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Miscellaneous Proceedings2025

LI XIAO YI v. TANG CHUNG WAH (also known as ALAN CHUNG WAH TANG)

Related cases with same parties

  • CACV80/2025NHD SYSTEMS (ASIA) LTD (IN LIQUIDATION) v. LI XIAO YI
  • CAMP35/2026LI XIAO YI v. TANG CHUNG WAH (also known as ALAN CHUNG WAH TANG)
  • HCA1492/2018NHD SYSTEMS (ASIA) LTD (IN LIQUIDATION) v. LI XIAO YI

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[2026] HKCFI 2649-EN-2026-05-06

LI XIAO YI v. TANG CHUNG WAH (also known as ALAN CHUNG WAH TANG)

HTML content

HCMP 406/2025

[2026] HKCFI 2649

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF FIRST INSTANCE

MISCELLANEOUS PROCEEDINGS NO 406 OF 2025

________________

 IN THE MATTER OF an application on behalf of LI XIAO YI against TANG CHUNG WAH (also known as ALAN CHUNG WAH TANG) for an Order of Committal

________________

BETWEEN  
 LI XIAO YIPlaintiff

and

 TANG CHUNG WAHDefendant
 (also known as ALAN CHUNG WAH TANG) 

________________

Before:Hon Harris J in Chambers
Date of Hearing:29 April 2026
Date of Decision:30 April 2026
Date of Reasons for Decision:6 May 2026

________________________________

REASONS FOR DECISION

________________________________

1.  On 13 April 2026 the Defendant in the present committal proceedings issued a summons seeking an adjournment of the trial fixed for three days commencing on 18 May 2026. I heard the application on 29 April 2026; in other words, less than three weeks before the commencement of the trial. In short, the grounds on which the Defendant seeks an adjournment are that there are two applications for leave to appeal related matters pending before the Court of Appeal and that the committal proceedings should be adjourned until after they (and if leave is obtained presumably the substantive appeals) have been determined. I dismissed the application on the day following the hearing (30 April 2026). These are my reasons for doing so.

2.  Adjournments of an originating summons are governed by Order 28 rule 5 of the Rules of the High Court (“RHC”), which provides that the court may, if necessary, adjourn an originating summons either generally or to a particular date as appropriate.  As the application is in substance an attempt to adjourn a trial Order 35 rule 3 of the RHC is also relevant.  It provides that the court may adjourn a trial in the interests of justice on such terms as the court thinks fit.  The principles by reference to which an application for an adjournment of this sort is determined are well-established.  A trial is a substantial matter, and it should not be adjourned save in exceptional circumstances[1].  As one would expect the burden is on the applicant to demonstrate that there are exceptional circumstances justifying an adjournment.  It is not for the respondent to demonstrate prejudice if an adjournment is not granted, although the interests of the respondent and any possible detriment that may be caused by an adjournment are relevant to determining the application if the court is satisfied that the applicant has demonstrated exceptional circumstances at which point a consideration of the impact of an adjournment on both parties will be necessary.  In considering whether there are exceptional circumstances, the court will consider factors such as whether the adjournment will be likely to address the problem faced by the applicant[2].

3.  Delay in seeking an adjournment is also relevant.  As Tsui J explains in Re Estate of Yang Foo Oi[3] if a party wishes to reverse an unfavourable result it is incumbent on them to proceed diligently.  The Judge accepted that if a bona fide appeal is being pursued with reasonable diligence and its outcome would have a material impact on the trial and it is not possible for the appeal to be dealt with before the trial, this arguably would amount to exceptional circumstances[4].  I agree.

Discussion

4.  I handed down judgment in the substantive proceedings of HCA 1492/2018 on 17 October 2024 (“Judgment”) with reasons delivered on 21 January 2025.  A Notice of Appeal was issued by the plaintiff therein (“Company”) out of time in CACV 80/2025 (“Appeal”).  I refused to grant leave to appeal out of time.  An application has been issued before the Court of Appeal in CAMP 56/2026.  No directions have yet been made for its determination.  The most recent reason for this would appear to be the Registrar of Appeals seeking evidence of the Committee of Inspection (the Company is in liquidation) sanctioning an appeal.  It seems to me clear that the Appeal has not been progressed diligently.  It also seems clear to me that its outcome will have little, if any, bearing on the determination of the committal proceedings as the grounds on which contempt proceedings have been brought are different from the issues which are relevant to the Appeal[5].  Mr Tang apparently wishes to advance grounds, which include those relevant to the contempt proceedings[6], but it seems to me that they are irrelevant to the determination of the Judgment and the Appeal.  It does not follow that if the Appeal is successful then the contempt proceedings will fail and neither does the determination of the contempt proceedings render the Appeal, if leave is granted, nugatory.

5.  The recusal application is directly connected with the contempt proceedings.  I have, however, already determined that in my view it is not reasonably arguable[7]. The recusal application was filed on 19 September 2025 and dismissed by me on 3 November 2025 when the date for the hearing of the contempt proceedings was fixed.  As I have mentioned Mr Tang sought leave to appeal the dismissal of his recusal application.  The summons is dated 17 November 2025. It was open to Mr Tang to seek an adjournment of the trial in May 2026 at any time from 3 November 2025.  As I mentioned at the outset Mr Tang did not issue his application until 13 April 2026. This invited the Plaintiff’s submission that Mr Tang is trying to create delay.  It seems to me that there is no credible explanation for Mr Tang not making the application much earlier.

6.  In my view Mr Tang has not demonstrated exceptional circumstances that justify adjourning the trial in May 2026.  In reaching this decision I have also had regard to both the Plaintiff’s entitlement to have the proceedings determined promptly, the public interest in having a serious complaint against a liquidator also determined promptly and the fact that the court’s diary has been booked now for some time.  As Mr Ho on behalf of the Plaintiff quite properly acknowledged the trial in May will determine whether Mr Tang has committed contempt. Sentencing will be dealt with subsequently and when that might be be assessed in the light of the progress of Mr Tang’s leave applications.

7.  I will make a costs order nisi that Mr Tang pays the Plaintiff’s costs forthwith with a certificate for counsel, such costs to be taxed if not agreed.

(Jonathan Harris)
Judge of the Court of First Instance
High Court

Mr Justin Ho, instructed by Anthony Siu & Co., for the Plaintiff

The Defendant appeared in person


[1] Wang Din Shin v Nina Kung (HCAP 8/1999, unreported, 17 March 2005), [4]–[5].

[2] Arko Ship Leasing Ltd v Winsmart International Shipping Ltd [2013] 2 HKLRD 121, [14].

[3] [2025] 2 HKLRD 978, [32]–[35].

[4] Ibid, [35].

[5] See [23]–[24], [31] of my decision of 25 November 2025 in HCMP 406/2025, [2025] HKCFI 5754.

[6] [22]–[26], [40]–[45], [48]–[55] of the draft amended notice of appeal attached to the summons dated 16 February 2026 issued by the Company seeking leave from the Court of Appeal to appeal the Judgment out of time in CAMP 56/2026.

[7] See my decision of 22 January 2026 in HCMP 406/2025, [2026] HKCFI 381.

[2026] HKCFI 381-EN-2026-01-22

LI XIAO YI v. TANG CHUNG WAH (also known as ALAN CHUNG WAH TANG)

HTML content

HCMP 406/2025

[2026] HKCFI 381

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF FIRST INSTANCE

MISCELLANEOUS PROCEEDINGS NO 406 OF 2025

________________________

 IN THE MATTER OF an application on behalf of LI XIAO YI against TANG CHUNG WAH (also known as ALAN CHUNG WAH TANG)  for an Order of Committal

________________________

BETWEEN

 LI XIAO YIPlaintiff
 and 
 TANG CHUNG WAH
(also known as ALAN CHUNG WAH TANG)
Defendant

________________________

Before: Hon Harris J in Chambers
Date of Hearing: 18 December 2025
Date of Decision: 22 January 2026

________________________

D E C I S I O N

________________________


Introduction

1.  On 3 November 2025, I dismissed[1] (“Decision”)  the Defendant’s summons dated 19 September 2025 (“Recusal Summons”)  seeking an order that I recuse myself from the substantive hearing of the Originating Summons dated 14 March 2025 for an order that the Defendant be committed for contempt (“Contempt Proceeding”).  By a summons dated 17 November 2025, the Defendant seeks leave to appeal against the Decision (“Leave Application”).

2.  In the Decision, I also made a costs orders nisi (“Costs Orders”)that the Defendant pays the Plaintiff his costs of and occasioned by the Recusal Summons as well as the Plaintiff’s summons dated 6 October 2025 for a determination as to whether the Defendant should be entitled to pursue the Recusal Summons in the absence of a supporting affirmation (“Entitlement Summons”).  By a summons dated 4 December 2025, the Plaintiff seeks leave to vary the Costs Orders (“Costs Variation Application”).

Applicable Principles

3.  The applicable principles for granting leave to appeal are uncontroversial.  Under section 14AA(4) of the High Court Ordinance, Cap. 4, leave to appeal should not be granted unless the Court is satisfied that (1)  the appeal has a reasonable prospect of success or (2)  there is some other reason in the interests of justice why the appeal should be heard.  “A reasonable prospect of success” means the prospect of success must be more than fanciful, without having to be probable.[2] Circumstances in which the Court would find that there is “some other reason in the interests of justice why the appeal should be heard” are broad.  Leave may be granted if the question is one of general principle, decided for the first time or a question of importance upon which further argument and a decision of the Court of Appeal would be to the public advantage[3].

4.  My Decision involved an exercise of discretion[4]. Accordingly, the Court of Appeal would only interfere if it is demonstrated that I had reached the Decision under a mistake of law or a misapprehension as to the facts, or in disregard of principle[5], or that the Decision was “outside the generous ambit within which a reasonable disagreement is possible”[6]. It follows that the Defendant is required to identify a clear mistake of law or fact in the Decision.

Leave Application

5.  In my view, the draft Notice of Appeal (“Draft NoA”)  is essentially a rerun of the arguments advanced by the Defendant in the Recusal Summons which, as I have already explained in the Decision, are entirely without merits.

6.  In addition to the arguments advanced in support of the Recusal Summons, the Defendant argues, for the first time, in his skeleton submissions that I had demonstrated actual bias against him during the trial of HCA 1492 of 2018 (“Main Action”)  and that leave should nevertheless be granted given that I am likely to find in favour of the Plaintiff at the Contempt Proceeding which he alleges are brought against him out of personal vengeance.  These arguments are fact-sensitive and as I have mentioned were advanced in support of the original application.  Thus, I will not have regard to them in determining the Leave Application[7].

7.  The Defendant also alleges, for the first time, in the Draft NoA that I erroneously observed in the Main Action that he had been subject to a disqualification application made by the Official Receiver.  The Defendant complains that he was never cross-examined on the alleged actions taken by the Official Receiver.  The Defendant’s reliance on these matters is misplaced:

(1)  First, it is disingenuous for the Defendant to make this allegation now when neither he (nor his counsel)  had taken issue with my observation[8] during the Main Action;

(2)  Secondly, my observation is strictly speaking correct.  The Defendant was, in Re Chan John Loong Fai[9], the subject of an application made by the Official Receiver to the Court for directions as to whether he was a fit person whom the creditors could validly appoint as a trustee.  It was said that the purpose of the Official Receiver’s application was effectively to seek the removal of the Defendant as a trustee in those bankruptcy proceedings[10];

(3)  Thirdly, whether the Defendant had been cross-examined on the alleged actions taken by the Official Receiver is irrelevant; and

(4)  Fourthly, as I already held in the Decision, an expression of scepticism against the Defendant is not suggestive of bias unless I conveyed an unwillingness to be persuaded of a factual proposition whatever the evidence may be[11]. The Defendant does not allege that I did or might have had a closed mind.

8.  Relatedly, the Defendant alleges that I had demonstrated “an active judicial interest […] in future personal litigation but [sic] adverse to D” by inviting the Official Receiver to consider commencing disqualification proceedings against the Defendant, which is inconsistent with judicial impartiality.  I disagree.  In the Main Action, I found that the Defendant, in his capacity as a liquidator and an officer of the Court, had breached his disclosure obligations and was dishonest in that he had lied on affirmation and in Court.  Given the gravity of my findings, I consider my invitation to the Official Receiver to be amply justified and that it was a proportionate response in the circumstances.  It does not indicate bias.

9.  For the reasons above, I decline to grant leave to the Defendant to appeal against my Decision.  I dismiss the Leave Application.

Costs Variation Application

10.  In his Costs Variation Application, the Plaintiff seeks to vary the Costs Orders as follows:

(1)  Costs of and occasioned by the Recusal Summons be paid by the Defendant to the Plaintiff on an indemnity basis, to be summarily assessed and payable forthwith, with certificate for two counsel; and

(2)  Costs of and occasioned by the Entitlement Summons be paid by the Defendant to the Plaintiff on an indemnity basis, to be summarily assessed and payable forthwith, with a certificate for counsel.

11.  I see no reason to interfere with the Costs Orders.

(1)  Whilst I agree with the Plaintiff that the Recusal Summons was unmeritorious, which is why I have dismissed it in the first place, I am not persuaded that it was a try-on and has hence crossed the line of propriety into the category of cases that justify[12] indemnity costs.  Rather, I accept the Defendant’s submission that the Recusal Summons was a bona fide application, although it was weak and misguided.

(2)  As to the Entitlement Summons, I also agree with the Plaintiff that it was necessitated by the Defendant’s failure to file an affirmation in support of his Recusal Summons.  It should have been obvious to the Defendant’s legal team that a recusal application should be supported by an affirmation[13]. Nevertheless, I do not consider that the mistake made by the Defendant’s legal team justifies[14] indemnity costs.

Certificate for Two Counsel

12.  At the Recusal Summons, which was heard together with the Entitlement Summons on 3 November 2025, the Plaintiff was represented by a senior counsel and a junior counsel.  The Plaintiff submitted that the Contempt Proceedings (of which the Recusal Summons was part)  have important implications for the parties as well as the public in whose interest it is that objectionable conduct of the Court’s officers should be properly addressed.  For this reason, the retainment of both senior and junior counsel was justified[15]. I note that the Defendant did not make any submission in respect of the Plaintiff’s application for a certificate for two counsel in the Recusal Summons.

13.  Notwithstanding the skill and seniority of the Plaintiff’s junior counsel, as well as his involvement in the trial of the Main Action, I acknowledge the potential complexity in the arguments that might be advanced in the Recusal Summons such that it was appropriate for two counsel to be retained.  Further, I note that the Plaintiff’s senior counsel was himself involved in the trial of the Main Action and indeed the Contempt Proceedings and was, therefore, familiar with the facts.  It is not the case that the senior counsel was brought in at the last minute.  Accordingly, I allow the application and grant a certificate for two counsel in respect of the Recusal Summons.

Summary Assessment of Costs

14.  By the Costs Variation Application, the Plaintiff is seeking for a summary assessment of costs in respect of both the Recusal Summons and the Entitlement Summons.  The Plaintiff submitted that this is a suitable case for summary assessment because the costs are fairly self-contained and straightforward.  The Defendant, on the other hand, complains that the Plaintiff has not given a breakdown of the individual costs incurred in the Recusal Summons and the Entitlement Summons, and that the sum that the Plaintiff is claiming, i.e. HKD885,825, in his Statement of Costs dated 8 December 2025 is grossly excessive.

15.  I agree with the Defendant that the total sum claimed by the Plaintiff is excessive, particularly as both counsel were involved in the proceedings from the outset[16].  For this reason, I will refer the matter to a taxing master.

Disposition

16.  With regards to the Defendant’s Leave Application, I am not satisfied it can be said that I had misapprehended the law or the facts, or that my Decision fell outside the range of reasonable decisions open to me on the basis of the evidence and the arguments advanced before me.  I, therefore, dismiss the Leave Application.  I will order that the Defendant pays the Plaintiff’s costs of and occasioned by the Leave Application forthwith.

17.  As to the Plaintiff’s Costs Variation Application, I do not think that the Defendant’s conduct, whilst unsatisfactory, calls for costs to be awarded on an indemnity basis.  I also do not think there are any special, sufficient or unusual features in this case that justify the award of indemnity costs against the Defendant.  I, therefore, dismiss the Costs Variation Application.  The Costs Orders will be varied as follows:

“42(2): There be a costs order that the Defendant pays the Plaintiff the costs of and occasioned by the Recusal Summons forthwith, with a certificate for two counsel, to be taxed if not agreed.

42(4): There be a costs order that the Defendant pays the Plaintiff the costs of and occasioned by the Entitlement Summons forthwith, with a certificate for counsel, to be taxed if not agreed.”

Lastly, I will order that the Plaintiff pays the Defendant the costs of and occasioned by the Costs Variation Application, to be taxed if not agreed.

(Jonathan Harris)
Judge of the Court of First Instance
High Court

Mr Justin Ho, instructed by Anthony Siu & Co., for the Plaintiff

The Defendant appeared in person



[1]  The Decision was handed down on 25 November 2025.

[2]  SMSE v KL [2009] 4 HKLRD 125 at [17].

[3]  Hong Kong Civil Procedure 2026, Volume 1 at §59/2A/4.

[4]  E.g. Chau Siu Woon v Cheung Shek Kong [2010] 3 HKLRD 49 at [7]; WSSA v SYH [2024] 4 HKLRD 325 at [22].

[5]  Hong Kong Civil Procedure 2026, Volume 1 at §59/0/54.

[6]  E.g. Ip Pui Lam Arthur & Ip Pui Sum v Ho Yuk Wah David[2018] HKCA 604 at [8], [22]; Chau Siu Woon, supra, at [7]; WSSA, supra, at [22].

[7]  Lehmanbrown Ltd v Union Trade Holdings Inc & Ors (unreported, HCMP 977/2015, 17 June 2015)  at [10]-[11].

[8]  Trial Transcript for the Main Action at [Day 4/145G-I]: “And one might think that the Official Receiver who might, already having once had a go at Mr Tang, take the view that, clearly, he … prospective disqualification proceedings against him should be given very serious consideration, will look into the matter”.

[9]  [2019] 4 HKLRD 109 (CFI); [2022] 1 HKLRD 63 (CA).

[10]  [2019] 4 HKLRD 109 (CFI)  at [53]; [2022] 1 HKLRD 63 (CA)  at [11].

[11]  Decision at [32]; TCWF v LKKS (No. 1) [2014] 1 HKLRD 896 at [53], WSSA, supra, at [19].

[12]  The Court may award indemnity costs where the proceedings are scandalous or vexatious, or have been initiated or prosecuted maliciously, or for an ulterior motive, or in an oppressive manner, or have been initiated or prosecuted in such circumstances as to constitute an affront to the Court, though the Court’s discretion is a broad one and is not limited to the above circumstances: Choy Yee Chun v Bond Star Development Ltd [1997] HKLRD 1327 at 1334, 1338.  The parties’ conduct is a relevant consideration to the Court’s exercise of discretion: Hong Kong Civil Procedure 2026, Order 62, rules 5(1)(e)  & 5(2).

[13]  Decision at [41].

[14]  fn13.

[15]  Hornor Resources (intl)  Co Ltd v Savvy Resources Ltd (unreported, HCA 335/2010, 21 April 2010)  at [4].

[16]  Summary assessment is inappropriate where the total sum claimed is or appears to be disproportionate: Rizhao Fengze International Trade Company Ltd v J Tong Shipping Company Ltd (unreported, HCCW 121/2012, 17 October 2012)  at [11]-[12].

[2025] HKCFI 5754-EN-2025-11-25

LI XIAO YI v. TANG CHUNG WAH (also known as ALAN CHUNG WAH TANG)

HTML content

HCMP 406/2025

[2025] HKCFI 5754

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF FIRST INSTANCE

MISCELLANEOUS PROCEEDINGS NO 406 OF 2025

________________

 

IN THE MATTER OF an application on behalf of LI XIAO YI against TANG CHUNG WAH (also known as ALAN CHUNG WAH TANG) for an Order of Committal

________________

BETWEEN

 LI XIAO YIPlaintiff

and

 TANG CHUNG WAHDefendant
 (also known as ALAN CHUNG WAH TANG) 

________________

Before: Hon Harris J in Chambers
Date of Hearing: 3 November 2025
Date of Decision:25 November 2025

_________________

D E C I S I O N

_________________

Introduction

1.  There are three summonses before the Court.

2.  The first is a summons filed on 19 September 2025 by the Defendant for me to recuse myself from hearing the substantive hearing of the Originating Summons (“Contempt Proceeding”), which was issued by the Plaintiff on 14 March 2025 for an order that the Defendant be committed for contempt (“Recusal Application”).  The second is a summons filed on 6 October 2025 by the Plaintiff for leave to cross-examine the Defendant on his affirmation at the Contempt Proceeding (“Cross-Examination Summons”).  The third is another summons filed on 6 October 2025 by the Plaintiff for a determination as to whether the Defendant should be entitled to pursue the Recusal Application in the absence of a supporting affirmation (“Entitlement Summons”).

3.  At the hearing on 3 November 2025 (“Hearing”), I dismissed the Recusal Application.  These are my reasons for doing so. I will also deal with the Cross-Examination Summons and the Entitlement Summons.

Procedural Timeline

4.  This case concerns a number of parallel proceedings.  In the interest of clarity, I outline below the procedural timeline of these proceedings.

Original Action (HCA 1492 of 2018) and its Appeal (CACV 80 of 2025)

5.  Originally, there was an action by NHD Systems (Asia) Limited (in liquidation) (“Company”) against the Plaintiff for breach of a loan agreement (“Action”).  The trial was held on 14, 15 and 17 October 2024.  At trial, the Defendant, who was a liquidator of the Company between October 2000 and November 2001, and from June 2016 onwards, gave evidence on behalf of the Company.

6.  Following the close of the Company’s case, the Plaintiff filed a submission of no case to answer (“No Case Submission”) on 16 October 2025 to which the Company replied on 17 October 2025.  I accepted the Plaintiff’s submission that the Company’s claim had clearly not been established.  I dismissed the Action.

7.  Throughout the trial, I expressed concerns that the Defendant was prevaricating and was, at one point, giving dishonest evidence.  On at least two occasions, I formally warned the Defendant that I was concerned that he was giving dishonest evidence.  At the end of the Defendant’s evidence on 15 October 2025, I informed the Parties that I would be requesting transcripts of the Defendant’s evidence (“Transcripts”) and inviting the Parties to make further submissions to ensure that any comments I made concerning the Defendant’s evidence was based on an accurate record of what he had said.

8.  The Transcripts became available on 6 November 2024.  In turn, the Parties filed their revised submissions on 29 November 2024 and 27 December 2024 respectively.  On 21 January 2025, I handed down my Reasons for Judgment (“Reasons”).

9.  By a Notice of Appeal dated 18 February 2025, the Company appealed against my Judgment.  The Notice of Appeal was filed out of time. In her decision dated 16 April 2025, Kwan VP ordered, inter alia, that the proceedings be stayed pending the Court of First Instance’s determination of the Company’s application for extension of time to appeal.  The said application is set down to be heard by me on 10 February 2026.

Contempt Proceeding (HCMP 406 of 2025)

10.  On 26 February 2025, pursuant to Order 52, rule 2(2) of the Rules of the High Court, Cap. 4A (“RHC”), the Plaintiff sought leave to apply for an order of committal against the Defendant in light of his alleged dishonest conduct throughout the trial.  Leave was granted by me on 3 March 2025.

11.  On 14 March 2025, the Plaintiff took out an Originating Summons.  The Contempt Proceeding has been adjourned a number of times. It is now adjourned to 18 to 20 May 2026.

Recusal Application, Cross-Examination Summons and Entitlement Summons

12.  On 19 September 2025, the Defendant applied for an order, inter alia, that I do recuse myself from presiding over the Contempt Proceeding.

13.  On 6 October 2025, the Plaintiff applied (1) for leave to cross-examine the Defendant on his affirmation at the Contempt Proceeding and (2) for an order, inter alia, that there be a determination as to whether the Defendant should be entitled to pursue the Recusal Application in the absence of a supporting affirmation.

Recusal Application

Applicable Principles

14.  The reason for recusal is commonly bias.  Bias may be in the form of actual bias or apparent bias.  The applicable test for apparent bias is well settled. “The Court must first ascertain all the circumstances which have a bearing on the suggestion that the judge was biased.  It must then ask whether those circumstances would lead a fair-minded and informed observer to conclude that there was a real possibility, or a real danger, the two being the same, that the tribunal was biased.”[1]

15.  This notional observer has a number of qualities.  “He is not unduly sensitive or suspicious.  He takes a balanced approach to any information he is given.  He takes the trouble to inform himself on all matters that are relevant.  He appreciates that the context forms an important part of the material which he must consider before passing judgment.”[2]

16.  In the context of recusal, “bias” means an attitude of mind that prevents the judge from making an objective determination of the issues before the Court[3]. In respect of a witness, bias refers to a prejudice against that witness for reasons unconnected with his credibility or his conduct of the case[4].

17.  Recently, in Cosimo Borrelli[5], Mimmie Chan J was also asked to recuse herself from presiding over a contempt proceeding, which was commenced against the defendants for breach of a Mareva injunction and ancillary disclosure orders.  The defendants complained[6], firstly, that the learned judge had handed down a decision which prejudged the “crucial issue” to be determined at the contempt proceeding and that there was a real possibility of bias; and, secondly, that there was a reason for the learned judge to recuse herself after having granted leave to commence the contempt proceeding.

18.  Both complaints were rejected. In relation to the first complaint, Mimmie Chan J held that her previous decision did not, as a matter of fact, resolve issues in respect of the alleged contempt or the alleged contemnors’ knowing and deliberate assistance of another’s breach of a court order, which were due to be determined at the contempt proceeding.  For present purposes, the observations made by Mimmie Chan J in rejecting the second complaint are the more instructive.

(1)  The person being observed is a professional judge whose training, tradition and oath or affirmation require him to discard the irrelevant, immaterial and the prejudicial[7]: [14].

“The significance of the judicial oath, which […] imposes on judges a duty to ‘safeguard the law and administer justice without fear or favour, self-interest or deceit’, is not to be overlooked: it is an important bulwark of judicial impartiality. It expresses the ‘general rule of the common law … that judges must apply the law as they understand it to the facts of individual cases as they find them without fear or favour, affection or ill-will, that is, without partiality or prejudice’. The fair-minded and informed observer will be aware of the oath and that judges will generally ‘try to live up to the high standard which it imposes’: see Davidson v Scottish Ministers (No 2) [2004] HRLR 34, [18].”[8]

(2)  It is not infrequent for a judge to form or express a view as to the merits of a case, the credibility of a witness or the veracity of the witness’ evidence.  As submitted by Mr Man in the present case, such indication is good judicial practice in the sense that it can save time and costs, and that the party to whom this indication is adverse can, where appropriate, address it. Further, it is not infrequent for a judge, who had earlier formed or expressed such views, to continue to be involved in the litigation.  That the judge has to bear in mind his own observations and findings from a prior hearing when deciding on a subsequent matter in the same litigation is part and parcel of his judicial assessment of the litigation before him[9]. This is not prejudging: [16].

(3)  It cannot be assumed that, having heard one matter, the judge would approach the case with a closed mind at a subsequent hearing.  A central feature of the adversarial system is that  judges may change their minds after hearing persuasive submissions or considering clear and cogent evidence to the contrary: [18].

“It is not only judges who in various states of affairs may be invited – they may invite themselves – to change their minds. Absent special circumstances a readiness to change one’s mind upon some issue, whether upon new information or simply on further reflection, and to change it from a previously declared position, is a capacity possessed by anyone prepared and able to engage with the issue on a reasonable and intelligent basis. It is surely a commonplace of all the professions, indeed of the experience of all thinking men and women.” [10]

(4)  Accordingly, there is no justification for expecting that judges recuse themselves from a subsequent hearing by reason only of their adverse findings in respect of a particular party or witness on a previous occasion: [17], [18].

“The mere fact that a judge has decided applications or issues in the past adversely to a litigant is not generally a reason for that judge to recuse himself at further hearings: if that were not the case, the same judge could not make two successive interim decisions in the case without risking accusation of bias. It would make it impossible for there to be a designated judge assigned to the hearing of complex cases with multiple interim applications. The fair-minded and informed observer does not assume that because a judge has taken an adverse view of a previous application or applications, that he or she will have pre-judged, or will not deal fairly with, all future applications by the same applicant.”[11]

19.  It is incumbent on the party seeking recusal to articulate the logical connection between the conduct giving rise to the apprehension of apparent bias and the possibility of departure from impartial decision-making[12]. In terms of standard of proof, there must be substantial evidence supporting the alleged apparent bias[13].

20.  Where it is alleged that a judge has prejudged issues, a useful way to approach the question of apparent bias is to ask “whether a reasonable, objective and informed person would on the correct facts reasonably apprehend that the judge has not brought or will not bring an impartial mind to bear on the adjudication of the case, that is, a mind open to persuasion by the evidence and the submissions of counsel”[14].  The litmus test is whether there is an indication of a closed mind. In this regard, “[t]he reasonableness of the apprehension must be assessed in the light of the oath of office taken by the judges to administer justice without fear or favour; and their ability to carry out that oath by reason of their training and experience.  It must be assumed that [judges] can disabuse their minds of any irrelevant personal beliefs or predispositions” [15].  For this reason, a finding of pre-judgment has been rare[16].

21.  When resolving recusal applications, one takes a binary approach.  Either there is no apparent bias, in which case the judge cannot recuse himself, or there is, in which case the judge must do so.  “It is like a light switch, either on or off.”[17]  As cautioned by the Court of Final Appeal in Falcon Private Bank Ltd v Borry Bernard Edouard Charles Ltd[18], “[j]udges must be wary of unjustified applications for their recusal motivated by tactical or forum-shopping considerations.  By its very nature, it is generally in quite exceptional cases that recusal is called for”.

The Defendant’s Recusal Application

22.  On 30 September 2025, the Defendant filed an affirmation in support of the Recusal Application on the basis of apparent, as opposed to actual, bias.  Three grounds of recusal were raised.  First, it is submitted that since the Plaintiff’s application for the Contempt Proceeding relied entirely on my Reasons, I will essentially be required to determine at the Contempt Proceeding what I have already decided in the Action.  Secondly, the Defendant submitted that [25] to [31] of my Reasons closely resemble [30] to [32] of the Plaintiff’s revised No Case Submissions.  On this basis, the Defendant argued that a fair-minded and informed observer could hardly be assured that I had been willing to apply my own independent intellect to the issues in the Action and, a fortiori, would be willing to apply my own independent intellect at the Contempt Proceeding which relies, the Defendant claimed, exclusively on my Reasons.  Thirdly, the Defendant complained that a significant proportion of the Reasons were dedicated to criticising him and his conduct during trial, when the primary issue should have been the Plaintiff’s No Case Submissions.  The Defendant claimed that such disproportionate criticisms would lead a fair-minded and informed observer to conclude that I had demonstrated apparent bias against the Defendant.

Ground 1 – Prejudging

23.  The first ground of recusal raised by the Defendant is unsustainable.  In the Action, I decided that the Company had not established a prima facie case that there was a loan advanced by the Company to the Plaintiff and that, in any event, its evidence had failed to prove its case on the balance of probabilities[19].  Additionally, I held that the Defendant, as the liquidator of the Company and an officer of the Court, had breached his disclosure obligations[20]. I also held that the Defendant had given false evidence on affirmation and in Court on numerous occasions[21]. By the Contempt Proceeding, I am asked by the Plaintiff to find that the Defendant has committed the criminal contempt of perjury in his deliberate giving of false evidence on affirmation and in Court.

24.  What I will be determining at the Contempt Proceeding is distinct from my finding in the Action that the Defendant was a dishonest witness.

(1)  To prove that the Defendant has committed the criminal contempt of perjury, the Plaintiff must prove beyond reasonable doubt[22] (i) the falsity of the statement, (ii) that the statement has, or if persisted in would be likely to have, interfered with the course of justice in some material respects; and (iii) that at the time it was made, the maker of the statement had no honest belief in the truth of the statement and knew of its likelihood to interfere with the course of justice.

(2)  Whereas criminal contempt must be proved to the requisite criminal standard[23], i.e. beyond reasonable doubt, my findings in the Action were made with reference only to the civil standard, i.e. on the balance of probabilities.  Given the quasi-criminal nature of contempt proceedings, any genuine doubt must be resolved in the Defendant’s favour[24].

(3)  In any event, my finding in the Action that the Defendant was a dishonest witness is relevant only to establishing the first and the third elements of the criminal contempt of perjury.  For the purposes of the Contempt Proceeding, I will have to consider separately whether the false statement made by the Defendant has or would be likely to have interfered with the course of justice in some material respects.

25.  In passing, I note the Defendant’s latest position as advanced by Mr Chu at the Hearing.  First, the Defendant argued that I have demonstrated apparent, as opposed to actual, bias against the Defendant by forming such strong opinions of the Defendant during trial.  This is allegedly evidenced in (1) my suggestion that the Plaintiff could make a submission of no case to answer and (2) my enquiry with Mr Man as to whether the Court could, in certain circumstances, initiate contempt proceedings.  Secondly, an objective observer would think it is “better” not to have the same judge hearing the contempt proceeding after having heard the trial at which the contempt was allegedly committed.

26.  Regarding my suggestion that the Plaintiff could make a submission of no case to answer, Mr Chu understood such suggestion to have been made “at the very early stage of the proceeding”, and that it would be “a bit unusual” to make a submission of no case to answer at that stage.  I disagree. First, my suggestion was made at the end of the Defendant’s evidence, which was the only oral evidence relied on by the Company. My suggestion was not made “at the very early stage of the proceeding”.  Secondly, Mr Chu rightly retracted his complaint that I had, of my own volition, suggested to the Plaintiff that they could make a submission of no case to answer.  As accepted by Mr Chu at the Hearing, the Court is entitled to make comments throughout the trial in order to, as one would expect, facilitate the trial process and direct the parties to focus only on the disputed issues.

27.  Regarding my alleged enquiry with Mr Man, the subject of contempt proceeding was raised because the Plaintiff asked me “to lay bare for posterity the conduct of Mr Tang” by reciting, inter alia, a miscellany of lies that he submitted the Defendant (Mr Tang) had allegedly told on affirmation and in Court.  Accordingly, Mr Man and I had an exchange to explore the possible actions that could be taken against the Defendant.  When Mr Man submitted that the Plaintiff potentially had standing to bring a contempt proceeding against the Defendant, I indicated that I had not given any thought to the idea of committing the Defendant for contempt.  As such, I invited submissions from Mr Man as to whether the Court could, of its own volition, commence contempt proceedings on the basis that it is appalled by a witness’ lack of veracity. In fairness to the Defendant, I invited Mr Chu to make further submissions.  However, Mr Chu stated that he did not wish to supplement his written submissions save to submit that there was no destruction of evidence which, as I then indicated, was entirely different to my earlier exchange with Mr Man.

28.  As to Mr Chu’s contention that it is “better” for the judge, who has previously heard the trial at which the contempt was allegedly committed, not to hear the contempt proceeding, this is inconsistent with the authorities.  Either there is no apparent bias, in which case the judge cannot recuse himself, or there is, in which case the judge must do so[25].

Ground 2 – Substantial Similarity between the Reasons and the Plaintiff’s Revised No Case Submissions

29.  It is alleged that [25] to [31] of my Reasons were substantially similar to [30] to [32] of the Plaintiff’s revised No Case Submissions.  This is correct.  The reason for this is as follows.

30.  Mr Chu’s submissions dealt very sketchily with the complaints made by Mr Man about the Defendant’s evidence.

(1)  In his 1st round of submissions dated 16 October 2024, the Plaintiff explained in some detail the ways in which the Defendant was said to have lied on affirmation.  The Company did not respond to any of the Plaintiff’s accusations in its 1st round of reply submissions dated 17 October 2024.

(2)  Once the Transcripts became available on 13 November 2024, I caused copies of the Transcripts to be sent to the Parties so that they could, where appropriate, amend their previous submissions.  The Plaintiff submitted his 2nd round of submissions on 29 November 2024.  The Company had 28 days to respond and revise its 2nd round of reply submissions by 27 December 2024.  Still, the Company did not respond to any of the Plaintiff’s accusations other than for the submission that “[t]he insufficient discovery on the case does not automatically go to dishonesty or contempt sought to be advanced by D’s Contempt Submissions”.

(3)  Accordingly, by the time I was writing the Reasons to be handed down on 21 January 2025, I had before me only the Plaintiff’s submissions on the Defendant’s alleged dishonesty, which were supported by references to the then available Transcripts.  The Defendant had the opportunity to address the submissions in as much detail as he thought necessary if he considered them wrong.  He chose not to do so.

31.  My Reasons are divided into two distinct parts.  The first addresses the Plaintiff’s No Case Submission and ends with me dismissing the Action.  Mr Chu acknowledged that this was entirely original work.  The second addresses the Defendant’s conduct and evidence.  It is based on the Plaintiff’s written submissions which, as I have explained, the Defendant chose not to take detailed issue with.  The suggestion that this demonstrates that I was not willing to bring independent consideration to the issues in the Action is disingenuous.

32.  Whilst I have expressed disapproval of the Defendant’s conduct, “[a]n expression of scepticism is not suggestive of bias unless the judge conveys an unwillingness to be persuaded of a factual proposition whatever the evidence may be”[26].  Mr Chu has advanced no reason for thinking that a fair-minded and informed observer would think I have a closed mind.

33.  In his third ground of recusal, the Defendant argued that there had been an excessive focus on his evidence in my Reasons.  Such disproportionate criticisms, the Defendant claimed, would lead a fair-minded and informed observer to conclude that I had demonstrated apparent bias against the Defendant.

34.  As the Company’s claim had clearly not been established, the Action was readily disposed of.  Therefore, at the outset of my Reasons[27], I stated that “[m]ost of it concerns the conduct of the case by Mr Tang, his evidence in his affirmations, witness statements and in cross-examination, the duties of a liquidator and more generally the importance of witnesses taking their obligation to give honest evidence seriously and the damage done to the integrity of the trial process if witnesses do not do so”.  After giving my Reasons for dismissing the Action in the first 14 paragraphs, I dedicated around 20 paragraphs to discuss the evidence of the Defendant, as a liquidator and an officer of the Court, in order to emphasise the standards of integrity that the Court expects from its officers and the ways in which the Defendant’s conduct had fallen short of those standards.  Authority is cited for the Court doing so.  Mr Chu did not submit during the trial or at the Hearing that it was wrong for the Court to express the concerns recorded in the Reasons if the Court considered that it was appropriate.  This being the case the criticism is arid.

Cross-Examination Summons

35.  The applicable principles, which guide the Court in determining an application to cross-examine a defendant on his affirmation evidence at contempt proceeding commenced by originating summons, are not controversial.

(1)  Order 28, rule 4(4) of the RHC[28] confers wide powers on the Court to give directions as to the filing of evidence and as to the attendance of deponents for cross-examination in an action commenced by way of an originating summons.

(2)  Order 38, rule 2(3) of the RHC[29] confers powers on the Court to grant leave to any party to cross-examine a deponent on affidavits in contempt proceedings.  “Only very exceptionally should a judge refuse an application to cross-examine, e.g. where cross-examination would be for a collateral purpose.”[30]

36.  At the Hearing, the Cross-Examination Summons was no longer contentious.  Mr Man accepted on behalf of the Plaintiff that the Defendant may make an election to testify in the Contempt Proceeding, but may not be compelled to do so.  As such, the Parties agreed that insofar as the Defendant wishes to adduce evidence, he will be available for cross-examination.

Entitlement Summons

37.  In his affirmation filed in support of the Company’s application for leave to appeal against my Reasons out of time dated 29 April 2025, the Defendant indicated his intention to apply for me to recuse myself.

38.  In early September 2025, the Plaintiff wrote to the Defendant urging the latter to take out the Recusal Application as soon as possible, so that the matter could be dealt with expeditiously and that this Hearing (which was originally fixed for the hearing of the Originating Summons) could be used to dispose of the Recusal Application.  On 19 September 2025, the Defendant took out the Recusal Application without any supporting affirmation.

39.  On 22 September 2025, the Plaintiff put on record that the Recusal Application was not supported by any affirmation.  The Plaintiff also informed the Defendant that he would proceed to apply for a direction as to whether the Defendant should be debarred from pursuing any recusal application, namely the Entitlement Summons.  On 25 September 2025, the Plaintiff wrote to the Court asking for its proposed Entitlement Summons to be listed on 3 November 2025. This was approved on 3 October 2025 and the Entitlement Summons was subsequently filed on 6 October 2025. On 30 September 2025, the Defendant filed his affirmation in support of the Recusal Application.  In the circumstances, the Entitlement Summons is no longer pursued by the Plaintiff save as to costs.

40.  By taking out the Entitlement Summons, the Plaintiff has achieved what he sought to achieve, namely an affirmation filed by the Defendant in support of his Recusal Application.  Therefore, the Plaintiff is the effective winner and should be entitled to his costs[31].

41.  Further, taking a broadbrush approach, I accept that the Entitlement Summons was necessitated by the Defendant’s failure to file a supporting affirmation in the first place.  It should have been obvious to the Defendant and his legal team that a recusal application should be supported by an affirmation.

Disposition

42.  I will make an order that:

(1)  The Plaintiff do have leave to cross-examine the Defendant on his affirmation at the substantive hearing of the Originating Summons, in the event that the Defendant elects to testify;

(2)  There be a costs order nisi that the Defendant pays the Plaintiff the costs of and occasioned by the Recusal Application forthwith;

(3)  There be a costs order nisi that the costs of the Cross-Examination Summons be in the cause of the Originating Summons;

(4)  There be a costs order nisi that the Defendant pays the Plaintiff the costs of and occasioned by the Entitlement Summons forthwith.

(Jonathan Harris)
Judge of the Court of First Instance
High Court

  

Mr Bernard Man SC and Mr Justin Ho, instructed by Anthony Siu & Co., for the Plaintiff

Mr George Chu, instructed by K.B. Chau & Co., for the Defendant


[1]  WSSA v SYH [2024] 4 HKLRD 325 at [19].

[2]  E.g.Source View Development Ltd v Tang Kam Cheung [2022] 2 HKLRD 1 at [6(2)], Cosimo Borrelli as Trustee of the SFC Litigation Trust v Allen Tak Yuen Chan & Ors[2020] HKCFI 2382 at [13].

[3]  Axnoller Events Ltd v Brake [2021] EWHC 949 (Ch) at [52].

[4]  Cf.WSSA v SYH [2024] 4 HKLRD 325 at [20] that “[b]ias means a prejudice against one party or his case for reasons unconnected with the merits of the case”.

[5]  Supra.

[6]  Supra, at [9].

[7]  Supra, at [14] citing Johnson v Johnson (2000) 201 CLR 488 at [12].

[8]  Supra, at [14] citing HKSAR v Md Emran Hossain (2016) 19 HKCFAR 679at [42].

[9]  Supra, at [16] citing JSC BTA Bank v Ablyazov & Ors (No 9) [2013] 1 WLR 1845 at [70].

[10]  Supra, at [18] citing Sengupta v Holmes [2002] EWCA Civ 1 104 at [36].  The phrase commonly attributed to John Maynard Keynes, but probably more fairly to John Samuelson, “When my information changes, I alter my conclusions.  What do you do, sir?”, catches the intellectual honesty to be expected of a judge.

[11]  Supra, at [17] citing Vanderbilt v Azumi & Ors [2017] EWCA Civ 2133 at [29].

[12]  Cosimo Borrelli as Trustee of the SFC Litigation Trust v Allen Tak Yuen Chan & Ors[2020] HKCFI 2382 at [8] citing Falcon Private Bank Ltd v Borry Bernard Edouard Charles Ltd [2014] 3 HKLRD 375 at [55], which was upheld on appeal.

[13]  Cosimo Borrelli as Trustee of the SFC Litigation Trust v Allen Tak Yuen Chan & Ors[2020] HKCFI 2382 at [15].

[14]  GM-SA v DDPJ[2022] HKCA 1778 at [11].

[15]  TCWF v LKKS (No 1) [2014] 1 HKLRD 896 at [50].

[16]  Cosimo Borrelli as Trustee of the SFC Litigation Trust v Allen Tak Yuen Chan & Ors[2020] HKCFI 2382 at [15].

[17]  WSSA v SYH [2024] 4 HKLRD 325 at [61] citing Axnoller Events Ltd v Brake [2021] EWHC 949 (Ch) at [52].

[18]  (2014) 17 HKCFAR 281 at [38].

[19]  Reasons at [13].

[20]  Reasons at [25].

[21]  Ibid.

[22]  Kinform Ltd v Tsui Loi (No 1) [2011] 5 HKLRD 57 at [12(a)].

[23]  Numeric City Ltd v Lau Chi Wing [2016] 4 HKLRD 812 at [35].

[24]  Kinform Ltd v Tsui Loi (No 1) [2011] 5 HKLRD 57 at [12(b)].

[25]  WSSA v SYH [2024] 4 HKLRD 325 at [61].

[26]  WSSA v SYH [2024] 4 HKLRD 325 at [20].

[27]  [1].

[28]  See also Hong Kong Civil Procedure 2026 at §28/4/4.

[29]  See also DAC China SOS (Barbados) SRL v Pacific Harbour Advisors Pte Ltd & Anor [2022] 4 HKC 62 at [66].

[30]  Hong Kong Civil Procedure 2026 at §38/2/5.

[31]  E.g. Central Medical Holding Ltd & Ors v Tsang Wah Tak Kenneth & Ors[2025] HKCFI 4653 at [18].