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2012

TANG TIM CHUE v. TANG KA HUNG ROBERT AND ANOTHER

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Files (4)

[2018] HKCA 786-CH-2018-11-07

鄧添柱 對 鄧家雄及另一人

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CACV 147/2012

[2018] HKCA 786

香港特別行政區

高等法院上訴法庭

民事司法管轄權

民事上訴

民事上訴案件2012年第147號

(原高等法院原訟法庭雜項案件2009年第2506號)

________________________

有關
申請人鄧添柱
 及
第一答辯人鄧家雄
第二答辯人鄧美施

________________________

主審法官:高等法院上訴法庭副庭長林文瀚
高等法院上訴法庭法官袁家寧
高等法院上訴法庭法官關淑馨
申請人書面陳詞日期:2018年8月30日及10月8日
第一答辯人書面陳詞日期:2018年9月19日
判案書日期:2018年11月7日

判案書

上訴法庭法官袁家寧頒發上訴法庭判案書:

1.  本庭於2018年8月16日頒佈判案書,駁回申請人鄧添柱先生針對高等法院原訟法庭暫委法官歐陽桂如2012年6月7日命令的上訴,本庭並命令申請人須支付第一答辯人鄧家雄先生的訟費,詳細理由載於判案書,這裡不會複述。

2.  申請人擬就本庭上述的判案,上訴至終審法院。2018年8月16日,他提交了一份提出動議通知書,申請上訴許可。

3.  雙方應法庭所發出的指示,於8月30日,9月19日,及10月8日,提交了書面陳詞。本庭以書面形式處理本申請。

4.  上訴至終審法院的許可申請,必須符合《香港法例》第484章《香港終審法院條例》第22(1)(b)條的要求,即上訴所涉及的問題具有重大廣泛的或關乎公眾的重要性,或有其他理由,令至案件應提交至終審法院受理。

5.  本庭的判案書已述明,申請人的上訴針對原審法官就事實方面爭議的裁斷,而案例確立,就這類的上訴,法庭一般不會干預。況且本庭在本案亦看不到原審法官的裁定有任何明顯錯誤,可令上訴法庭介入。

6.  考慮過動議通知書的內容,與及雙方陳詞後,本庭認為申請人只是繼續提出他一方有關原審法官就事實方面爭議的立場,並没有具有重大廣泛的或關乎公眾的重要性。本庭亦看不到有任何其他理由要把案件提交至終審法院受理。申請人的擬上訴不符合上述法例的要求,所以本庭必須駁回上訴許可的申請。

7.  至於本申請的訟費,第一答辯人在他的書面陳詞要求本庭頒令訟費,卻沒有附上訟費列表。本庭考慮到這申請比較簡單,答辯人應該不需要什麼時間去處理,他亦沒有律師代表,所以本庭就本申請不作訟費命令。

 
 

(林文瀚)(袁家寧)(關淑馨)
高等法院上訴法庭副庭長
高等法院上訴法庭法官
高等法院上訴法庭法官

申請人:無律師代表,親自行事。

第一答辯人:無律師代表,親自行事

[2018] HKCA 690-EN-2018-10-16

TANG TIM CHUE v. TANG KA HUNG ROBERT AND ANOTHER

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CACV 147/2012

[2018] HKCA 690

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF APPEAL

CIVIL APPEAL NO 147 OF 2012

(ON APPEAL FROM HCMP NO 2506/2009)

________________________

 IN THE MATTER of the estate of TANG SUM ON alias TANG SAM ON (鄧心安), deceased
 and
 IN THE MATTER of an application under the Inheritance (Provision for Family and Dependants) Ordinance, Cap 481

________________________

BETWEEN
 TANG TIM CHUE(鄧添柱)Applicant
 and
 TANG KA HUNG ROBERT(鄧家雄)1st Respondent
 TANG MEI SZE(鄧美施)2nd Respondent

________________________

Before: Hon Lam VP, Yuen and Kwan JJA in Court

Date of 1st Respondent’s Summary Bill of Costs: 5 September 2018

Date of Appellant’s Response: 13 September 2018

Date of Judgment on Costs: 16 October 2018

_____________________________________

J U D G M E N T   O N   C O S T S

_____________________________________


Hon Yuen (giving the Judgment of the Court):

1.  On 16 August 2018 this court gave Judgment dismissing the Appellant’s appeal against the Judgment of DHCJ Au-Yeung (now Au-Yeung J) in HCMP2506/2009. We made an order nisi that the Appellant pay the costs of the 1st Respondent executor, which order was made absolute as no application for its variation was made within the period specified in the rules of court. We also directed that the 1st Respondent be at liberty to file with the court a summary bill of costs to which the Appellant could respond.

2.  We have considered the 1st Respondent’s summary bill of costs filed on 5 September 2018 and the Appellant’s response filed on 13 September 2018.  Upon a gross sum assessment, we take the view that the 1st Respondent’s claim of $15,046 is modest and reasonable, and we order the Appellant to pay that sum by way of costs. 

(M H Lam)(Maria Yuen)(Susan Kwan)
Vice President
Justice of Appeal
Justice of Appeal

Applicant acting in person.

1st Respondent acting in person.

[2018] HKCA 514-EN-2018-08-16

TANG TIM CHUE v. TANG KA HUNG ROBERT AND ANOTHER

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CACV 147/2012

[2018] HKCA 514

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF APPEAL

CIVIL APPEAL NO 147 OF 2012

(ON APPEAL FROM HCMP NO 2506/2009)

________________________

  IN THE MATTER of the estate of TANG SUM ON alias TANG SAM ON (鄧心安), deceased
  and
  IN THE MATTER of an application under the Inheritance (Provision for Family and Dependants) Ordinance, Cap 481

________________________

BETWEEN
 TANG TIM CHUE(鄧添柱)Applicant
 and
 TANG KA HUNG ROBERT(鄧家雄)1st Respondent
 TANG MEI SZE(鄧美施)2nd Respondent

________________________

Before: Hon Lam VP, Yuen and Kwan JJA in Court

Date of Hearing: 1 August 2018

Date of Judgment: 16 August 2018

________________________

J U D G M E N T

________________________


Hon Lam VP:

1.  I respectfully agree with the judgment of Yuen JA and have nothing to add.

Hon Yuen JA:

2.  This is the appeal of Tang Tim Chue (“TTC”) from a judgment of DHCJ Au-Yeung (now Au-Yeung J) given on 7 June 2012 (“the Judgment”) dismissing his application under the Inheritance (Provision for Family and Dependants) Ordinance Cap.481 (“the Ordinance”) for financial provision from the estate of his father Tang Sum On (“the Deceased”).  The respondents in the application were Tang Ka Hung Robert (“Robert”) and Tang Mei Sze, the executors named in the Deceased’s Will, who are TTC’s half-siblings1.

Summons to adduce fresh evidence

3.  On 21 July 2017, TTC issued a summons seeking to adduce fresh evidence, being the documents contained in a Bundle G.  Apart from a letter from the court regarding directions (which was not relevant evidence in any event), the rest of the documents comprised of statements or documents regarding past events which were prepared after the Judgment by persons who had already given evidence before the judge, or persons for whom no explanation had been given for why they had not given evidence before the judge.  As such, the fresh evidence does not comply with the first condition of Ladd v Marshall2 and TTC did not persist in his summons, which we would dismiss with costs.

Background

4.  To understand this Judgment, it is necessary to set out some relevant family history. 

5.1.   The Deceased was an indigenous villager of San Wai, Ha Tsuen in Yuen Long.  He was a grandson of Tang Chik Fook, a large land-owner.  He was born to Tang Kang Cheung (“TKC”) and Madam Lau. 

5.2.   However as another of Tang Chik Fook’s sons Tang Kap Wing (“TKW”) had died without issue, the Deceased was posthumously adopted at a young age by TKW’s widow Madam Wong to be his successor.  The Tang Kap Wing Tso (“the TKW Tso”) had some land registered in its own name, as well as interests in 6 entities, including a t’ong, another tso, a pawnshop etc3. 

6.  In 1951, in an arranged marriage, the Deceased married Madam Liu who bore him two children, a son TTC born in 1952 and a daughter.  However the Deceased spent most of the time living with his concubine Madam So, rather than with Madam Liu and her children.

7.  In 1953, the Deceased’s father TKC died. 

8.  In 1955 the Deceased started co-habiting with Madam Yip, who bore him two sons viz. Robert and Peter Tang Ka Wai, and two daughters. 

9.  Madam Liu’s household, as well as Madam Wong, were maintained by the TKW Tso. 

“Light the lantern agreement”

10.  The judge found4 that in 1963, an event occurred which has been referred to as the “light the lantern agreement”5.  The lighting of lanterns is a ritual signifying recognition as descendants of a clan.  The Deceased, seeking his wife Madam Liu’s acceptance of Robert and Peter as descendants of the Tang clan, promised that on his death, his personal estate would be divided into 4 equal shares, of which 2 shares would be given to her son (TTC) and 1 share to each of Madam Yip’s sons (Robert and Peter). On that basis, Madam Liu agreed that Robert and Peter could be recognized as descendants of the clan.

TTC’s departure for Canada and first marriage

11.1.   In 1972, TTC went to Canada for further studies.  The Deceased did not make any contributions to TTC’s expenses. 

11.2.   In 1976, TTC got married.  The Deceased did not attend the wedding ceremony. According to Madam Liu, the Deceased refused to attend the wedding despite attempts from his natural and adoptive mothers, Madam Lau and Madam Wong, to persuade him to do so6.

The TKW Tso Action (HCA2125/1978)

12.1.   Meanwhile the TKW Tso had been managed by Madam Wong and later, Madam Liu.

12.2.   The Deceased wished to be appointed manager as he had been adopted as successor of TKW.  This was the subject of discussion at a meeting of elders of the clan. However the Deceased failed to be appointed as manager of the TKW Tso.  TTC was appointed additional manager, with Madam Wong and Madam Liu.

12.3.   The Deceased then commenced HCA2125/1978 (“the TKW Tso Action”) against Madam Wong, Madam Liu and TTC (amongst others), for a declaration that he (the Deceased) was the sole successor to the TKW Tso.  TTC returned to Hong Kong and, together with Madam Wong and Madam Liu, opposed the Deceased’s claim.  In TTC’s Witness Statement, he pointed out that although the Deceased had been posthumously adopted as TKW’s son, he (the Deceased) had performed funeral rituals as the son of TKC, and “by performing the ritual as the eldest son of [TKC], the [Deceased] had in fact renounced his status of being an adopted son of [TKW].  He had resumed his capacity of being the eldest son of ... [TKC]”7.

12.4.   The TKW Tso action commenced by the Deceased against TTC, among others, was clearly hostile litigation.  In 1983, some 5 years after proceedings commenced, a consent order was made providing that certain lots would be conveyed by Madam Wong, Madam Liu and TTC to the Deceased, but it was declared that

-   the Deceased was not an adopted son of TKW nor a member of TKW Tso,

-   the Deceased, Robert and Peter had no claim to the property of TKW Tso, and

-   TTC was the sole successor of the TKW Tso.

Deceased’s Will

13.  On 27 September 1991, the Deceased made a will8 dividing his estate into 10 equal shares, of which 3 shares were given to each of Robert and Peter, and 2 shares to each of his daughters by Madam Yip.  In not providing for TTC, the judge found that the Deceased “had breached his moral obligation under the ‘light the lantern agreement’” (emphasis added).9

Father’s (Deceased’s) Authorization?

14.  Meanwhile TTC had sold some land of the TKW Tso to purchase a property in Canada for his family.  He and his wife later divorced.  He remarried in 1988 and started a new family.  Apart from having to maintain his own family, he also had to support Madam Wong and Madam Liu. 

15.  Between 1988 and 1994, TTC ran a frozen seafood business in Hong Kong and a restaurant in Vancouver, Canada.  He alleged that in 1994-5, his restaurant business failed and he lost money, whereupon he allegedly asked the Deceased for financial assistance.

16.  TTC alleged as follows10:

“ In 1994, I returned to Hong Kong and sought assistance from my late father. I and my late father had had several meetings together with relatives and clansmen to discuss about the use of the lands owned by my late father. Since my late father had got about 300 to 400 plots of lands in New Territories of which some were squattered without rent income and some were unused, my late father then told me to collect rent from those squatters and to let out those unused lands. In return, my late father told me to keep the rent received from tenants for my own use and benefit and as the maintenance to meet my financial needs. I also used these monies to support my family and my natural mother”. (Emphasis added).

TTC referred to this as “the father’s authorization”.

17.1.   Pausing there, it would be noted that on TTC’s own case as first articulated above, this authorization was restricted to rents from:

(a)  squattered land, or

(b)  previously unused land

(c)  which were owned by the Deceased.

17.2.   Yet in a subsequent affirmation11, TTC changed his case to say that the authorization covered not just lands owned by the Deceased but lands under the Deceased’s control which included lands (“the Lands”) in the following categories:

(a)  wholly owned by the Deceased,

(b)  held by the Deceased as tenants-in-common with his (the Deceased’s) brothers,

(c)  wholly owned by Tang Lim Ming12, and

(d)  partly owned by Tang Lim Ming.

17.3.   TTC said that the Deceased’s brothers also received rent from lands in those categories without sharing or being accountable to others13.

18.1.   In TTC’s affirmation filed on 20 July 2010, he listed the rents he received from tenants of the Lands from 1996 to 2006.  The sums varied considerably from amounts as small as $7,500 in 2001 to $1,689,320 in 2004.  He said that the Deceased

“ allowed me to collect the profits and rent from the Lands for my personal use at the material time so that I could have the means for:

a. the expenses to repair the ancestral home situate at 73 San Wai, Ha Tsuen, Yuen Long, New Territories and the ancestral tomb of TKW Tso; and

b. the maintenance of my family including my mother and my adopted grand-mother, the wife of TKW”14.

18.2.   The issue whether the Deceased authorized TTC in 1995 to collect rent from lands owned or controlled by the Deceased for the purpose alleged will be discussed below.

The TL Tso Action (HCA12547/1999)

19.1.   What is indisputable however is that in 1999, the father and son were in litigation again.  This time, it was TTC who commenced proceedings on 4 August 1999 against the Deceased and two other managers of the Tang Leuk Tso (“the TL Tso”) in HCA12547/1999 (“TL Tso Action”). 

19.2.   This action concerned compensation paid for land of the TL Tso which had been resumed by the Government.  TTC alleged that as the successor of TKW, he was entitled to about $542,000 compensation representing 23 shares which the TKW Tso had in the TL Tso.  However he was only paid about $300,000 representing 13 shares, because the Deceased asserted that he (the Deceased) was entitled to 10 shares, as he alleged he had 40% in the TKW Tso. 

19.3.   TTC alleged the Deceased’s assertion above was wrongful15, in light of the Consent Order in the TKW Tso action.  He therefore sued for the balance of $235,737.90.

19.4.   This action was settled more than 3 years later by a Deed dated 21 January 2003 between TTC and the Deceased.  Under the Deed, the Deceased agreed to pay $800,000 to TTC in consideration for TTC’s acknowledgement that the TKW Tso was entitled to only 13 shares in TL Tso, and the assignment of those 13 shares to the Deceased. 

Madam Liu’s divorce proceedings (FCMC2250/2000)

20.1.   While the TL Tso action was still proceeding, TTC’s mother Madam Liu also issued proceedings against the Deceased in 2000, first16 for a declaration that her marriage to the Deceased was valid, and then for divorce17.  In the latter she made a claim for ancillary relief, and obtained an injunction restraining the Deceased from disposing of his assets (which injunction was later replaced by an undertaking from the Deceased). 

20.2.   Madam Liu’s claim for ancillary relief was heard in 2002.  She claimed a sizeable lump sum.  It is noteworthy that the submission made by the Deceased’s counsel, as summarized by the judge18 in his judgment19, was as follows:

“ there is no love lost between the Husband [Deceased] and his children by the Wife [Madam Liu]. It is alleged that the entire driving force behind these proceedings is their son [TTC] who, having squandered with the Wife [Madam Liu] the vast majority of their substantial inheritance20, now has to resort to living21 with the Wife [Madam Liu] and utilizing funds borrowed from G.E. Capital (HK) Ltd and secured against the very roof over her head”22.

20.3.   It is fair to point out that the judge found “there is ... no evidence that he [TTC] was the driving force behind these proceedings or that he is to get any benefit directly out of them other than the fact that any award to his mother may release him of his financial support for her”23.  However, despite the lack of evidence as pointed out by the judge, what is noteworthy is the attitude of the Deceased towards TTC which is relevant for the purposes of the present appeal, as will be discussed later.

20.4.   The divorce proceedings concluded with the judge ordering the Deceased to pay Madam Liu a lump sum of $12 million and the bulk of the costs.

Deceased’s codicil

21.  Two years after the divorce proceedings order, and a year after the TL Tso action was concluded, the Deceased made a codicil on 6 December 2004 in which he directed that Madam Liu, TTC and his daughter by Madam Liu “be excluded from attending my Memorial Service and/or Funeral Service and/or Burial Service at funeral home or at my place of burial and that their names be excluded from my Obituary”.

Deceased’s death

22.  The Deceased died about a year later, on 7 November 2005.

Trespass action regarding Lot 1927 RP (HCA3/2006)

23.1.   About a month after the Deceased’s death, on 2 December 2005, excavation work was commenced on a piece of land, viz the RP of Lot 1927 in DD124 (“Lot 1927 RP").  This was one of the lots which originally belonged to the TKW Tso, but which had been transferred to the Deceased pursuant to the Consent Order in the TKW Tso action. 

23.2.   The excavation work led to the executors of the Deceased’s estate commencing proceedings in HCA3/2006 against TTC and Lam Kuen (who claimed to be the tenant of Lot 1927 RP) for trespass (“the Trespass action”).

23.3.   The defence of TTC and Lam Kuen was that the Deceased had authorized TTC to rent Lot 1927 RP to Lam Kuen and to collect the rent for the maintenance of TTC’s family, in other words, the alleged “father’s authorization”24.

23.4.   The action was heard by Recorder Yuen SC.  TTC, Lam Kuen and Lee Kwok Pang (who claimed to have rented land from TTC) gave viva voce evidence before the Recorder, who rejected the defence of authorization on the following grounds25:

(1)  the Deceased and TTC had a poor relationship;

(2)  the Deceased could have handled the leasing as he had 2-3 staff to look after his land;

(3)  the evidence of TTC and Lam Kuen was inconsistent and self-contradictory, there being 4 versions of the alleged renewal in 200326;

(4)  TTC and Lam Kuen were unreliable witnesses, producing a “Tenancy Agreement” at a very late stage, which in the words of the Recorder “has all the hallmarks of an afterthought”27.

23.5.   Lam Kuen’s appeal28 from the Recorder’s Judgment was dismissed by this court29 on 31 March 2011. 

Application under the Ordinance (HCMP2506/2009)

24.1.   Meanwhile on 27 March 2008, TTC issued proceedings under the Ordinance in DCMP798/2008 (transferred to the High Court as HCMP2506/2009) for financial provision from the Deceased’s estate.  These proceedings were opposed by the executors of the Deceased’s estate.  

24.2.   Both sides were legally represented at trial.  They agreed to be bound by findings of facts in the actions set out above30, together with a probate action commenced by TTC in 2006 which was struck out a year later.  (In fact, findings of fact were made only in Madam Liu’s divorce proceedings and the Trespass action).

24.3.   The proceedings were heard before DHCJ Au-Yeung, who heard viva voce evidence from TTC, Lam Kuen, Lee Kwok Pang (all of whom had given evidence before Recorder Yuen in the Trespass action), Tang Chik Leung (an alleged tenant) and Madam Liu.  For the executors, Robert gave viva voce evidence before the court.   

DHCJ Au-Yeung’s Judgment

25.  There is no challenge on appeal to the legal principles set out by the judge at §§10-19 of the Judgment and I shall not repeat them here.  The disputes in this case were factual, and as the judge put it, “facts were heavily disputed” and “credibility of witnesses was critically important”31.

26.  The primary issue of fact was whether TTC had proved that “immediately before the death of the deceased, he was being maintained, either wholly or substantially, by the deceased”32 (emphasis added), in the sense that the Deceased was making a substantial contribution in money or money’s worth towards TTC’s reasonable needs33. 

27.  TTC alleged that immediately before the Deceased’s death, the Deceased was maintaining him in the form of:

(1)  providing him with free accommodation at 73 San Wai, Ha Tsuen, Yuen Long (“the ancestral home”), where he claims he has always resided, apart from the time when he was residing in Canada;

(2)  permitting him to keep rents which he collected pursuant to the Deceased’s authorization, which he quantified at the hearing at $112,491 pm (about $1.35m pa).

28.  In respect of TTC’s allegation that (1) the Deceased had provided him with free accommodation at the ancestral home, the judge found that:

-  the Deceased was not the registered owner of, nor had a registered interest in, the ancestral home, so it could not be said that any accommodation at that location had been provided “by” the Deceased34; 

-  TTC had other residences35, and

-  according to his own witness Tang Chik Leung, TTC only lived at the ancestral home in the recent 5-6 years36, which would be after the Deceased’s death.

29.1.   In respect of TTC’s allegation that (2) the Deceased had allowed him to keep rents from the Lands pursuant to the alleged “father’s authorization”, the judge found that such authorization never existed for the following reasons37. 

29.2.   First, the relationship between the Deceased and TTC was not harmonious during virtually the whole period covered by the alleged authorization:

-  since the TKW Tso action, the Deceased strongly resented TTC, which resentment was consistent and culminated in the codicil38;

-  TTC never told Madam Liu about the alleged authorization, even though it was allegedly to provide for her maintenance39;

-  between 1999 and 2003 in the TL Tso action, TTC was suing the Deceased for less than $236,000 only, even though on TTC’s case, the Deceased had already let him collect over $3m in rent40;

-  in Madam Liu’s divorce proceedings, she said the Deceased had not maintained her, which contradicted TTC’s case that the collected rents were for him to maintain Madam Liu, among others; and

-  for the reasons stated in the Recorder’s judgment concerning 1 lot of land, it was even less likely that the Deceased would have authorized TTC to collect the rent for 44 lots41.

29.3.   Secondly, the judge analyzed42 the leases which TTC alleged he dealt with pursuant to the alleged “father’s authorization”.  The analysis included the following points, which led the judge to conclude that TTC’s case was “totally unreliable”43: 

-  there was a piece of land for which the Deceased himself had signed a stamped tenancy agreement (prepared by solicitors) which overlapped in time with the lease allegedly granted by TTC pursuant to the Deceased’s authorization.  TTC did not explain why there were two leases covering the same lot and (at least part of) the same period, and why the Deceased dealt with the lot himself when he had allegedly authorized TTC to do so44;

-  there were also alleged renewals or new leases to Lam Kuen and his company Pak Yick Construction Engineering Co even though rents were not paid regularly and no proceedings were taken to collect arrears, which defied commercial sense and was inconsistent with the alleged instruction from the Deceased to TTC to turn the land into productive assets45;

-  no accounts were ever kept by TTC46; and

-  there was no pattern in the rent receipts allegedly issued by TTC47.

29.4.   Thirdly, as for the viva voce witnesses:

-  the judge rejected TTC’s evidence, finding that his evidence was full of inconsistencies, he avoided answering questions in cross-examination, and he did not appear to be credible48;

-  the judge rejected Lam Kuen’s evidence, noting inconsistencies in his affirmations in different proceedings49;

-  the judge also rejected Lee Kwok Pang’s evidence noting that the rent receipts he produced did not identify what land they had been issued for50;

-  as for Tang Chik Leung, he could not identify the land he leased by reference to its lot number.  Although he said there was a “lease book”, a copy of which was supposed to be kept by himself as tenant, it was not produced.  The judge held that even if his evidence was believed, there was no proof that the land he leased belonged to the Deceased51;

-  by contrast, the judge found Robert to be a truthful witness52.

29.5.   Finally, in considering the situation just before the Deceased’s death in 2005, the judge found that if one took into account only those lots of which the Deceased was identified as registered owner, and excluded rents allegedly paid by Lam Kuen (and his company), TTC would only have received $31,180 in rents in 2004, and $44,513 in 200553. These relatively small sums could not support TTC’s case that he had been “wholly or substantially” maintained by the Deceased.

30.  For the reasons set out above, the judge found that TTC had failed to prove that he was wholly or substantially maintained by the Deceased immediately before the latter’s death.  That was sufficient to dispose of the claim, although the judge went on to consider the other issues on the assumption that she was wrong.

Appeal

31.  TTC’s appeal seeks to overturn the judge’s finding of facts that he had failed to prove that he was wholly or substantially maintained by the Deceased immediately before the latter’s death.  It is well-established that an appellate court should be very slow to interfere with findings of primary fact.  As Bokhary PJ said in Ting Kwok Keung v Tam Dick Yuen54:  

“ Where the judgment turns on an issue of fact, the Court of Appeal must have regard to the nature of that issue of fact. And it must have regard to the advantages enjoyed by a trial judge who received the evidence on such an issue at first-hand, in other words, in whose presence the whole of the evidence unfolded in its living state. Such advantages can be, as Lord Shaw of Dunfermline put it in Clarke v Edinburgh Tramways at p.36, ‘sometimes broad and sometimes subtle’. The question for the Court of Appeal is whether, even though it does not enjoy the advantages enjoyed by the trial judge who received the evidence at first-hand, it is nevertheless satisfied that his conclusion on the facts is plainly wrong. The Court of Appeal should intervene if so satisfied. But if not so satisfied, the Court of Appeal should defer to the trial judge’s conclusion even if in some doubt as to its correctness”. (Emphasis added).

32.  I will first deal with TTC’s attempt to refer this court to affirmations made by persons who had not given evidence before the judge.  As these persons have not been tested in cross-examination, the judge was entitled not to take their affirmations into account55.

33.1.   Coming now to the issues, first, in respect of the ancestral home, TTC submitted that it belonged to Tang Chik Fook, but it had “passed” to the Deceased who lived there with Madam Liu as their “matrimonial home”, TTC himself having been born there and having lived there except when he was in Canada.  TTC says he has always performed ancestor worship at the ancestral tablets situated there.  He says that the Deceased had a “right of occupation” and had asked him (TTC) to reside there and to look after it.  In support of his submissions, he referred to the land search of San Wai Lot 61 in DD125, and to a copy of an electricity bill addressed to TKC for the period 30-11-2011 to 31-01-2012.

33.2.   All these matters had been argued before the judge, and were set out in §43 of the Judgment.  The judge was clearly aware of TTC’s case.

34.1.   As far as the ownership of the land is concerned, the judge noted that the land was not owned solely by Tang Chik Fook56.  That is clearly correct.  The land search reveals that the original co-owners were Tang Chik Fook and Tang Tsak (Chok) Hing:

-  As for the latter, ie Tang Tsak (Chok) Hing, successive managers of the Tang Chok Hing Tso have continuously been registered as owners of a half-interest in the land. 

-  As for the former, Tang Chik Fook himself had many descendants.  There was no evidence that Tang Chik Fook’s interest had devolved to the Deceased solely.

34.2.   Assuming the Deceased and TTC had occupied the ancestral home, under what right had they done so?  It seems to me that the correct legal analysis (based on the evidence in this case) is that as successors of Tang Chik Fook57, they had been exercising a right to occupy co-owned property, although such a right of occupation is not exclusive of other co-owners.  So analyzed, TTC’s occupation of the ancestral home (even if proven) was by virtue of his (non-exclusive) right to occupy co-owned property as a successor of Tang Chik Fook.  The same analysis applied to TKC’s occupation and the Deceased’s occupation.  This is entirely consistent with the presence of the ancestral tablets there.

34.3.   The judge was therefore entitled on the evidence to say

“ Accordingly, even if TTC had been provided with accommodation at the ancestral home, it was not shown to be provided ‘by the deceased’ within the meaning of section 3(1)(vi)”58. (Emphasis added).

35.  Further, in support of the judge’s rejection of TTC’s case, there was evidence that showed that immediately before the Deceased’s death in 2005 (which is the relevant period for the purposes of an application under the Ordinance), TTC had not lived at the ancestral home.  His own witness Tang Chik Leung had testified that TTC did not live at the ancestral home previously, but only in the recent 5-6 years (2006-2007), ie after the Deceased’s death59.

36.  For the reasons set out above, the judge’s finding of fact (that TTC has failed to prove that the ancestral home had been provided by the Deceased immediately before his death as accommodation for TTC) cannot be said to be plainly wrong.

37.  Second, in respect of TTC’s allegation that the Deceased had authorized him to collect rents and keep them for maintaining his family, TTC has done no more in this court than repeat his case below, which the judge has rejected for the reasons summarized above60.  He has not suggested how the judge has been plainly wrong in her rejection of his case.

38.  In particular, in my view TTC’s allegation that in 1995 the relationship between him and the Deceased had improved, so much so that the Deceased had allowed him to keep rents from the Lands, flies in the face of the hostile litigation that he himself (TTC) had instigated against the Deceased in 1999 in the TL Tso action.  TTC alleged that pursuant to the alleged “father’s authorization”, he had received in 1996-1998 a total of more than $2.8m61 in rent.  If that were true, he would not have needed to instigate hostile litigation against the Deceased, running the risk of incurring the Deceased’s anger, for less than $250,000. 

39.1.   Further, Madam Liu’s divorce proceedings clearly displeased the Deceased.  As noted earlier, the Deceased believed that TTC was the driving force behind Madam Liu’s institution of those proceedings.  It matters not whether that belief was justified.  The point is that it would have been unlikely for the Deceased to have continued his generosity to TTC when, as his (the Deceased’s) counsel put it, there was “no love lost” between them62.

39.2.   And even if (for the sake of argument) the Deceased had in 1995 allowed TTC to collect rent to maintain his family and Madam Liu, there was no reason for the Deceased to continue to do so (without any reduction) after Madam Liu received a sizeable lump sum of $12 million from the Deceased in 2002 in the divorce proceedings. 

40.  Finally, the requirement under the Ordinance is for TTC to prove that he had been maintained by the Deceased immediately before the latter’s death.  The Deceased’s codicil, executed less than a year before death, speaks volumes about the Deceased’s attitude towards TTC.  To put it bluntly, the Deceased’s hostility came “straight from the horse’s mouth”63, and is completely contrary to the suggestion that the Deceased was at the same time providing him with financial maintenance.

Order

41.  For the reasons set out above, I would dismiss this appeal with an order nisi that TTC pay the costs of the respondent executor to this appeal.  This order would be made absolute automatically unless a summons (supported by affirmation) is issued within 14 days of the date of this Judgment for its variation.  If no such summons is issued, the respondent executor will be at liberty to file with the court and serve TTC, within 21 days of the date of this Judgment, a summary bill of costs (no more than 3 pages).  TTC will be at liberty to respond to the items or quantum in the bill by filing with the court a response (no more than 3 pages) within 14 days after he receives the bill.  The court will then make a gross sum assessment of the costs of the appeal.

Hon Kwan JA:

42.  I agree with the judgment of Yuen JA

(M H Lam)(Maria Yuen)(Susan Kwan)
Vice President
Justice of Appeal
Justice of Appeal

Applicant Mr Tang Tim Chue, appearing in person.

1st Respondent Mr Tang Ka Hung Robert, appearing in person.

2nd Respondent Ms Tang Mei Sze, acting in person, absent.



1 On appeal, the 2nd Respondent Tang Mei Sze did not appear.

2 [1954] 1 WLR 1489.

3 The income from these entities was set out in the Deceased’s affirmation in FCMC2250/2000 (see §20.1 below), filed 4.5.2001, §2(c).

4 §§ 4 and 127, Judgment.

5 An action (HCMP1705/2012) by Madam Liu (and TTC before his bankruptcy) to enforce this agreement was dismissed by DHCJ Shieh SC on 15 May 2013 on the ground (among others) that in any event, it was statute-barred.

6 Liu Chuen Mui’s affirmation in FCMC2250/2000, filed 25.8.2010, §18.

7 TTC’s Witness Statement in HCA12547/1999 (see §19.1 below), filed 11.4.2001, §8.

8 The contents were not known to TTC until after the Deceased’s death.

9 §128, Judgment.

10 TTC’s Affirmation, filed 27.3.2008, §9.

11 TTC’s Affirmation, filed 20.7.2010, §§3-4.

12 Another name for Tang Chik Fook.

13 See fn.11.

14 She (Madam Wong) died in 1996: TTC Affirmation, filed 4.8.2009 §4.

15 SOC in HCA12547/1999, §9.

16 FCMP2/2000.

17 FCMC2250/2000.

18 HH Judge Bruno Chan.

19 Handed down on 2 September 2002.

20 From the TKW Tso.

21 At a flat in Yuen Long.

22 At p.55.  

23 At p.59.

24 §16 above.

25 §28.

26 §§40-47.

27 §50.

28 CACV140/2010.

29 Cheung, Kwan and Lam JJA.

30 The TKW Tso action, the TL Tso action, Madam Liu’s validation of marriage proceedings, her divorce proceedings and the Trespass action before Recorder Yuen.

31 §20, Judgment.

32 Section 3(1)(vi) of the Ordinance.

33 Section 3(3) of the Ordinance.

34 §46, Judgment.

35 §§47-48, Judgment.

36 Since 2006-7.

37 §66, Judgment.

38 §57, Judgment.

39 §§65-66, Judgment.

40 §61, Judgment.

41 §56, Judgment.

42 §§67-85, Judgment.

43 §85, Judgment.

44 §74, Judgment.

45 §73, Judgment.

46 §82, Judgment.

47 §82, Judgment.

48 §22, Judgment.

49 In §86(ii) and §87 of the Judgment, the judge referred to Lam Kuen’s affirmation in “the Probate Action”, but as he did not file any affirmations in the Probate Action, that must have been an error, and should have been references to his affirmations in the Trespass action. 

50 §90, Judgment.

51 §96, Judgment.

 52 §25, Judgment.

53 §§101-102, Judgment.

54 [2002] 1 HKC 601.

55 §21, Judgment.

56 §46, Judgment.

57 As indeed was TKC, in whose name the electricity bill was issued.  

58 §46, Judgment.

59 §50, Judgment.

60 §§29.1-29.5 above.

61 Table in §97, Judgment.

62 Bruno Chan DJ’s Judgment, 2.9.2002 p.55.

63 The Deceased’s testamentary fitness was affirmed by a medical certificate: §57, Judgment.

[2018] HKCA 4-CH-2018-01-12

鄧添柱 對 鄧家雄及另一人

HTML content

CACV 147/2012

[2018] HKCA 4

香港特別行政區

高等法院上訴法庭

民事司法管轄權

民事上訴

民事上訴案件2012年第147號

(原高等法院雜項案件2009年第2506號)

________________

上訴人Tang Tim Chue 
 (鄧添柱) 
 與 
第一答辯人Tang Ka Hung Robert (鄧家雄) 
第二答辯人Tang Mei Sze (鄧美施)
(Executors of the estate of Tang Sum On alias Tan Sam On, deceased)
 

________________

主審法官: 高等法院上訴法庭法官關淑馨
 高等法院上訴法庭法官朱芬齡
書面陳詞日期: 2017年8月16日及9月8日
判案書日期:2018年1月12日

判案書

 

上訴法庭法官關淑馨頒發上訴法庭判案書:

1.  這是一個上訴訟費保證金的申請,傳票申請由第一答辯人鄧家雄在2017年6月26日發出,他同時存檔了支持誓章。上訴人鄧添柱未有按照民事司法常務官在6月29日的指示,他在7月19日才逾期存檔反對誓章。第一答辯人在7月31日存檔回應誓章。

2.  2017年8月16日,第一答辯人去信法庭,確認他會採納之前存檔的兩份誓章,作為他的書面陳詞,不會另外提交陳詞。上訴人在9月8日提交他的書面陳詞。

3.  經審視上訴文件冊,及雙方就這申請提交的誓章和書面陳詞,本庭認為適宜以書面形式處理,毋需召開聆訊。

4.  至於上訴人逾期存檔反對誓章,只是逾期數天,雖然未有解釋原因,本庭認為在這情況下不應該拒絕接納這誓章,會一併考慮。

5.  提出上訴的判決,案件編號是HCMP 2506/2009,判案書在2012年6月7日,由當時任職原訟法庭暫委法官歐陽桂如頒發。該案由上訴人根據《財產繼承(供養遺屬及受養人》條例 (第481章) 提出,他申請從父親鄧心安的遺產,每月撥款$112,491,以供養他妻子和兩名兒子,及保養和維修祖屋。原審時他和鄧心安遺囑的兩名執行人 (其中一位是第一答辯人),都有律師代表。

6.  審訊歷時四天,上訴人有作供及傳召四名證人,遺囑執行人就只由第一答辯人作供。歐陽法官判上訴人敗訴,並命令他支付遺囑執行人的訟費。上訴人在2012年6月27日存檔上訴通知書,他沒有聘請律師,這就是本上訴 (CACV 147/2012) 。2012年8月13日,他存檔補充上訴通知書。第一答辯人在8月22日存檔親自行事通知書。

7.  2013年1月7日,由於上訴人沒有支付欠下第一答辯人在另一訴訟 (HCAP 7/2006) 判定的訟費$305,953,被原訟法庭法官杜溎峰頒令破產。破產令在2017年1月7日解除,在這期間他暫停進行本上訴。2017年6月21日上訴法庭副庭長林文瀚發出指示,確定上訴人毋需經破產管理署同意,可進行本上訴。

8.  第一答辯人在6月26日,提出上訴訟費保證金的申請,他要求上訴人繳付$100,000作為保證金。他的申請,主要基於兩個理由。第一,他多年來未能向上訴人討回判定的訟費,沒有保證金作為保障,他勝訴後執行獲判的訟費,會相當困難。第二,本上訴成功機會渺茫,上訴人是濫用司法程序。

9.  《高等法院規則》第59號命令第10(5) 條規則訂明:「上訴法庭在特殊情況下,可命令就上訴的訟費提供公正的保證。」在 Chung Kau v The Hong Kong Housing Authority & Ors [2004] 2 HKLRD 650,上訴法庭闡明行使這酌情權的有關原則:

(1)  倘若上訴人財政匱乏,或答辯人在執行訟費命令時會遇到延誤和困難,這都可被視為第59號命令第10(5) 條規則所指的「特殊情況」;

(2)  儘管法庭信納上訴人財政匱乏,仍可酌情考慮其他抗衡因素,以決定命令上訴人繳付上訴訟費保證金,是否公正。其中一項常見的抗衡因素,就是上訴有極大的勝算機會;及

(3)  處理上訴訟費保證金申請時,法庭不需 (亦不宜) 詳細審視上訴的理據,只需作出初步的評估。如果初步評估是上訴理據只具爭議性,其結果勝負難料,在沒有其他抗衡因素的情況下,法庭就會行使酌情權,命令上訴人提供上訴訟費保證金。

10.  上訴人沒有披露他的經濟能力。在書面陳詞的附件2,他呈交他在2017年8月4日向鄧永康、鄧森源和鄧致祥發出的信,向他們追討訟費$58,000 。附件4展示一個在2016年12月12日原訟法庭作出的命令,判這三人須支付上訴人的訟費,金額如有爭議,由訟費評定官評定。上訴人追討的$58,000 ,看來是未經評定的訟費。他欠第一答辯人判定的訟費,單是HCAP 7/2006的$305,953 ,就遠超出他向他人追討的訟費數目。第一答辯人雖然就上訴人欠的判定訟費對他發出法定要求償債書,入稟要求頒令他破產,破產令亦在2013年作出,四年下來,仍然未能收取判定的訟費。在破產案 (HCB 6075/2012) 的判案書第30段,杜法官曾批評上訴人「就這些祖業提出多次訴訟,屢敗屢訴,又沒有能力付訟費,浪費 [第一答辯人] 的法律費用,對 [第一答辯人] 造成滋擾」。

11.  本庭認為有充份理由推斷,第一答辯人在執行訟費命令時,有相當可能會遭受不當的延誤,或要承受過度的費用,來追討訟費,這正是上文所指的「特殊情況」,他應獲得訟費保證金的保障。

12.  本庭繼而審視有沒有抗衡因素,致使不應命令上訴人繳付訟費保證金。如上文所述,常見的抗衡因素,就是上訴有極大的勝算機會。

13.  上訴人指稱,第一答辯人在家族祖堂侵吞他應有的金錢,他又倚賴他的補充上訴理據。

14.  本庭毋需在現階段,詳細分析上訴的理據,對勝算作初步評估即可。

15.  歐陽法官裁定上訴人敗訴,基於他不符合《財產繼承 (供養遺屬及受養人) 條例》的要求:

(1)  作為死者的成年子女,他未能證明緊接父親去世前,他是完全或主要靠父親贍養,不符合第3(1)(iv) 條。歐陽法官不信納,上訴人與父親的關係是和諧的。即使他曾代父親收取租金,在父親去世前的兩年,收取租金只有$31,180 (2004年) 和 $43,513 (2005年) ,不足以支持他是「完全或主要」靠父親贍養。至於他聲稱在祖屋居住,他的證供自相矛盾,又沒有證明父親在祖屋有權益,不符合「完全或主要靠死者贍養」的定義。單憑這項理由,已足夠撤銷他的申請。

(2)  他未能證明父親的遺囑,並沒有為他提供「合理經濟給養」,不符合第3(1) 條。「合理經濟給養」,是指對該個案的整體情況而言。上訴人沒有披露他的經濟資源,故此法庭作出不利於他的推斷,即使沒有從父親處獲得生活費,他也有能力供養家庭。父親雖然在道義上沒有履行並無法律效力的「點燈協議」 ,把一半遺產贈予上訴人,從客觀角度而言,他未能證明父親的遺囑沒有為他提供「合理經濟給養」。

16.  歐陽法官詳細分析和討論證供,裁定上訴人和他的證人,大部份的證供都不可信。上訴人的上訴理由,是要挑戰原審法官在事實的裁斷,他必須證明原審的裁斷是明顯錯誤,或是全無證據支持,或是和文件證據或其他不可反駁的證據抵觸。本庭審視他在上訴通知書和補充上訴通知書的理由,認為他未能達到成功推翻事實裁斷的要求,他只是重申他聲稱的案情,不能證實原審法官是如何犯錯。本庭初步認為上訴理由,不具合理爭議,更說不上是勝算極大。

17.  本庭決定行使酌情權,命令上訴人提供合理的金額,作為第一答辯人的上訴訟費保證金。

18.  第一答辯人要求的金額是$100,000 ,他沒有列出估算訟費金額的明細。再者他親自行事,沒有律師代表,又沒有提出任何證據,他因辦理任何與本上訴有關的工作,會蒙受金錢上損失,本庭只可根據《高等法院規則》第62號命令第28A(3) 條,以每小時$200估算他在本上訴的合理訟費。本庭估算的合理金額為$12,000。

19.  本庭作出命令如下:

(1)  在本命令作出起計28天內,上訴人須以向法院繳存款項的方式,提供$12,000作為第一答辯人在本上訴的訟費保證金;

(2)  在上訴人提供上述保證金之前,本上訴予以擱置;

(3)  倘若上訴人未能在指定期限內提供上述保證金,毋需另行作出命令,本上訴予以撤銷,上訴的訟費歸於答辯人,訟費金額如有爭議,交由聆案官評定;

(4)  第一答辯人在這申請的訟費,不論上訴結果最終如何,都由上訴人支付,訟費金額如有爭議,交由聆案官評定。

  

  

(關淑馨)(朱芬齡)
高等法院上訴法庭法官高等法院上訴法庭法官

上訴人:無律師代表。親自行事

第一答辯人:無律師代表,親自行事