COMMISSIONER OF REGISTRATION v. REGISTRATION OF PERSONS TRIBUNAL AND ANOTHER
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CACV000272/1999
CACV 272/99
IN THE HIGH COURT OF THE
HONG KONG SPECIAL ADMINISTRATIVE REGION
COURT OF APPEAL
CIVIL APPEAL NO. 272 OF 1999
(ON APPEAL FROM HCAL 40/1999)
________________________________
| BETWEEN | ||
| COMMISSIONER OF REGISTRATION | ||
| AND | ||
| REGISTRATION OF PERSONS TRIBUNAL | 1st Respondent | |
| FATEH MUHAMMAD | 2nd Respondent |
_____________________________________
Coram: Hon Mayo VP, Rogers JA and Ribeiro JA
Date of Hearing: 28 - 30 March 2000
Date of
______________
J U D G M E N T
______________
Hon Mayo VP:
1. This is an appeal from a
2. The background facts are conveniently encapsulated on pages 4 and 5 of the Judge's
"Mr. Muhammad was born in Pakistan in 1940. He came to Hong Kong in October 1962 on the strength of a Pakistani passport. He applied for, and was given, a Hong Kong identity card. He has been married twice. In 1967, he married a woman from Pakistan. His three surviving children from that marriage all live in Hong Kong. He married his current wife in 1976. She was born in Hong Kong. She has a daughter from a previous marriage, and they have a daughter of their own. However, the three of them live in India.
Apart from short periods (almost always for business), Mr. Muhammad claims to have left Hong Kong for any length of time only three times. The first was in 1967 when he left Hong Kong for a month or so in order to get married for the first time. The second was in 1976 when he left Hong Kong for a couple of months at the time of his second marriage. The longest time he has been out of Hong Kong was in 1985, when he spent six months in Pakistan following his father's death.
The basis on which Mr. Muhammad was permitted to stay in Hong Kong in the past is not material for present purposes. I merely note that in January 1989 he was allowed to stay in Hong Kong as a dependent of his second wife. That was his status when in February 1993 he was arrested and charged with criminal offences. He was remanded in custody until his trial. He was eventually convicted of two offences, and sentenced to terms of imprisonment. He was due to complete his sentence on 27th February 1997. However, a few days before that, the Secretary for Security ordered his
deportation from Hong Kong, and on his release from prison he was detained pending his repatriation pursuant to thedeportation order . He had beenon recognisance when his application for a Hong Kong permanent identity card was refused and when his appeal from that refusal was allowed."
3. The main
4. The relevant legislative provisions which have to be considered in this connection are Article 24 of the Basic Law and Schedule 1 to the Immigration Ordinance, Cap. 115. Somewhat surprisingly when the Tribunal heard the appeal they
5. Article 24 reads:
"Residents of the Hong Kong Special Administrative Region ('Hong Kong residents') shall include permanent residents and non-permanent residents.
The permanent residents of the Hong Kong Special Administrative Region shall be:
(1)
Chinese citizens born in Hong Kong before or after the establishment of the Hong Kong Special Administrative Region;(2)
Chinese citizens who have ordinarily resided in Hong Kong for a continuous period of not less than seven years before or after the establishment of the Hong Kong Special Administrative Region;(3) Persons of Chinese nationality born outside Hong Kong of those residents listed in categories (1) and (2);
(4) Persons not of Chinese nationality who have entered Hong Kong with valid travel documents, have ordinarily resided in Hong Kong for a continuous period of not less than seven years and have taken Hong Kong as their place of
permanent residence before or after the establishment of the Hong Kong Special Administrative Region;
(5) Persons under 21 years of age born in Hong Kong of those residents listed in category (4) before or after the establishment of the Hong Kong Special Administrative Region; and
(6) Persons other than those residents listed in categories (1) to (5), who, before the establishment of the Hong Kong Special Administrative Region, had the
right of abode in Hong Kong only.
The above-mentioned residents shall have the
right of abode in the Hong Kong Special Administrative Region and shall be qualified to obtain, in accordance with the laws of the Region, permanent identity cards which state theirright of abode .
The non-permanent residents of the Hong Kong Special Administrative Region shall be persons who are qualified to obtain Hong Kong identity cards in accordance with the laws of the Region but have no
right of abode ."
6. Article 24(2)(4) is the Article Mr Muhammad relies upon.
7. Schedule 1 para. 2(d) of the Immigration Ordinance, purports to take cognisance of Article 24(2)(4):
"SCHEDULE 1
...
2. Permanent resident of the Hong Kong Special Administrative Region
A person who is within one of the following categories is a permanent resident of the Hong Kong Special Administrative Region -
...
(d) A person not of Chinese nationality who has entered Hong Kong with a valid travel document, has ordinarily resided in Hong Kong for a continuous period of not less than 7 years and has taken Hong Kong as his place of
permanent residence before or after the establishment of the Hong Kong Special Administrative Region.
..."
8. It is the Commissioner's contention that in interpreting the Article 24(2)(4) he must have regard to:
9. Schedule 1 para. 1(4)(b) of the Immigration Ordinance:
"SCHEDULE 1
1. Interpretation
...
(4) For the purposes of calculating the continuous period of 7 years in which a person has ordinarily resided in Hong Kong, the period is reckoned to include a continuous period of 7 years -
...
(b) for a person under paragraph 2(d), before or after the establishment of the Hong Kong Special Administrative Region but immediately before the date when the person applies to the Director for the status of a permanent resident of the Hong Kong Special Administrative Region.
..."
10. Schedule 1 para. 1(5) of the Immigration Ordinance:
"SCHEDULE 1
1. Interpretation
...
(5) A person is settled in Hong Kong if -
(a) he is ordinarily resident in Hong Kong; and
(b) he is not subject to any
limit of stay in Hong Kong."
11. Schedule 1 para. 3(1) and (2) of the Immigration Ordinance:
"SCHEDULE 1
...
3. Establishing permanent residence under paragraph 2(d)
(1) For the purposes of paragraph 2(d), the person is required -
(a) to furnish information that the Director reasonably requires to
satisfy him that the person has taken Hong Kong as his place ofpermanent residence . The information may include the following -
(i) whether he has
habitual residence in Hong Kong;(ii) whether the principal members of his family (spouse and
minor children ) are in Hong Kong;(iii) whether he has a reasonable means of income to support himself and his family;
(iv) whether he has paid his taxes in accordance with the law;
(b) to make a declaration in the form the Director stipulates that he has taken Hong Kong as his place of
permanent residence ; the declaration for a person under the age of 21 years must be made by one of his parents or by a legalguardian ; and(c) to be settled in Hong Kong at the time of the declaration.
(2) A person claiming to have the status of a permanent resident of the Hong Kong Special Administrative Region under paragraph 2(d) does not have the status of a permanent resident in the Hong Kong Special Administrative Region until he has applied to the Director and the application has been approved by the Director.
..."
and s. 2(4)(b) of the Immigration Ordinance:
"2. Interpretation
...
(4) For the purposes of this Ordinance, a person shall not be treated as ordinarily resident in Hong Kong -
...
(b) during any period, whether before or after the commencement of this Ordinance, of imprisonment or detention pursuant to the sentence or order of any court.
... "
12. Mr Chang SC for Mr Muhammad
13. Mr Chang contended that the provisions referred to in Schedule 1 were
14. A good example of this was the requirement in Schedule 1 para. 1(4)(b) that for calculating the 7 years period it must run immediately prior to the time when the application for status as a permanent resident is made. Mr Chang argued that this clearly contravened the Article. This was because it was evident from the wording of Article 24(2)(4) that the status could be required either before or after the Basic Law came into effect. No application could have been made prior to 1 July 1997 as Schedule 1 was not enacted until that date and accordingly the residential requirement could not have been complied with.
15. This had important implications in this case as it was Mr Chang's contention that on any reasonable criteria Mr Muhammad was ordinarily resident in Hong Kong prior to 1 July 1997. Mr Chang called in aid the reasoning of Lord Scarman at pages 341 and 342 of R v Barnet LBC, ex parte Shah [1983] 2 AC 309:
"The words '
ordinary residence ' were considered by this House in two tax cases reported in 1928. In each, the House saw itself as seeking the natural and ordinary meaning of the words. In Levene v. Inland Revenue Commissioners [1928] A.C. 217, 225Viscount Cave L.C. said:
'I think that [ordinary residence] connotes residence in a place with some degree of continuity and apart from accidental or temporary absences.'
In Inland Revenue Commissioners v. Lysaght [1928] A.C. 234, 243
Viscount Sumner said:
'I think the converse to "ordinarily" is "extraordinarily" and that part of the regular order of a man's life, adopted voluntarily and for settled purposes, is not "extraordinary."'
In Levene's case Lord Warrington of Clyffe said, at p. 232:
'I do not attempt to give any definition of the word "resident". In my opinion it has no technical or special meaning for the purposes of the Income Tax Act. "
Ordinarily resident " also seems to me to have no such technical or special meaning. In particular it is in my opinion impossible to restrict its connotation to its duration. A member of this House may well be said to be ordinarily resident in London during the Parliamentary session and in the country during the recess. If it has any definite meaning I should say it means according to the way in which a man's life is usually ordered.'
...
Strictly,
my Lords , it is unnecessary to go further into such case law as there is in search of the natural and ordinary meaning of the words. In 1928 this House declared it in general terms which were not limited to the Income Tax Acts. Lord Denning has reaffirmed it in 1981, thus showing, if it were needed, that there has been no significant change in the common meaning of the words between 1928 and now. If further evidence of this fact is needed (for the meaning of ordinary words as a matter of common usage is a question of fact), the dictionaries provide it: see, for instance, Oxford English Dictionary s.v. 'ordinarily' and 'resident'. I, therefore, accept the two tax cases asauthoritative guidance displaceable only by evidence (which does not exist) of a subsequent change in English usage. I agree with Lord Denning M.R. that in their natural and ordinary meaning the words mean 'that the person must be habitually and normally resident here, apart from temporary or occasional absences of long or short duration'. The significance of the adverb 'habitually' is that it recalls two necessary features mentioned byViscount Sumner in Lysaght's case, namely residence adopted voluntarily and for settled purposes."
16. This was also in conformity with the
17. According to Mr Chang the crucial error which had been made by the Judge was to seek a
"The six categories of persons who are entitled to the
right of abode in Hong Kong all have a connection of some kind with Hong Kong. The nature and degree of that connection is defined by Arts. 24(1) - (6). Thus, Art. 24(1) relates to birth, Art. 24(3) relates to parentage and so forth. The nature and degree of the connection with Hong Kong required fornon-Chinese nationals is set out in Art. 24(4). The nature and degree of that connection relate to two things which have happened in the past. First, they must have ordinarily resided in Hong Kong for a continuous period of at least seven years. Secondly, they must have taken Hong Kong as their place ofpermanent residence . Admittedly, this second requirement looks to the future as well as to the past. Anon-Chinese national cannot have taken Hong Kong as his place ofpermanent residence if he did not intend to make it his home in the future. But the fact is that before being recognised as having the status of a Hong Kong permanent resident, anon-Chinese national has already to have taken Hong Kong as his place ofpermanent residence .
It is the coupling of the requirement to have taken Hong Kong as one's place of
permanent residence with the requirement of seven years'ordinary residence which leads me toconclude that the drafters of the Basic Law hadrecent residence in Hong Kong in mind. That view was reinforced when I read the words of Art. 24(4) again. Even though no words of limitation appear in the text, the sense one gets of a linkage between the two requirements is strong. I have not overlooked Mr. Dykes' point that a linkage between the two requirements exists even if seven years'ordinary residence at any time in the past is sufficient: the greater the gap between the ending of the seven years' ordinary residence and the making of the claim that one has taken Hong Kong as one's place ofpermanent residence , the more difficult it would be to persuade the immigration authorities, as a matter of fact, that one has indeed taken Hong Kong as one's place ofpermanent residence . But the more I read the actual language of Art. 24(4), the more the two requirements seem to me to have been intended to be linked in terms of time, rather than as a matter of evidence. A non-Chinese national has to have taken Hong Kong as his place ofpermanent residence at a time when he is ordinarily residing in Hong Kong, and if his taking of Hong Kong as his place ofpermanent residence is a declaration of his current intention, that means that his ordinary residence in Hong Kong has to be current as well."
18. Mr Chang
19. Mr Chang also submitted that assistance could be derived from the terms of Article 24(2)(2) which related to
20. Mr Fok SC who represented the Commissioner's answer to all of this was that it was question of the
21. The proper
"Approach to
Interpretation of the Basic LawWe must begin by recognising and appreciating the character of the document. The Basic Law is an entrenched
constitutional instrument to implement the unique principle of 'one country, two systems'. As is usual forconstitutional instruments , it uses ample and general language. It is aliving instrument intended to meet changing needs and circumstances.It is generally accepted that in the
interpretation of a constitution such as the Basic Law a purposiveapproach is to be applied. The adoption of a purposiveapproach is necessary because a constitution states general principles and expresses purposes without condescending to particularity and definition of terms. Gaps and ambiguities are bound to arise and, in resolving them, the courts are bound to give effect to the principles and purposes declared in, and to be ascertained from, the constitution and relevant extrinsic materials. So, in ascertaining the true meaning of the instrument, the courts must consider the purpose of the instrument and its relevant provisions as well as the language of its text in the light of the context, context being of particular importance in theinterpretation of aconstitutional instrument .
As to purpose, the purpose of the Basic Law is to establish the Hong Kong Special Administrative Region being an
inalienable part of the People's Republic of China under the principle of 'one country, two systems' with a high degree of autonomy in accordance with the China's basic policies regarding Hong Kong as set out and elaborated in the Joint Declaration. The purpose of a particular provision may be ascertainable from its nature or other provisions of the Basic Law or relevant extrinsic materials including the Joint Declaration.As to the language of its text, the courts must avoid a literal, technical, narrow or
rigid approach . They must consider the context. The context of a particular provision is to be found in the Basic Law itself as well as relevant extrinsic materials including the Joint Declaration. Assistance can also be gained from any traditions and usages that may have given meaning to the language used.Chapter III of the Basic Law begins by defining the class constituting Hong Kong residents including permanent and non-permanent residents and then provides for the rights and duties of the residents, including the
right of abode in the case of permanent residents. What is set out in Chapter III, after the definition of the class, are the constitutional guarantees for the freedoms that lie at the heart of Hong Kong's separate system. The courts should give agenerous interpretation to the provisions in Chapter III that contain these constitutional guarantees in order to give to Hong Kong residents the full measure offundamental rights and freedoms so constitutionally guaranteed.
However, when interpreting the provisions that define the class of Hong Kong residents, including in particular the class of permanent residents (as opposed to the constitutional guarantees of their rights and freedoms), the courts should simply consider the language in the light of any ascertainable purpose and the context. The context would include other provisions of the Basic Law. Of particular relevance would be the provisions of the
International Covenant on Civil and Political Rights (the ICCPR) as applied to Hong Kong which remain in forceby virtue of art. 39 and any relevant principles which can bedistilled from the ICCPR.
What we have set out above cannot be and is not intended to be an exhaustive statement of the principles the courts should adopt in approaching the
interpretation of the Basic Law. Constitutional interpretation, like other forms of interpretation, is essentially question specific. As and when questions of interpretation arise, the courts will address the challenges posed by the questions raised and develop principles as necessary to meet them."
22. The points particularly to be borne in mind were that the
23. In considering the
24. Any right that he may have had was subject to verification. This was clear from a passage appearing later from the
"However, it does not follow that the entire scheme introduced by the No 3 Ordinance is
unconstitutional . One must distinguish between a permanent resident who enjoys theright of abode on the one hand and a person claiming to be a permanent resident on the other hand. It is reasonable for the legislature to introduce a scheme which provides for verification of a person's claim to be a permanent resident. In our view, the scheme, apart from the requirement of theone way permit , is constitutional as it cannot be said to go beyond verification. Therefore, the scheme is constitutional in requiring a claimant to apply for and obtain a certificate of entitlement from the Director and providing that his status as permanent resident can only be established by his holding such a certificate. Further, the provisions of the scheme whereby he must stay in the Mainland whilst applying for such a certificate and whilst appealing against any refusal of the Director to issue a certificate are also constitutional. He has a right to land as part of hisright of abode as a permanent resident. But his claim to that status must first be verified."
25. There was also support for this
26. I am satisfied that Mr Muhammad's claim to be a permanent resident did have to be established and this being the case he did not have the status on 1 July 1997.
27. I am also satisfied that it is necessary to apply a
28. It is necessary to stand back and ask the question what the drafters of the Article were attempting to provide for when the Article was drafted. One of the critical factors to consider in this case is whether Mr Chang was right in his contention that each of the three requirements contained in Article 24(2)(4) should be considered separately and discreetly. In other words whether you could take each of the requirements separately and say each in turn had been complied and that therefore Mr Muhammad was entitled to be a permanent resident subject to reasonable verification requirements.
29. I do not think that this is correct. One way of testing this is to consider the sort of anomalies which could arise if Mr Chang's argument is valid. If each of the requirements could be considered separately it would be possible for a person not of Chinese nationality to have entered Hong Kong with valid travel documents many years ago and then satisfy the residential requirement of 7 years continuous residence. They could then leave the Territory for many years and return as an illegal immigrant. If Mr Chang is right they could then be eligible for the status of being permanent residents. Their connection with Hong Kong may, by the time they make their application, be nebulous in the extreme. I do not believe that it could have been the intention of the drafters of Basic Law to
30. The consequence of this is that Schedule 1 para. 1(4)(b) is not contrary to the Basic Law and accordingly it is necessary for Mr Muhammad to prove that he was ordinarily resident in Hong Kong for a continuous period of 7 years immediately proceeding his application to become a permanent resident.
31. At the hearing of the appeal Mr Fok made lengthy and most helpful
32. That then leads to the question of Mr Muhammad's imprisonment during the 7 years and s. 2(4)(b) of the Ordinance.
33. Mr Chang
34. There is nothing in the
35. This would seem to be decisive of this appeal. In my view the appeal should be
Hon Rogers JA:
36.Introduction
In this appeal, a number of questions both as to the
The 2nd respondent
37. Mr Fateh Muhammad, the 2nd respondent, came to Hong Kong in 1962. He has stated that he arrived on 6 October and certainly on the 22 October, he applied for registration of an identity card. It appears that he took up employment with Cable & Wireless Limited. In 1967, he left for Pakistan for one month where he was married. There is a passport record of his returning to Hong Kong in December of that year. In 1970, his son was born in Hong Kong and in 1971, a daughter was born in Hong Kong.
38. In 1976, the 2nd respondent married again. This time, the marriage took place in India and his second wife was a Hong Kong permanent resident. She subsequently gave birth in Hong Kong to their son in 1980 and their daughter in 1987.
39. In May 1984, the 2nd respondent acknowledged receipt of a warning letter, declaring that he understood its contents. That letter made reference to a conviction for assault occasioning actual bodily harm on 22 November 1979 and a conviction for evasion of
40. On 22 October 1990, the 2nd respondent made a further application for extension of stay in which he stated "Please I want to change my I/D card for Permanent stay." It might be noted that this was within a few months of the promulgation of the Basic Law. Five months later, the 2nd respondent's application for
41. In February 1993, the 2nd respondent was arrested and in April 1994, he was convicted on two charges of conspiracy in relation to forged bank-notes. He was sentenced to periods of imprisonment of six years concurrently on each count.
42. In February 1997, three days before he was due to be released from prison, he was served with a
43. Following that, on 4 August 1998, the 2nd respondent appealed to the Registration of Persons Tribunal in respect of the refusal to grant a permanent identity card. The matter was heard before the Tribunal on 14 January 1999 and a
44. Whether the 2nd respondent remained in Hong Kong illegally in the periods prior to 1990 seems to me to be irrelevant. In view of the subsequent extensions of stay, I am satisfied that any illegal stay in Hong Kong prior to 1990 is a matter which was waived. The 2nd respondent has apparently not only been employed in Hong Kong but has, from time to time, run businesses and has purchased flats in Hong Kong. The longest period for which he has been out of Hong Kong was a period of six months in 1985 at the time of the death of his father when he left Hong Kong to arrange the funeral of his father and to be with his mother.
45. Whereas one of the members of the Registration of Persons Tribunal was not satisfied in respect of the 2nd respondent's employment nor that the 2nd respondent stayed in Hong Kong between 1963 and 1978, it is clear that the other member of the Tribunal did accept that. Furthermore, there was no evidence whatever from the Commissioner to indicate that the 2nd respondent had not been in Hong Kong effectively since 1962. Any suggestion that the 2nd respondent had not been in Hong Kong was speculation without foundation. The member of the Tribunal who held in the 2nd respondent's favour said, amongst other things :-
"He has been ordinarily resident of Hong Kong (possibly since his first arrival in 1962).
This was clearly reflected in the records of his employment, his setting up of a number of businesses over times, his investment in properties, his getting married, bringing up children, etc. in Hong Kong since 1962.
Any reasonable person when asked to look at the sequence of his activities in Hong Kong will undoubtedly come up with the same conclusion that he is an ordinarily resident of Hong Kong.
On facts, it is obvious that he has voluntarily taken up Hong Kong as his place of abode, and also for settled purposes. This is in line with the legal principles of '
ordinarily resident ' which Lord Scarman had laid down in hisjudgment in the Shah case....
The facts above speak without any ambivalence that the appellant has taken Hong Kong as his place of
permanent residence . No reasonable person would question the claim when inspecting these facts."
46. These are powerful considerations.
47. Article 24(3) provides that permanent residents shall have the
48. It can be observed that almost all the
49. Whilst, therefore, the 2nd respondent might, and on the
Article 24(2)(4) of the Basic Law
50. Under Article 24(2) of the Basic Law, the permanent residents of the HKSAR are defined as including :-
"(4) Persons not of Chinese nationality who have entered Hong Kong with valid travel documents, have ordinarily resided in Hong Kong for a continuous period not less than 7 years and have taken Hong Kong as their place of
permanent residence before or after the establishment of the Hong Kong Special Administrative Region."
It is evident both from the use of the different expressions of Hong Kong and Hong Kong Special Administrative Region and from the position of the words "before or after the establishment of the Hong Kong Special Administrative Region" that the criteria, which must be satisfied to bring a person within this category of permanent residents, could be satisfied before the establishment of the HKSAR.
51. There was much discussion as to whether those criteria could be established severally, at different times, or whether they must be satisfied at the same time. I was initially attracted by the suggestion that there was nothing in the wording of the Article which required that the conditions should be established at the same time and that, provided the person claiming to be a permanent resident could satisfy the criteria, namely that he had entered Hong Kong with a valid travel document, that he had been
52. However, reading Article 24(2)(4) in the context of the rest of the Article and, specifically, the other definitions of categories of permanent resident, it seems to me that in broad terms what it is defining is the sort of person who should be allowed to stay because, despite not being a
Establishing the right of
53. The status of permanent resident is not simply a valuable status but it is one which underlies the Basic Law. The holder of that status acquires considerable rights. It is understandable, therefore, that the exercise of the rights of a permanent resident should be carefully safeguarded and only those who have established their status should enjoy the rights.
54. The requirement of establishing the status of permanent resident was considered in the case of Lau Kong Yung and others v. Director of Immigration [1999] 3 HKLRD 778. In that case, consideration was being given to the provisions of section 2AA of the Immigration Ordinance. Those provisions are, of course, not applicable in this case. Nevertheless, there was no question that provisions regulating the manner in which the status of permanent resident could be established were upheld. Reference could be made, for example, to the
55. As pointed out above, the provisions of section 2AA of the Immigration Ordinance are inapplicable in relation to persons claiming to be permanent residents under Article 24(2)(4) of the Basic Law (which is mirrored in paragraph 2(d) of Schedule 1 of the Ordinance). The mechanism for establishing a right under paragraph 2(d) is set out in paragraph 3 of Schedule 1. Paragraph 3(2) provides that a person does not have the status of a permanent resident under paragraph 2(d) until his application has been approved by the Director of Immigration.
56. Whilst upholding the law insofar as it lays down a procedure for establishing a status, it is right to say that the procedures laid down for establishing the status cannot be used to alter the criteria required to be fulfilled to enjoy that status. The reason is simply that if a right is laid down in a constitutional document, it cannot be denied by
Paragraph 1(4) of Schedule 1
57. On behalf of the Commissioner, strong reliance was placed on paragraph 1(4)(b) of Schedule 1 of the Ordinance. That reads :-
"(4) For the purposes of calculating the continuous period of 7 years in which a person has ordinarily resided in Hong Kong, the period is reckoned to include a continuous period of 7 years -
...
(b) for a person under paragraph 2(d), before or after the establishment of the Hong Kong Special Administrative Region but immediately before the date when the person applies to the Director for the status of a permanent resident of the Hong Kong Special Administrative Region."
58. This provision is important in this case because section 2(4)(b) of the Immigration Ordinance provides that a person shall not be treated as ordinarily resident in Hong Kong during any period of imprisonment or detention pursuant to a sentence or order of any court.
59. The short argument on behalf of the Commissioner is that because the 2nd respondent was imprisoned between 1993 and 1997, he did not have a continuous period of 7 years ordinary residence immediately prior to his application.
60. At first, it seemed that the words "immediately before the date when he applies ..." added a gloss to Article 24(2)(4) which was not in that provision. However, applying the
61. Arguments were raised, comparing Article 24(2)(2) with Article 24(2)(4). I consider that such comparisons are not productive. The provisions relate, on the one hand, to persons of Chinese nationality and on the other hand, to persons not of Chinese nationality. The composite requirement of section 24(2)(4) is not present in Article 24(2)(2). Hence the fact that the period of 7 years residence need not be "immediately before" any application date as regards qualification under Article 24(2)(2) is irrelevant.
62. The question then arises as to whether there can be a break in the period of permanent residence provided that at some stage, the person has continuously resided in Hong Kong for 7 years. Again, for the same reason, based on the
63. The definition section of the Immigration Ordinance does not define "
"during any period, whether before or after the commencement of this Ordinance, of imprisonment or detention pursuant to the sentence or order of any court."
64. This exclusion of the period of imprisonment is not out of keeping with the commonly understood meaning of
65. Neither do I consider that the provisions of
66. In my view, the word "immediately" has to be read in the light of the
67. In conclusion, I consider that paragraph 1(4), when properly construed is valid, and that the period of imprisonment following arrest in 1993 was a break in the 2nd respondent's period of
Further material for consideration of Article 24(2)(4)
68. Mr Fok, SC, on behalf of the Commissioner sought to introduce further material, in particular, a resolution of the
"Settled in Hong Kong"
69. There was one further ground upon which Mr Fok relied in support of his case.
70. A person claiming the status of permanent resident under paragraph 2(d) of Schedule 1 is required under paragraph 3(1)(a) to furnish information in relation to a number of matters including his
71. There is a further stipulation that when the person claiming the status makes his declaration, he must, in accordance with paragraph 3(1)(c), be settled in Hong Kong. Again, giving Article 24(2)(4) what I have outlined above to be its purposive
72. If the person has come to Hong Kong legally, remained in Hong Kong for at least 7 continuous years and taken Hong Kong as his place of
73. But consideration then needs to be given to paragraph 1(5) of Schedule 1 of the Ordinance which states that :-
"(5) A person is settled in Hong Kong if -
(a) he is ordinarily resident in Hong Kong; and
(b) he is not subject to any
limit of stay in Hong Kong."
74. Taking sub-paragraph (a) first, it was not argued that because the 2nd respondent had been served with a
75. Reliance was, however, placed by Mr Fok, on behalf of the Commissioner, on paragraph 1(5)(b) of Schedule 1 of the Ordinance. I do not base my decision in this case upon that provision. I note that Keith JA expressed disquiet in relation to this provision. For the same reasons that he said it was undesirable to reach a conclusion in respect of this provision, I intend to say no more than to draw attention to what he said about it.
Hon Ribeiro JA:
76. The 2nd respondent arrived in Hong Kong on a valid Pakistani passport in 1962 and may uncontroversially be taken for present purposes to have been ordinarily resident here until 25 February 1993. On that date, he was arrested and detained by the ICAC. He was subsequently convicted on charges of conspiracy to utter forged banknotes and conspiracy to deliver counterfeit banknotes, receiving a six year sentence of imprisonment on each offence, running concurrently. With remission, his term of imprisonment came to an end on 27 February 1997.
77. On 24 February 1997, the Secretary for Security ordered that he be deported and, after completion of his sentence, he was held in detention pending
A. These
78. As provided by section 2A of the Immigration Ordinance (Cap 115) ("the Ordinance"), a Hong Kong permanent resident enjoys the
79. With a view to establishing his
80. On 17 June 1998, the Director of Immigration refused to verify the 2nd respondent's status as a permanent resident on two grounds, namely :-
(a) That he had not been
ordinarily resident here continuously for seven years immediately before the date of his application to the Director as required by Schd 1, para 1(4)(b) of the Ordinance, since during such period, his time spent in prison was excluded from qualifying asordinary residence by section 2(4)(b) of the Ordinance.(b) That he also could not satisfy the requirement of Schd 1, para 3(c) of the Ordinance, that he be "settled" in Hong Kong at the time of making his said declaration since Schd 1, para 1(5), provided that he could not be "settled" if he was at the time subject to a
limit of stay in Hong Kong, thedeportation order being such alimit of stay .
81. Notwithstanding the Director's refusal, on 29 June 1998, the 2nd respondent formally applied to the Commissioner to be issued with a permanent identity card. This was refused. The 2nd respondent then appealed to the Registration of Persons Tribunal. After a contested hearing, one of its two members decided that the appeal should be allowed. By virtue of Schd 4, para 3(2) of the Registration of Persons Regulations (Cap 177), this meant that the appeal was allowed.
82. On the Commissioner's application for
B. The
83. Article 24(2)(4) of the Basic Law ("BL24(2)(4)") materially provides as follows, namely :-
"Residents of the Hong Kong Special Administrative Region ('Hong Kong residents') shall include permanent residents and non-permanent residents. The permanent residents of the Hong Kong Special Administrative Region shall be: .......
(4) Persons not of Chinese nationality who have entered Hong Kong with valid travel documents, have ordinarily resided in Hong Kong for a continuous period of not less than seven years and have taken Hong Kong as their place of
permanent residence before or after the establishment of the Hong Kong Special Administrative Region; .......
The above-mentioned residents shall have the
right of abode in the Hong Kong Special Administrative Region and shall be qualified to obtain, in accordance with the laws of the Region, permanent identity cards which state theirright of abode ."
84. Mr Denis Chang SC, appearing with Mr Maurice K F Ng for the 2nd respondent, contended that by virtue of BL24(2)(4), the provisions of the Ordinance relied upon by the Commissioner as the basis for refusing the 2nd respondent's application are unconstitutional. In particular :-
(1) Schd 1, para 1(4)(b) is unconstitutional in purporting to make it a requirement that the period of seven years or more of continuous ordinary residence in Hong Kong must have occurred immediately before the date of the application (the "immediately before"
issue ); and,(2) Schd 1, para 3(c) in combination with Schd 1, para 1(5) are unconstitutional in purporting to require the applicant to be "settled" in Hong Kong, in the sense of not being subject to any
limit of stay in Hong Kong at the time of making his aforementioned declaration (the "limit of stay "issue ).
The 2nd respondent's case was that these provisions are
85. Additionally, Mr Chang contended that even if his argument on the "immediately before"
86. The Commissioner, represented by Mr Joseph Fok SC, appearing with Mr Jat Sew-tong, argued that when BL24(2)(4) receives a sensible
87. As a fall-back position, to be reached only if his
C. The fundamental difference between the parties
88. As appears from the terms of BL24(2)(4), non-
(1) have entered Hong Kong with valid travel documents ("the lawful entry requirement");
(2) have ordinarily resided in Hong Kong for a continuous period of not less than seven years ("the
ordinary residence requirement"); and,(3) have taken Hong Kong as their place of
permanent residence ("the 'taking Hong Kong' requirement").
Of great importance to the arguments on the
"before or after the establishment of the Hong Kong Special Administrative Region".
Where a non-
89. The fundamental difference between the parties is as to whether BL24(2)(4) should be construed so that:-
(1) as Mr Chang contends, its three conditions operate independently of each other and are capable of each being separately satisfied by the
applicant at different times and at any time before or after 1 July 1997; or whether,(2) as Mr Fok argues (and Keith JA held), BL24(2)(4) it lays down three conditions to be concurrently satisfied as judged at the time when the non-
Chinese national applies for a Hong Kong permanent identity card, although the facts and matters relied upon for satisfying those conditions may have occurred before or after 1 July 1997.
D. The relevant provisions of the Ordinance
90. The Ordinance seeks to implement BL24(2)(4) in ways material to the present appeal, first, by re-enacting that provision in Schd 1, para 2(d) in the following terms :-
"A person who is within one of the following categories is a permanent resident of the Hong Kong Special Administrative Region -
.......
(d) A person not of Chinese nationality who has entered Hong Kong with a valid travel document, has ordinarily resided in Hong Kong for a continuous period of not less than 7 years and has taken Hong Kong as his place of
permanent residence before or after the establishment of the Hong Kong Special Administrative Region."
91. Secondly, in Schd 1, para 1(4)(b) the Ordinance elaborates upon the
"(4) For the purposes of calculating the continuous period of 7 years in which a person has ordinarily resided in Hong Kong, the period is reckoned to include a continuous period of 7 years -
(b) for a person under paragraph 2(d), before or after the establishment of the Hong Kong Special Administrative Region but immediately before the date when the person applies to the Director for the status of a permanent resident of the Hong Kong Special Administrative Region."
This is, of course, at the crux of the "immediately before"
92. In enacting Schd 1, para 1(4)(b) the legislature drew a deliberate
93. Thirdly, the Ordinance elaborates upon the
"(4) For the purposes of this Ordinance, a person shall not be treated as ordinarily resident in Hong Kong -
.......
(b) during any period, whether before or after the commencement of this Ordinance, of imprisonment or detention pursuant to the sentence or order of any court."
This applies equally to Chinese and non-
94. Fourthly, the Ordinance contains provisions, mainly in Schd 1, para 3, aimed at implementing the "taking Hong Kong" requirement as follows :-
"3. Establishing permanent residence under paragraph 2(d)
(1) For the purposes of paragraph 2(d), the person is required-
(a) to furnish information that the Director reasonably requires to
satisfy him that the person has taken Hong Kong as his place ofpermanent residence . The information may include the following-(i) whether he has
habitual residence in Hong Kong;(ii) whether the principal members of his family (spouse and
minor children ) are in Hong Kong;(iii) whether he has a reasonable means of income to support himself and his family;
(iv) whether he has paid his taxes in accordance with the law;
(b) to make a declaration in the form the Director stipulates that he has taken Hong Kong as his place of
permanent residence ; ....... and
(c) to be settled in Hong Kong at the time of the declaration."
95. Fifthly, Schd 1, para 1(5) elaborates upon the meaning of "settled" as follows :-
"(5) A person is settled in Hong Kong if -
(a) he is ordinarily resident in Hong Kong; and
(b) he is not subject to any
limit of stay in Hong Kong."
96. As mentioned above, the inability to meet the "taking Hong Kong" requirement because of the
E. The "immediately before"
E.(i) Mr Chang's arguments
97. Mr Chang argued that on its plain words, BL24(2)(4) allows the
98. Moreover, it must be borne in mind that BL24(2)(4) is concerned only with applications for
99. Furthermore, Mr Chang pointed to the difference of approach adopted by the Ordinance as to how Chinese and
100. Accordingly, Mr Chang
E.(ii) The need for a
101. Despite the skill and cogency with which the abovementioned arguments were advanced by Mr Chang, I have,
102. Mr Chang's argument may be said to involve a
"The adoption of a purposive
approach is necessary because a constitution states general principles and expresses purposes without condescending to particularity and definition of terms. Gaps and ambiguities are bound to arise and, in resolving them, the courts are bound to give effect to the principles and purposes declared in, and to be ascertained from, the constitution and relevant extrinsic materials. So, in ascertaining the true meaning of the instrument, the courts must consider the purpose of the instrument and its relevant provisions as well as the language of its text in the light of the context, context being of particular importance in theinterpretation of aconstitutional instrument ."
103. In relation to the Basic Law's provisions defining the classes of persons qualifying for Hong Kong
104. The context in which BL24 was promulgated was the impending resumption of sovereignty by the People's Republic of China over Hong Kong. It became necessary to consider which classes of persons would be accepted as having
105. The purpose of BL24 was to
106. Placing BL24(2)(4) in this context, it becomes exceedingly difficult to accept Mr Chang's
107. I fail to see how, when viewed purposively, one can attribute to the Basic Law an intention to
E.(iii) BL24 as a matter of language
108. Before pursuing the
109. As pointed out above, BL24(2)(4) does not expressly state that the
110. So construed, BL24(2)(4) has not condescended to particulars as to when the period of continuous
111. I have not overlooked Mr Chang's
112. It would be most surprising if the provisions of the Basic Law were not formulated so as to provide in principle for its provisions to be capable of being applied as from the first moment of the establishment of the HKSAR, that is, from midnight on 1 July 1997. It is therefore proper to
113. So approached, the language of BL24(2)(4) is capable of being construed to accommodate cases where the accrual of the requisite period of 7 or more years of
114. I am also unable to accept Mr Chang's argument (referred to above) based on the difference of approach to the requisite period in the case of
E.(iv) The lawful entry requirement
115. To return to the purposive
"have entered Hong Kong with valid travel documents ....... before or after the establishment of the Hong Kong Special Administrative Region."
By parity of reasoning with his argument on the
116. With respect, I find it impossible to accept that such a
117. The obvious unacceptability of such a literal
F. The "imprisonment"
118. As indicated above, this was an argument raised by Mr Chang in conjunction with his arguments on the "immediately before"
119. It was stressed that what
120. Mr Chang argued that to favour a contrary, literal
121. In my judgment, this is an argument without substance. The requirement is that there must be a "continuous" 7 year period of
122. The words of
123.
G. The "
124. The relevant condition laid down by BL24(2)(4) is that non-
" ....... taken Hong Kong as their place of
permanent residence before or after the establishment of the Hong Kong Special Administrative Region."
125. The 2nd respondent's argument is that, as with the
126. I am unable to accept that argument. In the first place, it contains the premise that an applicant for
127. Secondly, as with the 2nd respondent's argument on the
128. Such a
129. Mr Chang advanced two subsidiary arguments in support of his main position on the
130. The second subsidiary argument involved Mr Chang's reliance on R v Barnet LBC, ex p Shah [1983] 2 AC 390, in which the
131. While I have no difficulty in accepting that if a person is a permanent resident with an established
132. In the first place, in this aspect of the appeal, we are concerned with BL24(2)(4)'s requirement that the
133. Secondly, the
"Unless ....... it can be shown that the statutory framework or the legal context in which the words are used requires a different meaning ......." (at p 343).
134. The statutory framework of the Ordinance in the present case includes Schd 1, para 1(5) and para 3(c) in respect of the "taking Hong Kong" requirement. Even if the natural and ordinary meaning of the concept of "
H. Conclusion
135. For the reasons given above, I have arrived at the conclusion that, as a matter of
136. It is in the circumstances unnecessary to deal in this
Hon Mayo VP:
137. Accordingly this appeal is
| (Simon Mayo) | (Anthony Rogers) | (R A V Ribeiro) |
Representation:
Mr Joseph Fok SC & Mr Jat Sew-tong, instructed by Secretary for Justice for the
Mr Denis Chang, SC & Mr Maurice Ng, instructed by Messrs Barnes & Daly for the 2nd respondent
Remarks:
Appeal by the 2nd Respondent to the Court of Final Appeal: Appeal dismissed. Please refer to the appeal judgment FACV000024/2000.