a flight risk and should be admitted to bail with an appropriate set of stringent conditions to address any concern about him absconding, including substantial cash deposits, not to leave Hong Kong and to surrender all travel documents, to report to the local police station three times a week, to reside at his parents’ address and to be subject to a curfew.

11.  In support of the 3rd defendant’s application for bail, I was presented with testimony from his mother and stepfather, as well is his father, who all live on Lamma Island, and who all testified as to the 3rd defendant’s good character and their preparedness to ensure he abides by his bail conditions and support him during the course of the trial.  It was apparent that they are deeply concerned about the 3rd defendant and are very supportive of him.  Father Franco Mella testified on behalf of the 3rd defendant.  He has seen him from time to time in his visits to prison.  He spoke positively about his character and personal disposition.

12.  Mr Jonathan Man, for the prosecution, opposes the application on the basis that the charges the 3rd defendant faces are very serious, involving allegations that he made explosives for pyrotechnic effect.  He briefly outlines the strength of the evidence which includes surveillance evidence of the activities of the 3rd defendant and others, and the finding of certain chemical substances and apparatus for the making of an explosive on his person and at his home.  He notes he faces three counts on the indictment that each have a head sentence of 14 years’ imprisonment and upon conviction of these offences is likely to receive a substantial term of imprisonment.  Although, I should point out that Mr Haynes in his submissions to me made reference to a case in the magistracy where a person was convicted for the same statutory offence in summary jurisdiction for the possession of smoke cakes for which he received a term of imprisonment of three months.  All I can say about that is that each case depends on its own particular facts and circumstances.  I have to deal with the case alleged against the 3rd defendant and the evidence the prosecution say they will present against him.

13.  I have given this application anxious thought and to the very ably presented submissions by Mr Haynes on behalf of the 3rd defendant.  I must observe that the time in custody of nearly 18 months before trial was a matter that I seriously took into account.  Unreasonable delay may be a factor in favour of bail.  Although, this factor would necessarily have to be taken into account together with all other relevant factors in deciding whether or not to grant bail.

14.  I have borne in mind the principles of bail.  A court may take into account a range of relevant matters when deciding whether or not to grant bail.  The presumption of bail can be rebutted by the nature of the offence, the risk of danger to the public, or the likelihood that the trial could be affected by the defendant absconding or influencing the witness. There is also the factor that I have mentioned of unreasonable delay.  See HKSAR v Vu Thang Duong [2015] 2 HKLRD 502, at paragraphs 13 to 16.

15.  I have decided, given the seriousness of the allegations against the 3rd defendant and the state of the evidence against him, that there is an unacceptable risk of him not attending a court appointed date if admitted to bail, even on the suggested stringent conditions. 

16.  I therefore for the foregoing reasons refuse the application.

 (Kevin Zervos)
 Judge of the Court of First Instance
 High Court

Mr Jonathan Man, SADPP, and Mr Gary Leung, SPP of Department of Justice, for HKSAR

Mr John Haynes, instructed by Krishnan & Tsang, assigned by Director of Legal Aid, for the 3rd defendant

[2018] HKCFI 305-EN-2017-02-07

HKSAR v. CHAN YIU SHING AND OTHERS

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(Ruling 1)

HCCC 41/2016

[2018] HKCFI 305

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF FIRST INSTANCE

CRIMINAL CASE NO 41 OF 2016

_______________

 HKSAR 
 v 
 CHAN Yiu-shing1st Defendant
 CHENG Wai-shing2nd Defendant
 PENNELLI Rizzy3rd Defendant
 WU Kai-fu4th Defendant
 MAN Ting-lock5th Defendant

_______________

Before: Hon Zervos J in Court
Date of Hearing and Ruling: 6 February 2017
Date of Reasons for Ruling: 7 February 2017

_____________________________________________________________

REASONS FOR RULING ON AMENDMENTS AND THE INDICTMENT

_____________________________________________________________

1.  Yesterday after a day of submissions, I granted the prosecution’s application to amend the indictment and said that I would give my ruling on the prosecution’s application as well as addressing related matters raised by the defence, which I now do.

2.  The prosecution applied to amend the Amended Indictment as set out in their two letters dated 22 January 2017. 

3.  The indictment was previously amended on 12 January 2017 and it was accompanied by a new consent signed on behalf of the Secretary for Justice. 

4.  Arising from this application was the question as to whether the proposed amendment should be categorised as an amendment of substance.  If it was so categorised, a new consent would need to be filed together with the Re-Amended Indictment.

5.  Mr Jonathan Man, for the prosecution, argued that the amendments were not ones of substance and were sought only to make various corrections to the counts in question.  He seemed to suggest in oral submission that if necessary a new consent could be filed and this would obviate the need for a ruling on the matter.  In fact, as will be apparent later, a second proposed Re-Amended Indictment was put before the Court together with a new Consent to Prosecute, which made the ensuing argument in relation to the first proposed re-amendments unnecessary.

6.  Even though I invited defence counsel to make submissions to me on this issue, I did not receive any real complaint about whether the proposed amendments were ones of substance according to this principle.  They focused on other complaints about the counts and the indictment which I will discuss later.

7.  The proposed amendments changed throughout the course of oral submissions.  It is necessary that I briefly describe them as they arose. 

8.  The first re-amendments were as follows.  An amendment to Count 1 which was sought to remove the described substance as “nitrate salts” but otherwise leaving the description that the substances were “capable of producing a pyrotechnic effect”.  The amendment also included averring the plural rather than the singular in relation to substance so that it then became “certain explosive substances”. 

9.  The next amendment was to Count 4 which involved correcting a typographical error. 

10.  The next amendment after that was to Count 5 where it was proposed that the count be withdrawn. 

11.  The last amendment was to Count 6, which as a consequence of Count 5 being withdrawn, was renumbered and became the fifth count and would no longer be an alternative to Count 5.  It was also proposed to amend the description of the certain explosive substances from “acetone, hydrogen peroxide, nitrate acid, potassium, nitrate, sugar and fluorescent tube heads” to “acetone, hydrogen peroxide, nitrate acid, potassium nitrate, sugar, five fluorescent tube heads, a coffee blender, a bottle and a cup”. 

12.  In my view, the proposed amendments were not ones of substance. 

13.  I should add that the possession counts (initially on the indictment as Counts 2, 3, 4 and 6) averred that the defendant in question knowingly had “in his possession or under his control” certain explosive substances.  The language of the statute, that is, section 55(1) states “knowingly has in his possession or custody or under his control” etc. As is apparent from this comparison, the averment that it was in the person’s “custody” had been left out.  In other words, it did not follow the language of the statute.  

14.  By the end of the oral submissions, Mr Man also sought to make an appropriate amendment to ensure that the possession counts followed the language of the statute.

15.  I should also mention that Mr Man confirmed with me that the Consent to Prosecute was signed pursuant to delegated authority.  He produced a copy of the relevant Gazette confirming the delegation.  The Gazette is No.22/86.

16.  Counsel for the 1st, 2nd and 3rd defendants raised objections to the first re-amendments and to the form of the indictment. 

17.  Mr Randy Shek, for the 1st defendant, complained that the proposed amendment to Count 1 followed the definition of an “explosive” as contained in the Dangerous Goods Ordinance, Cap 295.  In that Ordinance, “explosive” includes any substance used or manufactured with a view to producing a practical effect by explosion or “a pyrotechnic effect”.  He argued that the prosecution by adopting this definition, as they appeared to be doing, meant that the explosive substances in Count 1 were now particularised in the proposed amendment as “capable of producing a pyrotechnic effect”.  He argued that this was wide and misleading when compared with the definition of an “explosive substance” under section 52 of Part VII of the Crimes Ordinance, Cap 200, which defines explosive substance for the purpose of the offence under section 55.

18.  That section reads that “an explosive substance shall be deemed to include any materials for making any explosive substance; also any apparatus, machine, implement or materials used, or intended to be used, or adapted for causing, or aiding in causing, any explosion in or with any explosive substance; also any part of any such apparatus, machine or implement.” 

19.  Mr Man took issue with this complaint.  He pointed out that the amendment merely removed the reference to “nitrate salts” but kept the rest of the phrase, namely “capable of producing a pyrotechnic effect”.  He further submitted that this amendment sought to reflect the state of the evidence of the prosecution case. 

20.  Mr Man later in oral submission proposed new amendments to Count 1 and to the possession counts to which Mr Shek raised no objection.  I will refer to these amendments in their entirety as the second re-amendments.

21.  Mr Douglas Kwok, for the 2nd defendant, argued that as a result of the proposed first re-amendments, there was now an issue as to joinder.  He argued that the proposed amendment to Count 1 contravened Practice Direction 9.1.  He said that because the amendment did not specify the “explosive substances”, it could cover the substances mentioned in the other counts, for example, in Count 2 where it mentions “aluminium powder”.  He argued that by this proposed amendment, the prosecution had to justify the joinder of the related conspiracy count with the substantive counts, failing which the prosecution should select whether to proceed on the substantive counts or on the conspiracy count. 

22.  As pointed out by Mr Man, the previous Count 1 where no issue of joinder had been taken, included the phrase “capable of producing a pyrotechnic effect”.  It is difficult to see how this was now an issue when it was not one before. 

23.  Mr Kwok further argued that the proposed amendment created a different subject matter.  I do not agree. 

24.  Notwithstanding that the proposed first re-amendment to Count 1 does not specify the substances, it is clear that Count 1 is dealing with a separate offence from the possession counts.  In any event, the prosecution justify the joinder on the basis that the conspiracy count is in relation to the five defendants conspiring to make explosive substances where the four other counts concern possession by the individual defendant concerned of the specified explosive substances.  In any event, the complaints raised by Mr Shek and Mr Kwok fell by the wayside with the second re-amendments.

25.  Mr Kwok did not explain in any detail, if at all, the prejudice or the inconvenience to 2nd defendant in contesting the case against him by the proposed amendments or the counts on the indictment, including the conspiracy count. 

26.  From my own perusal of the papers, I am reinforced that no prejudice has or could result to the 2nd defendant in conducting his defence and in receiving a fair trial. 

27.  I note there was no accompanied application for severance by the defence.  Applications to sever are invariably made when the substantive counts add nothing to the conspiracy allegation but are simply sample counts relating to the carrying out of the conspiracy.  I do not see the additional counts as sample counts.  They concern specific instances of allegations of possession of explosive substances by the defendants concerned, that is, Counts 2, 3, 4 and 5.

28.  Mr Kwok also argued that the proposed first re-amendment to Count 1 would result in an offence being charged which was not known to law.  I do not agree.  The offence is clearly known to law.  It is provided for under section 55(1).  The definition of “explosive substance” under section 52 as set out is inclusive and not exhaustive.  That is apparent from the wording of the definition.  In any event, the second re-amendment to Count 1 is much in the same character as the original Count 1.

29.  Mr Haynes, for the 3rd defendant, initially adopted the submissions of Mr Shek and Mr Kwok but later did not oppose the new amendments as reflected in the second re-amendments. 

30.  Both Mr Thomas Iu, for the 4th defendant, and Mr Keith Fung, for the 5th defendant, did not raise any objection to the proposed amendments at any time and did not attach themselves to the submissions of counsel for the 1st, 2nd or 3rd defendant. 

31.  As I have indicated, at the resumed hearing of this application, Mr Man informed the Court that after consideration he proposed new amendments to the relevant counts, that is, the second re-amendments.  

32.  Count 1 would be amended by referring to the explosive substance in the plural rather than the singular, namely “certain explosive substances” and by keeping the reference to “nitrate salts” but referring to it as “a mixture containing nitrate salts”.  This meant that Count 1 would now read “certain explosive substances, namely a mixture containing nitrate salts capable of producing a pyrotechnic effect”.  He also sought to amend the possession counts, Counts 2 to 5, by following the language of the statute with the adoption of the phrase “in his possession or custody or under his control”. 

33.  I invited defence counsel to respond in light of Mr Man’s new suggested amendments.  Mr Shek initially said he maintained his objection but later withdrew his objection to the second re-amendments. 

34.  Mr Kwok said he needed time to consider the impact the addition of the words “mixture” would have on Count 1 as well as the impact that the inclusion of “custody” would have on the possession counts concerning the 2nd defendant.  I gave Mr Kwok time so he could consider the proposed amendments.  He maintained his objections but had nothing further to add.

35.  From my own observation, it would seem that the second re‑amendments do not make any material changes to the case or cases that the defendants face, or at least to cause any prejudice or inconvenience to them in the conduct of their case, and more particularly any prejudice to receiving a fair trial. 

36.  I am of the view that the second re-amendments do not offend any of the principles as submitted to me or cause any prejudice or inconvenience to the defence, and the joinder is justified as demanded by the interests of justice.  Accordingly, the second re-amendments are granted. 

 (Kevin Zervos)
 Judge of the Court of First Instance
 High Court

Mr Jonathan Man, SADPP, and Mr Gary Leung, SPP of Department of Justice, for HKSAR

Mr Randy Shek, instructed by Bond Ng Solicitors, assigned by Director of Legal Aid, for the 1st defendant

Mr Douglas Kwok, instructed JCC Cheung & Co., assigned by Director of Legal Aid, for the 2nd defendant

Mr John Haynes, instructed by Krishnan & Tsang, assigned by Director of Legal Aid, for the 3rd defendant

Mr Thomas Iu, instructed by Jackson Ho & Co., assigned by Director of Legal Aid, for the 4th defendant

Mr Keith Fung, instructed by Tang, Wong & Cheung, assigned by Director of Legal Aid, for the 5th defendant