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2023

莊裕安 v. 律政司司長林定國

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[2024] HKCA 798-EN-2024-08-23

莊裕安 v. 律政司司長林定國

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CACV 366/2023, [2024] HKCA 798

On appeal from [2023] HKCFI 2840

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF APPEAL

CIVIL APPEAL NO 366 OF 2023

(ON APPEAL FROM HCAL NO 1243 OF 2023)

________________________

BETWEEN

 莊裕安Applicant
 and 
 律政司司長林定國Putative Respondent
 and 
 馬道立1st Putative Interested Party
 張舉能2nd Putative Interested Party
 林文瀚3rd Putative Interested Party
 李義4th Putative Interested Party
 霍兆剛5th Putative Interested Party
 鄧國楨6th Putative Interested Party
 陳兆愷7th Putative Interested Party
 包致金8th Putative Interested Party
 朱芬齡9th Putative Interested Party
 鄭若驊10th Putative Interested Party
 戴啟思11th Putative Interested Party

________________________

Before: Hon Poon CJHC and Au JA in Court
Date of Written Submission: 9 and 27 May 2024
Date of Judgment: 23 August 2024

________________

J U D G M E N T

________________

Hon Poon CJHC (giving the judgment of the Court):

1.  On appeal against a decision by Anthony Chan J (“the Judge”) dismissing an application for leave for judicial review,[1] the Registrar of Civil Appeals (“the Registrar”) ordered the applicant’s notice of appeal to be expunged from the Court’s file (“the Expunction Order”), on the ground that it purported to join another party to the proceedings without leave. By a judgment handed down on 19 April 2024 (“the Judgment”), we dismissed the applicant’s appeal against the Expunction Order. By a Notice of Motion dated 30 April 2024, the applicant now applies for leave to appeal to the Court of Final Appeal (“the CFA”).

2.  Having considered the parties’ written submissions, we take the view that this matter can be disposed of on paper without an oral hearing. The Expunction Order was given and drawn up in English. The Registrar’s reasons and our Judgment were also given in English. It was noted at [6] of the Judgment that the applicant is conversant in English. We will accordingly dispose of this matter in English.

3.  The Secretary for Justice was the only putative respondent on the applicant’s Form 86 below, which sought leave to apply for judicial review against the Secretary’s decision to prosecute Mr. Lai Chee Ying under the National Security Law. In appealing against the Judge’s dismissal of his leave application, the applicant purported to join Mr Lai as a 2nd respondent in his notice of appeal. This resulted in the Expunction Order, which was upheld in our Judgment.

4.  Under section 22(1)(b) of the Hong Kong Court of Final Appeal Ordinance,[2] an appeal shall lie to the CFA at the discretion of this Court or the CFA if the question involved in the appeal is one which, by reason of its great general or public importance, or otherwise, ought to be submitted to the CFA for decision.

5.  The grounds relied on by the applicant in his Notice of Motion and written submission can be summarised as follows:

(1)  It was his right as a litigant, before any substantive hearing, to decide who to sue against, including joining additional respondents to the proceedings;

(2)  In another case, HCPI 471/2019, he as the plaintiff was able to make a change of parties;

(3)  He had filed below an amended Form 86, adding Mr Lai as a 2nd putative respondent.

6.  These grounds were a repetition of the applicant’s previous arguments, which we have rejected as having no merits for reasons given in the Judgment at [7] and [8]. The applicant further stated that it is open to him to withdraw the present case and file a new case with Mr Lai as a putative respondent. However, what he may or may not choose to do in response to the Expunction Order has no bearing on its correctness. None of the points made by the applicant now amount to a question of general or public importance for the CFA to determine. There is also no basis for granting leave under the “or otherwise” limb of section 22(1)(b).

7.  In dismissing the application for leave for judicial review, the Judge found that the applicant’s real motive was to launch a collateral attack on judgments and orders made against him in other proceedings, and to ventilate his complaints against members of the judiciary who had dealt with his cases.[3]  The applicant was found to have abused the court’s process and was unremorseful.[4]  The applicant has continued such abuse in his Notice of Motion and written submission now before us, as well as in other correspondence,[5] with allegations such as that this Court has delayed the disposal of the present case with a view to prevent the prosecution against Mr Lai from being dismissed. These allegations are completely without substance.

8.  Further, by letter dated 7 May 2024, the applicant stated that he is awaiting filing directions in relation to this appeal against the Judge’s dismissal of his application for leave for judicial review. This is misconceived as after the Expunction Order which expunged the notice of appeal, no appeal is now pending before the Court.

9.  In conclusion, we refuse leave to appeal to the CFA and dismiss the applicant’s Notice of Motion. Since the Secretary filed as directed a written submission in reply to the applicant’s leave application, we order the applicant to pay the Secretary’s costs, summarily assessed at $20,577.67, as set out in a statement of costs filed together with the Secretary’s written submission.

(Jeremy Poon)
Chief Judge of the
High Court
(Thomas Au)
Justice of Appeal

Department of Justice for the Putative Respondent

The Applicant, unrepresented, acted in person



[1]  [2023] HKCFI 2840.

[2]  Cap 484.

[3]  [2023] HKCFI 2840 at [7] and [24]

[4]  [2023] HKCFI 2840 at [23]

[5]  Applicant’s letters dated 19 June and 4 July 2024

[2024] HKCA 349-EN-2024-04-19

莊裕安 v. 律政司司長林定國

HTML content

CACV 366/2023, [2024] HKCA 349

On appeal from [2023] HKCFI 2840

IN THE HIGH COURT OF THE

HONG KONG SPECIAL ADMINISTRATIVE REGION

COURT OF APPEAL

CIVIL APPEAL NO 366 OF 2023

(ON APPEAL FROM HCAL NO 1243 OF 2023)

________________________

BETWEEN  
莊裕安Applicant
and
律政司司長林定國Putative Respondent
and
馬道立1st Putative Interested Party
張舉能2nd Putative Interested Party
林文瀚3rd Putative Interested Party
李義4th Putative Interested Party
霍兆剛5th Putative Interested Party
鄧國楨6th Putative Interested Party
陳兆愷7th Putative Interested Party
包致金8th Putative Interested Party
朱芬齡9th Putative Interested Party
鄭若驊10th Putative Interested Party
戴啟思11th Putative Interested Party

________________________

Before:Hon Poon CJHC and Au JA in Court
Date of Written Submission:15 February 2024
Date of Judgment:19 April 2024

________________________

J U D G M E N T

________________________

Hon Poon CJHC (giving the judgment of the Court):

1.  By a judgment dated 2 November 2023 (“the Judgment”),[1] Anthony Chan J dismissed the applicant’s application for leave to apply for judicial review.  The applicant lodged a notice of appeal on 16 November 2023.  On 2 January 2024, the Registrar of Civil Appeals (“the Registrar CA”) ordered the notice to be expunged from the Court’s file, on the ground that it purported to join another party to the proceedings as the 2nd respondent without leave (“the Expunction Order”).  The applicant now appeals against the Expunction Order.

Background

2.  In the proceedings below, the applicant applied for leave to apply for judicial review against the decision of the Secretary for Justice to prosecute Mr Lai Chee Ying, who was indicted for offences under the National Security Law.  The Secretary was the only putative respondent in the applicant’s Form 86.    

3.  The Judge dismissed the leave application.  Among other reasons, the Judge took the view that the applicant’s real motive behind the application was to launch a collateral attack on judgments and orders made against him in other proceedings, and to ventilate his complaints against members of the judiciary who had dealt with his cases (the Judgment at [7] and [24]).  In those proceedings, the applicant had been held to have abused the court’s process.  The Judge found that the applicant was unremorseful in his abuse of the court’s process to the prejudice of other users (at [23]).  Apart from dismissing the leave application, the Judge also made a restricted proceedings order against the applicant in relation to specified proceedings.

4.  Following the Judgment, the applicant lodged a notice of appeal.  The notice, without leave, purported to join Mr Lai as the 2nd respondent to the appeal.  By the Expunction Order, the Registrar CA ordered the notice to be expunged from the Court’s file.  An application to fix date, filed on the same day as the notice, was also expunged for the same reason.  The applicant was then ordered to pay costs occasioned by the expunged documents to the Secretary.

5.  On 24 January 2024, the applicant lodged a Notice of Motion, to apply for leave to appeal to the Court of Final Appeal (“the CFA”) against the Expunction Order.  In subsequent correspondence on 19 February 2024, the applicant confirmed and clarified that his intention is to appeal to this Court, instead of the CFA.  We will therefore treat the Notice of Motion as an appeal to this Court.

6.  Whether the notice of appeal should have been expunged is an interlocutory matter in relation to a cause pending before us, we considered it appropriate to determine this matter on paper pursuant to Order 59 r.14A(1) of the Rules of the High Court (“RHC”), having considered the materials, including the applicant’s written submission dated 15 February 2024.[2] We further note that the Judgment was given in English, stating at [3] that the applicant is conversant in English and had previously informed the court that he was educated in the UK.  The Expunction Order and Registrar CA’s reasons were also set out in a letter in English.[3]  We accordingly give this judgment in English.

Discussion

7.  Mr Lai was not initially a party to the leave application for judicial review.  While the applicant may apply to join another party to the proceedings with the court’s leave, he cannot do so without leave.  The applicant asserted in his submissions that it was his right as a litigant, prior to the substantive hearing or trial,[4] to join another party. This is clearly incorrect.  As it was held in Re Raschpal Singh[2020] HKCA 978 at [1]:-

“Unless there is a court order granting leave … the parties to a set of proceedings are those named in the originating process. It is not up to an applicant or plaintiff to name some other party as party to the proceedings in any documents filed with the court without first making an application for substitution or joinder. … If such documents were somehow filed without the leave of the court, the matter should be brought to the attention of the Registrar who may give directions for expunging the improper documents from the record. It would then be up to the filing party to file a document with the proper party named in it.”

8.  The applicant referred to a purported amended Form 86 on which Mr Lai appeared as the 2nd respondent.  But this document was in fact filed as an exhibit attached to the applicant’s affirmation in support of an earlier application to join Mr Lai, which was refused by the Judge.[5] The applicant also referred to the case of HCPI 471/2019 in which he was the plaintiff.  In that case, however, the change of parties was made under a court order.[6]  In the instant case, there can be no answer to the point that the purported joinder of Mr Lai was made without leave.  The Registrar CA was plainly right to make the Expunction Order.

9.  We accordingly dismiss the applicant’s appeal and the Notice of Motion.  This appeal being ex parte; and although both the applicant and the Secretary had earlier made written submissions to the Registrar CA upon invitation, neither the Secretary nor any other putative party has taken part in the proceedings before us.  In the circumstances, we will make no order as to costs. 

(Jeremy Poon)(Thomas Au)
Chief Judge of the High CourtJustice of Appeal

   

The Applicant, unrepresented, acted in person

[1][2023] HKCFI 2840

[2] Attached to this submission were the applicant’s earlier submissions to the Registrar CA dated 14 December 2023 (before the Expunction Order) and 11 January 2024 (after the Expunction Order)

[3] Letter dated 8 January 2024, the Expunction Order being drawn up later in English

[4] Referred to in Chinese in the applicant’s submission as “正審”

[5][2023] HKCFI 2492

[6] See [2022] HKCFI 1913 at [4]